WORKIVA INC Insider Trading Activity

Workiva Inc. executive Junko Swain reported routine equity compensation transactions.

Accepted by SEC EDGAR 02/03/2026 - 05:06 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Workiva Inc. executive Junko Swain reported routine equity compensation transactions. On 02/01/2026, she delivered 618 shares of Class A common stock at $77.02 to Workiva to cover withholding taxes due on previously granted restricted stock units that vested. On 02/02/2026, she received a grant of 6,859 restricted stock units of Class A common stock at $76.54 under the 2014 Equity Incentive Plan, which vest in four equal annual installments starting on the first anniversary of the grant date.

Following these transactions, Swain directly beneficially owned 31,087 shares of Workiva Class A common stock, including 185 shares purchased under the Workiva Employee Stock Purchase Plan on January 14, 2025.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Swain Junko

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	6,859	$76.54	$525K
Exercise Price or Tax Liability	Class A Common Stock	618	$77.02	$48K

Holdings After Transaction: Class A Common Stock — 31,087 shares (Direct)

Footnotes (4)

1. F1. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
2. F2. Includes 185 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on January 14, 2025.
3. F3. Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
4. F4. Vests in four equal annual installments commencing on the first anniversary of the grant date.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Swain Junko

(Last) (First) (Middle)

2900 UNIVERSITY BOULEVARD

(Street)

AMES IA 50010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/01/2026		F(1)		618	D	$77.02	24,228(2)	D
Class A Common Stock	02/02/2026		A(3)		6,859(4)	A	$76.54	31,087(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

2. Includes 185 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on January 14, 2025.

3. Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

4. Vests in four equal annual installments commencing on the first anniversary of the grant date.

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Junko Swain	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.