Workiva (NYSE: WK) director receives 877-share restricted stock grant

Rhea-AI Filing Summary

Workiva Inc. director Richard Scott Herren reported an equity award of Class A common stock. He acquired 877 shares on a grant basis at a stated price of $0.00 per share. The award was in the form of restricted stock units granted under the Workiva Inc. 2014 Equity Incentive Plan (as Amended and Restated May 30, 2024).

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Herren Richard Scott

(Last) (First) (Middle)

2900 UNIVERSITY BLVD.

(Street)

AMES IA 50010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/02/2026		A(1)		877	A	(1)	877	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan (as Amended and Restated May 30, 2024).

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Richard Scott Herren	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Workiva (WK) report for Richard Scott Herren?

Workiva director Richard Scott Herren received an award of 877 shares of Class A common stock. The shares were granted as restricted stock units at a stated price of $0.00 per share under the company’s equity incentive plan.

Was the recent Workiva (WK) insider transaction a purchase or a grant?

The recent Workiva insider transaction was a grant, not an open-market purchase. Director Richard Scott Herren acquired 877 Class A shares through a restricted stock unit award under the Workiva Inc. 2014 Equity Incentive Plan.

How many Workiva (WK) shares does Richard Scott Herren hold after this award?

After this equity award, Richard Scott Herren is reported as directly owning 877 shares of Workiva Class A common stock. This reflects the full amount from the restricted stock unit grant disclosed in the Form 4 filing.

What type of security was granted in the latest Workiva (WK) Form 4?

The filing shows an award of Class A Common Stock in the form of restricted stock units. A total of 877 shares were granted to director Richard Scott Herren under Workiva’s 2014 Equity Incentive Plan.

Under which plan was the latest Workiva (WK) insider stock grant made?

The grant was made under the Workiva Inc. 2014 Equity Incentive Plan, as amended and restated on May 30, 2024. The Form 4 notes that the 877-share award is a restricted stock unit grant pursuant to this plan.