Workiva director granted 4,070 RSUs

Herren Richard Scott reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 06/03/2026 - 04:37 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Herren Richard Scott reported acquisition or exercise transactions in this Form 4 filing.

Workiva Inc. director Richard Scott Herren received an equity award of 4,070 shares of Class A Common Stock. The shares were granted as restricted stock units under the Workiva Inc. 2014 Equity Incentive Plan at no cash cost to him. Following this award, his directly held stake increased to 4,947 shares, reflecting routine stock-based compensation rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 4,070 shares

Grant/Award 1 txn

Insider Herren Richard Scott

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	4,070	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 4,947 shares (Direct)

Footnotes (1)

1. F1. Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

Key Figures

Equity grant size: 4,070 shares Post-transaction holdings: 4,947 shares Grant price per share: $0.00 per share

3 metrics

Equity grant size 4,070 shares Restricted stock units granted to director on 2026-06-01

Post-transaction holdings 4,947 shares Director’s direct Class A Common Stock holdings after grant

Grant price per share $0.00 per share Reported transaction price for restricted stock unit award

Key Terms

restricted stock units, Equity Incentive Plan, Class A Common Stock

3 terms

restricted stock units financial

"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Equity Incentive Plan financial

"pursuant to the Workiva Inc. 2014 Equity Incentive Plan."

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Workiva (WK) director Richard Scott Herren report on this Form 4?

Richard Scott Herren reported receiving an equity grant. He was awarded 4,070 shares of Class A Common Stock in the form of restricted stock units, increasing his directly held position to 4,947 shares as part of Workiva’s stock-based compensation program.

How many Workiva (WK) shares did Richard Scott Herren acquire in this transaction?

He acquired 4,070 shares in this transaction. The Form 4 shows a grant of 4,070 shares of Class A Common Stock as restricted stock units, issued at a reported price of $0.00 per share as compensation rather than a market purchase.

What is Richard Scott Herren’s Workiva (WK) share ownership after this grant?

After the grant, he directly owns 4,947 shares. The Form 4 states that the director’s total direct holdings of Class A Common Stock increased to 4,947 shares following the award of 4,070 restricted stock unit shares under Workiva’s equity incentive plan.

Was Richard Scott Herren’s Workiva (WK) transaction a market buy or sell?

The transaction was not a market buy or sell. It is coded as a grant or award acquisition, reflecting restricted stock units issued at $0.00 per share under the Workiva Inc. 2014 Equity Incentive Plan, rather than an open-market trade.

Under which plan were the restricted stock units granted to Richard Scott Herren at Workiva (WK)?

The units were granted under Workiva’s 2014 Equity Incentive Plan. A footnote explains that the 4,070-share award represents restricted stock units issued pursuant to the Workiva Inc. 2014 Equity Incentive Plan as part of the company’s equity compensation program.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Herren Richard Scott

(Last) (First) (Middle)

2900 UNIVERSITY BLVD.

(Street)

AMES IOWA 50010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/01/2026		A(1)		4,070	A	(1)	4,947	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Richard Scott Herren	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)