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  4. [Form 4] WORKIVA INC Insider Trading Activity

Workiva (WK) director Michael Crow awarded 4,070 shares, updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CROW MICHAEL M reported acquisition or exercise transactions in this Form 4 filing.

Workiva Inc. director Michael M. Crow reported a compensation-related stock grant and updated holdings. He received 4,070 shares of Class A Common Stock as a grant or award at a reported price of $0.0000 per share, pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

After this grant, Crow directly holds 7,288 shares of Class A Common Stock. A separate entry shows 46,332 shares of Class A Common Stock held indirectly through a family trust, reflecting indirect ownership rather than a market transaction.

Positive

  • None.

Negative

  • None.
Insider CROW MICHAEL M
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 4,070 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 7,288 shares (Direct, null); Class A Common Stock — 46,332 shares (Indirect, By family trust)
Footnotes (1)
  1. [object Object]
Stock grant 4,070 shares Grant or award of Class A Common Stock
Grant price $0.0000 per share Reported transaction price for awarded shares
Direct holdings after grant 7,288 shares Class A Common Stock directly owned after transaction
Indirect holdings via family trust 46,332 shares Class A Common Stock held indirectly by family trust
restricted stock units financial
"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2014 Equity Incentive Plan financial
"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."
family trust financial
"total_shares_following_transaction 46332.0000, direct_or_indirect I, nature_of_ownership By family trust"
grant/award acquisition financial
"transaction_action grant/award acquisition, transaction_code_description Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CROW MICHAEL M
(Last)(First)(Middle)
2900 UNIVERSITY BOULEVARD
(Street)
AMES IOWA 50010
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026A(1)4,070A(1)7,288D
Class A Common Stock46,332IBy family trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
Remarks:
/s/ Brandon E. Ziegler as attorney-in-fact for Michael M. Crow06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Workiva (WK) director Michael M. Crow report in this Form 4?

Michael M. Crow reported a grant of 4,070 shares of Workiva Class A Common Stock. The shares were awarded as compensation, not bought in the open market, under the company’s 2014 Equity Incentive Plan, and his direct and indirect holdings were updated accordingly.

How many Workiva (WK) shares did Michael M. Crow receive in this transaction?

He received 4,070 shares of Workiva Class A Common Stock. The filing identifies this as a grant or award with a reported per-share price of $0.0000, indicating a compensation grant rather than an open-market purchase for cash consideration.

What are Michael M. Crow’s direct holdings in Workiva (WK) after the grant?

Following the reported grant, Michael M. Crow directly holds 7,288 shares of Workiva Class A Common Stock. This figure reflects his personal ownership, separate from any shares held indirectly through entities such as a family trust noted in the same filing.

What does the family trust holding mean in the Workiva (WK) Form 4?

The Form 4 shows 46,332 Workiva Class A Common Stock shares held indirectly by a family trust. This indicates beneficial ownership through the trust structure rather than in Crow’s personal name, and the entry is categorized as a holding, not a new transaction.

Was the Workiva (WK) Form 4 transaction an open-market buy or a grant?

The filing describes the 4,070-share entry as a grant, award, or other acquisition coded “A.” A footnote states it is a grant of restricted stock units under the Workiva Inc. 2014 Equity Incentive Plan, so it is compensation-related rather than an open-market purchase.