STOCK TITAN

[Form 4] Westlake Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Westlake Corporation (WLK) director Catherine T. Chao reported restricted stock unit activity and changes in beneficial ownership. The filing shows acquisitions or grant-related entries dated 08/08/2025 and 08/09/2025, including 2,168 restricted stock units on 08/08/2025 and a separate 1,128 restricted stock unit transaction on 08/09/2025. The filing states restricted stock units convert one-for-one into common stock and that all of the 2,168 units will vest on August 8, 2026. An earlier grant of 1,128 RSUs was made on August 9, 2024 and vests on its first anniversary.

The report also shows beneficial ownership following the reported transactions of 5,580 shares held directly and 19,423 shares held indirectly in a trust for the reporting person, who serves as sole trustee. Explanations in the filing describe the trust and the one-for-one conversion feature of the RSUs.

La direttrice di Westlake Corporation (WLK), Catherine T. Chao, ha segnalato operazioni relative a unità azionarie ristrette e variazioni nella proprietà beneficiaria. La comunicazione indica assegnazioni o operazioni datate 08/08/2025 e 08/09/2025, incluse 2168 unità azionarie ristrette il 08/08/2025 e una distinta transazione di 1128 unità azionarie ristrette il 08/09/2025. Nel documento si specifica che le unità azionarie ristrette si convertono uno a uno in azioni ordinarie e che tutte le 2168 unità matureranno il 8 agosto 2026. Una precedente assegnazione di 1128 RSU è stata effettuata il 9 agosto 2024 e matura al suo primo anniversario.

Il rapporto mostra inoltre, a seguito delle operazioni dichiarate, una titolarità beneficiaria composta da 5580 azioni detenute direttamente e da 19423 azioni detenute indirettamente in un trust intestato alla persona che ha presentato la segnalazione, la quale agisce come unico trustee. Le note nella dichiarazione descrivono il trust e la caratteristica di conversione uno a uno delle RSU.

La directora de Westlake Corporation (WLK), Catherine T. Chao, informó movimientos de unidades de acciones restringidas y cambios en la propiedad beneficiaria. El informe refleja adjudicaciones u operaciones fechadas 08/08/2025 y 08/09/2025, incluyendo 2168 unidades de acciones restringidas el 08/08/2025 y una transacción separada de 1128 unidades de acciones restringidas el 08/09/2025. El documento indica que las unidades se convierten una a una en acciones ordinarias y que todas las 2168 unidades devengarán el 8 de agosto de 2026. Una adjudicación anterior de 1128 RSU se efectuó el 9 de agosto de 2024 y devenga en su primer aniversario.

El reporte también muestra, tras las operaciones informadas, una propiedad beneficiaria de 5580 acciones en posesión directa y 19423 acciones en posesión indirecta en un trust a nombre de la persona que presentó el informe, quien actúa como fideicomisaria única. Las explicaciones en la presentación describen el trust y la característica de conversión uno a uno de las RSU.

Westlake Corporation(WLK) 이사 Catherine T. Chao가 제한주식단위(RSU) 거래 및 실질 소유권 변동을 신고했습니다. 제출서류에는 08/08/202508/09/2025자 날짜의 수령 또는 부여 관련 항목이 기재되어 있으며, 08/08/20252168개의 제한주식단위08/09/2025에 별도의 1128개의 제한주식단위 거래가 포함되어 있습니다. 서류에는 RSU가 보통주로 1대1로 전환된다고 명시되어 있으며, 해당 2168개 전부는 2026년 8월 8일에 베스트됩니다. 이전에 부여된 1128개 RSU는 2024년 8월 9일에 이루어졌고 첫 번째 기일에 베스트됩니다.

해당 보고서는 또한 보고된 거래 이후 보고인의 실소유가로 직접 보유 5580주간접 보유 19423주(보고인을 수혜자로 하는 트러스트 내)가 있음을 보여주며, 보고인은 해당 신탁의 단독 수탁자(sole trustee)로 기재되어 있습니다. 제출서류의 설명에는 트러스트와 RSU의 1대1 전환 특성이 언급되어 있습니다.

Catherine T. Chao, administratrice de Westlake Corporation (WLK), a déclaré des mouvements d'unités d'actions restreintes (RSU) et des changements de propriété bénéficiaire. Le dossier fait état d'attributions ou d'opérations datées 08/08/2025 et 08/09/2025, incluant 2168 unités d'actions restreintes le 08/08/2025 et une transaction distincte de 1128 unités d'actions restreintes le 08/09/2025. Le document précise que les RSU se convertissent une pour une en actions ordinaires et que l'ensemble des 2168 unités deviendra acquis le 8 août 2026. Une attribution antérieure de 1128 RSU a été faite le 9 août 2024 et devient acquise à son premier anniversaire.

Le rapport indique également, après les opérations déclarées, une détention bénéficiaire de 5580 actions détenues directement et de 19423 actions détenues indirectement dans un trust au profit de la personne ayant fait la déclaration, qui agit en tant que fiduciaire unique. Les explications du dossier décrivent le trust et la caractéristique de conversion une pour une des RSU.

Catherine T. Chao, Direktorin der Westlake Corporation (WLK), meldete Bewegungen bei Restricted Stock Units (RSU) und Änderungen der wirtschaftlichen Eigentumsverhältnisse. Die Einreichung führt Zuteilungen oder transaktionsbezogene Einträge mit den Daten 08/08/2025 und 08/09/2025 auf, darunter 2168 Restricted Stock Units am 08/08/2025 sowie eine separate Transaktion über 1128 Restricted Stock Units am 08/09/2025. In der Meldung heißt es, dass die RSU im Verhältnis eins zu eins in Stammaktien umgewandelt werden und dass alle 2168 Einheiten am 8. August 2026 vesten. Eine frühere Zuteilung von 1128 RSU erfolgte am 9. August 2024 und vestet am ersten Jahrestag.

Der Bericht zeigt ferner, nach den gemeldeten Transaktionen, eine wirtschaftliche Eigentümerschaft von 5580 direkt gehaltenen Aktien und 19423 indirekt gehaltenen Aktien in einem Trust zugunsten der meldenden Person, die als alleinige Treuhänderin fungiert. Die Erläuterungen in der Einreichung beschreiben den Trust und die eins-zu-eins-Umwandlungsfunktion der RSU.

Positive
  • 2,168 restricted stock units granted on 08/08/2025 that convert one-for-one to common stock
  • Documented beneficial ownership of 5,580 shares directly and 19,423 shares indirectly via a trust where the reporting person is sole trustee
Negative
  • None.

Insights

TL;DR: Director received RSU awards and holds both direct and trust-held shares; transaction appears routine compensation-related activity.

The Form 4 shows grant and acquisition entries for restricted stock units totaling reported amounts of 2,168 and 1,128 units on consecutive dates in August 2025. The filing explicitly states RSUs convert one-for-one into common shares and that the 2,168 units vest on August 8, 2026. Post-transaction beneficial ownership is documented as 5,580 shares directly and 19,423 shares indirectly via a trust. From an analyst perspective, these entries reflect equity compensation and existing insider ownership rather than a liquidation or large-scale transfer. The filing does not disclose cash proceeds, sales, or exercises that would materially alter outstanding share counts or company leverage.

TL;DR: Disclosure documents standard RSU grants and confirms trust-held shares; governance disclosures are complete and explicit.

The report names the reporting person as a director and provides explicit descriptions: RSUs convert one-for-one to common stock, certain RSUs vest on a stated date, and indirect ownership exists through a trust for which the reporting person is sole trustee. These elements satisfy standard Section 16 disclosure requirements by reporting beneficial ownership and the nature of indirect holdings. The filing does not show any sales, option exercises, or changes to voting arrangements beyond the trust disclosure. No governance red flags or adverse events are documented in the content provided.

La direttrice di Westlake Corporation (WLK), Catherine T. Chao, ha segnalato operazioni relative a unità azionarie ristrette e variazioni nella proprietà beneficiaria. La comunicazione indica assegnazioni o operazioni datate 08/08/2025 e 08/09/2025, incluse 2168 unità azionarie ristrette il 08/08/2025 e una distinta transazione di 1128 unità azionarie ristrette il 08/09/2025. Nel documento si specifica che le unità azionarie ristrette si convertono uno a uno in azioni ordinarie e che tutte le 2168 unità matureranno il 8 agosto 2026. Una precedente assegnazione di 1128 RSU è stata effettuata il 9 agosto 2024 e matura al suo primo anniversario.

Il rapporto mostra inoltre, a seguito delle operazioni dichiarate, una titolarità beneficiaria composta da 5580 azioni detenute direttamente e da 19423 azioni detenute indirettamente in un trust intestato alla persona che ha presentato la segnalazione, la quale agisce come unico trustee. Le note nella dichiarazione descrivono il trust e la caratteristica di conversione uno a uno delle RSU.

La directora de Westlake Corporation (WLK), Catherine T. Chao, informó movimientos de unidades de acciones restringidas y cambios en la propiedad beneficiaria. El informe refleja adjudicaciones u operaciones fechadas 08/08/2025 y 08/09/2025, incluyendo 2168 unidades de acciones restringidas el 08/08/2025 y una transacción separada de 1128 unidades de acciones restringidas el 08/09/2025. El documento indica que las unidades se convierten una a una en acciones ordinarias y que todas las 2168 unidades devengarán el 8 de agosto de 2026. Una adjudicación anterior de 1128 RSU se efectuó el 9 de agosto de 2024 y devenga en su primer aniversario.

El reporte también muestra, tras las operaciones informadas, una propiedad beneficiaria de 5580 acciones en posesión directa y 19423 acciones en posesión indirecta en un trust a nombre de la persona que presentó el informe, quien actúa como fideicomisaria única. Las explicaciones en la presentación describen el trust y la característica de conversión uno a uno de las RSU.

Westlake Corporation(WLK) 이사 Catherine T. Chao가 제한주식단위(RSU) 거래 및 실질 소유권 변동을 신고했습니다. 제출서류에는 08/08/202508/09/2025자 날짜의 수령 또는 부여 관련 항목이 기재되어 있으며, 08/08/20252168개의 제한주식단위08/09/2025에 별도의 1128개의 제한주식단위 거래가 포함되어 있습니다. 서류에는 RSU가 보통주로 1대1로 전환된다고 명시되어 있으며, 해당 2168개 전부는 2026년 8월 8일에 베스트됩니다. 이전에 부여된 1128개 RSU는 2024년 8월 9일에 이루어졌고 첫 번째 기일에 베스트됩니다.

해당 보고서는 또한 보고된 거래 이후 보고인의 실소유가로 직접 보유 5580주간접 보유 19423주(보고인을 수혜자로 하는 트러스트 내)가 있음을 보여주며, 보고인은 해당 신탁의 단독 수탁자(sole trustee)로 기재되어 있습니다. 제출서류의 설명에는 트러스트와 RSU의 1대1 전환 특성이 언급되어 있습니다.

Catherine T. Chao, administratrice de Westlake Corporation (WLK), a déclaré des mouvements d'unités d'actions restreintes (RSU) et des changements de propriété bénéficiaire. Le dossier fait état d'attributions ou d'opérations datées 08/08/2025 et 08/09/2025, incluant 2168 unités d'actions restreintes le 08/08/2025 et une transaction distincte de 1128 unités d'actions restreintes le 08/09/2025. Le document précise que les RSU se convertissent une pour une en actions ordinaires et que l'ensemble des 2168 unités deviendra acquis le 8 août 2026. Une attribution antérieure de 1128 RSU a été faite le 9 août 2024 et devient acquise à son premier anniversaire.

Le rapport indique également, après les opérations déclarées, une détention bénéficiaire de 5580 actions détenues directement et de 19423 actions détenues indirectement dans un trust au profit de la personne ayant fait la déclaration, qui agit en tant que fiduciaire unique. Les explications du dossier décrivent le trust et la caractéristique de conversion une pour une des RSU.

Catherine T. Chao, Direktorin der Westlake Corporation (WLK), meldete Bewegungen bei Restricted Stock Units (RSU) und Änderungen der wirtschaftlichen Eigentumsverhältnisse. Die Einreichung führt Zuteilungen oder transaktionsbezogene Einträge mit den Daten 08/08/2025 und 08/09/2025 auf, darunter 2168 Restricted Stock Units am 08/08/2025 sowie eine separate Transaktion über 1128 Restricted Stock Units am 08/09/2025. In der Meldung heißt es, dass die RSU im Verhältnis eins zu eins in Stammaktien umgewandelt werden und dass alle 2168 Einheiten am 8. August 2026 vesten. Eine frühere Zuteilung von 1128 RSU erfolgte am 9. August 2024 und vestet am ersten Jahrestag.

Der Bericht zeigt ferner, nach den gemeldeten Transaktionen, eine wirtschaftliche Eigentümerschaft von 5580 direkt gehaltenen Aktien und 19423 indirekt gehaltenen Aktien in einem Trust zugunsten der meldenden Person, die als alleinige Treuhänderin fungiert. Die Erläuterungen in der Einreichung beschreiben den Trust und die eins-zu-eins-Umwandlungsfunktion der RSU.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chao Catherine T.

(Last) (First) (Middle)
2801 POST OAK BLVD., STE. 600

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTLAKE CORP [ WLK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/09/2025 M 1,128 A (1) 5,580 D
Common Stock 19,423 I by Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/08/2025 A 2,168 (3) (3) Common Stock 2,168 $0 2,168 D
Restricted Stock Units (1) 08/09/2025 M 1,128 (4) (4) Common Stock 1,128 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into the Issuer's common stock on a one-for-one basis.
2. These shares are held in a trust for the benefit of the reporting person, who also serves as sole trustee.
3. All of the restricted stock units will vest on August 8, 2026.
4. On August 9, 2024 the reporting person was granted 1,128 restricted stock units vesting on the first anniversary of the grant date.
Catherine Chao by J Feng POA 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Westlake (WLK) director Catherine T. Chao report?

The Form 4 reports RSU activity dated 08/08/2025 and 08/09/2025, including a grant of 2,168 restricted stock units and an additional 1,128 RSU transaction.

How do the restricted stock units convert for WLK reported on the Form 4?

The filing states the restricted stock units convert one-for-one into Westlake common stock.

When do the reported RSUs vest?

The filing explicitly says the 2,168 RSUs will vest on August 8, 2026. An earlier grant of 1,128 RSUs was made on August 9, 2024 and vests on its first anniversary per the filing.

How many Westlake shares does the reporting person beneficially own after these transactions?

The Form 4 shows 5,580 shares held directly and 19,423 shares held indirectly in a trust for the benefit of the reporting person.

What is the nature of the indirect ownership disclosed on the Form 4 for WLK?

The filing states the indirectly held shares are held in a trust for the benefit of the reporting person, who serves as sole trustee.
WESTLAKE CORPORATION

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