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John Wiley & Sons (NYSE: WLY) director gets phantom stock award

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

John Wiley & Sons director Katherine Dunn Andresen received a grant of 31 Phantom Stock Units on 2026-07-23 at a reference price of $48.72 per unit under the company’s Deferred Compensation Plan for Directors. These units convert 1-for-1 into Class A Common and settle upon separation from the Board, bringing her deferred holdings to 4,211 units.

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Insider Andresen Katherine Dunn
Role Director
Type Security Shares Price Value
Grant/Award Phantom Stock Units F1, F2 31 $48.72 $2K
Holdings After Transaction: Phantom Stock Units — 4,211 shares (Direct)
Footnotes (2)
  1. F1. 1-for-1
  2. F2. Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.
Phantom units granted 31 Phantom Stock Units Grant/award acquisition on 2026-07-23 under directors’ deferred compensation plan
Reference price per unit $48.72 Transaction price per Phantom Stock Unit for the 2026-07-23 award
Total phantom units after grant 4,211 units Director’s Phantom Stock Unit balance following the reported transaction
Conversion ratio 1-for-1 Each Phantom Stock Unit converts into one share of Class A Common
Phantom Stock Units financial
"Represents additional Phantom Stock Units as a result of a quarterly dividend"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Deferred Compensation Plan for Directors financial
"Deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors"
A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.
separation of service financial
"Shares settle upon separation of service from the Board in 100% Class A Common"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did John Wiley (WLY) report for director Katherine Dunn Andresen?

John Wiley & Sons reported that director Katherine Dunn Andresen was credited with 31 Phantom Stock Units on 2026-07-23. The award, tied to quarterly dividends under the directors’ deferred compensation plan, increased her phantom unit balance to 4,211 units.

At what price were the John Wiley (WLY) phantom stock units for Katherine Dunn Andresen calculated?

The 31 Phantom Stock Units were recorded at a reference value of $48.72 per unit. This figure reflects the price used for the deferred award accounting, not an open-market purchase or sale, and is linked to John Wiley’s Class A Common stock.

How and when do Katherine Dunn Andresen’s John Wiley (WLY) phantom stock units settle?

The Phantom Stock Units convert 1-for-1 into John Wiley & Sons Class A Common stock. According to the plan terms, the shares are delivered upon separation of service from the Board, making this a deferred, equity-settled director compensation arrangement.

Does this John Wiley (WLY) Form 4 show open-market buying or selling by the director?

No. The Form 4 records a grant/award acquisition of 31 Phantom Stock Units, coded as transaction type A. It reflects additional deferred compensation credited under the directors’ plan, rather than an open-market stock purchase or sale by Katherine Dunn Andresen.

What is Katherine Dunn Andresen’s total phantom unit balance with John Wiley (WLY) after this award?

After this transaction, Katherine Dunn Andresen holds 4,211 Phantom Stock Units on a deferred basis. Each unit is linked to John Wiley’s Class A Common stock and will settle in shares when she leaves the company’s Board of Directors under the plan provisions.

Is the reported John Wiley (WLY) phantom unit grant tied to a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked for this transaction. The award is described as additional Phantom Stock Units credited from a quarterly dividend under the Deferred Compensation Plan for Directors, rather than being executed under a trading-plan framework.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Andresen Katherine Dunn

(Last)(First)(Middle)
111 RIVER STREET

(Street)
HOBOKEN NEW JERSEY 07030

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JOHN WILEY & SONS, INC. [ WLY, WLYB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(1)07/23/2026A31 (2) (2)Class A Common31$48.724,211D
Explanation of Responses:
1. 1-for-1
2. Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.
Remarks:
/s/ Deirdre P. Silver, Attorney-In-Fact07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)