STOCK TITAN

Director Dobson (NYSE: WLY) receives 230 phantom stock units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dobson David C reported acquisition or exercise transactions in this Form 4 filing.

JOHN WILEY & SONS, INC. director David C. Dobson received a grant of 230 Phantom Stock Units on July 23, 2026 at $48.72 per unit. The award reflects additional units credited from a quarterly dividend under the company’s Deferred Compensation Plan for Directors.

Each unit is convertible on a 1-for-1 basis into Class A Common stock and will settle in shares upon his separation from the board. Following this credit, Dobson’s reported Phantom Stock Unit holdings total 31,619 units.

Positive

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Negative

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Insider Dobson David C
Role Director
Type Security Shares Price Value
Grant/Award Phantom Stock Units F1, F2 230 $48.72 $11K
Holdings After Transaction: Phantom Stock Units — 31,619 shares (Direct)
Footnotes (2)
  1. F1. 1-for-1.
  2. F2. Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.
Phantom Stock Units granted 230 units Grant to director David C. Dobson on July 23, 2026
Grant price per unit $48.72 per unit Value assigned to Phantom Stock Units granted July 23, 2026
Phantom Stock Units after grant 31,619 units Dobson’s reported Phantom Stock Unit holdings following the transaction
Conversion ratio 1-for-1 Each Phantom Stock Unit convertible into one share of Class A Common
Phantom Stock Units financial
"Represents additional Phantom Stock Units as a result"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Deferred Compensation Plan financial
"deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan"
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
separation of service financial
"Shares settle upon separation of service from the Board"
Class A Common financial
"John Wiley & Sons, Inc. Class A Common stock"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award did John Wiley & Sons (WLY) report for director David C. Dobson?

John Wiley & Sons (WLY) reported that director David C. Dobson received 230 Phantom Stock Units on July 23, 2026 at $48.72 per unit. These units were credited as additional amounts from a quarterly dividend under the Deferred Compensation Plan for Directors.

How many Phantom Stock Units does David C. Dobson now hold in WLY?

After the latest credit, David C. Dobson holds 31,619 Phantom Stock Units tied to John Wiley & Sons (WLY). This figure represents his reported Phantom Stock Unit balance following the July 23, 2026 award of 230 additional units from the quarterly dividend.

How do Phantom Stock Units work for John Wiley & Sons (WLY) directors?

For John Wiley & Sons (WLY) directors, Phantom Stock Units are 1-for-1 equivalents of Class A Common stock. They accumulate under the Deferred Compensation Plan for Directors and are settled entirely in John Wiley Class A shares when a director separates from board service.

When will David C. Dobson’s WLY Phantom Stock Units settle into actual shares?

David C. Dobson’s Phantom Stock Units will settle upon his separation from the Board. At that time, under the plan terms, the units convert into 100% John Wiley & Sons, Inc. Class A Common stock on a 1-for-1 basis, delivering actual shares instead of units.

Was the WLY director’s new equity credited under a specific company plan?

Yes. The 230 new Phantom Stock Units for the WLY director were credited under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors. The filing explains they represent additional units from a quarterly dividend that are deferred into Phantom Stock Units under this plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dobson David C

(Last)(First)(Middle)
111 RIVER STREET

(Street)
HOBOKEN NEW JERSEY 07030

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JOHN WILEY & SONS, INC. [ WLY, WLYB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(1)07/23/2026A230 (2) (2)Class A Common230$48.7231,619D
Explanation of Responses:
1. 1-for-1.
2. Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.
Remarks:
/s/ Deirdre P. Silver, Attorney-In-Fact07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)