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WM (WM) chief accounting officer receives 892 restricted stock units grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WASTE MANAGEMENT INC reported that VP & Chief Accounting Officer John A. Carroll acquired 892 shares of common stock in the form of restricted stock units granted at a price of $0.0000 per share. After this grant, he held a total of 9,104.3039 common shares directly. According to the grant terms, these restricted stock units, issued under the 2023 Stock Incentive Plan, vest 34% on the first anniversary of the grant date and 33% on each of the second and third anniversaries.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carroll John A.

(Last) (First) (Middle)
800 CAPITOL STREET, SUITE 3000

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WASTE MANAGEMENT INC [ WM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/03/2026 A 892 A $0.0000 9,104.3039 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units granted pursuant to the 2023 Stock Incentive Plan. Restricted stock units vest 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant.
Courtney Tippy, Attorney-in-fact 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WASTE MANAGEMENT INC (WM) report for John A. Carroll?

WASTE MANAGEMENT INC reported that John A. Carroll received a grant of 892 restricted stock units of common stock. The grant was recorded at a price of $0.0000 per share and increased his directly held common stock position to 9,104.3039 shares after the transaction.

What role does John A. Carroll hold at WASTE MANAGEMENT INC (WM) in this Form 4?

In this Form 4, John A. Carroll is identified as an officer of WASTE MANAGEMENT INC with the title VP & Chief Accounting Officer. The reported equity award reflects compensation connected to this officer role, as disclosed in the insider ownership and transaction data.

How many shares were granted to John A. Carroll in the latest WM Form 4 filing?

John A. Carroll was granted 892 restricted stock units of WASTE MANAGEMENT INC common stock. These units were reported with a transaction code indicating a grant or award and were priced at $0.0000 per share in the filing’s non-derivative transaction table.

What is the vesting schedule for John A. Carroll’s restricted stock units at WASTE MANAGEMENT INC?

The restricted stock units granted to John A. Carroll vest 34% on the first anniversary of the grant date. The remaining units vest 33% on the second anniversary and 33% on the third anniversary, as described in the footnote to the reported award.

Under which plan were John A. Carroll’s restricted stock units at WM granted?

The restricted stock units reported for John A. Carroll were granted under the 2023 Stock Incentive Plan of WASTE MANAGEMENT INC. This plan is cited in the footnote as the basis for issuing the 892 restricted stock units of common stock.

What is John A. Carroll’s total WM common stock ownership after this Form 4 transaction?

Following the reported grant of 892 restricted stock units, John A. Carroll’s total directly held common stock position was 9,104.3039 shares. This post-transaction ownership figure is listed in the non-derivative holdings column of the Form 4 data.
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400.21M
Waste Management
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United States
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