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Petco CEO transfers 705K shares between trusts

The transfer changed the reported trust positions: the Revocable Trust held 87,233 shares and the 2020 Trust held 3,134,235 shares afterward.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Petco Health & Wellness Company, Inc. (symbol: WOOF) is the issuer of record for a Form 4 filing submitted to the SEC. Anderson Joel D reported disposition transactions in this Form 4 filing.

Petco Health & Wellness Company, Inc. CEO Joel D. Anderson reported that the Revocable Trust contributed 705,000 Class A common shares to the 2020 Trust on September 22, 2026. In exchange, the Revocable Trust withdrew an amount equal to $2.37 per share from the 2020 Trust. Anderson believes the contribution constitutes a change in the form of beneficial ownership exempted by Rule 16a-13. As of September 22, 2026, reported holdings were 87,233 shares through the Revocable Trust, 3,134,235 through the 2020 Trust, 229,204 through the 2025 Trust and 1,361,684 direct shares, including 1,347,723 outstanding RSUs.

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Negative

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Insider Anderson Joel D
Role Chief Executive Officer
Type Security Shares Price Value
Other Class A Common Stock F1, F2 705,000 $2.37 $1.67M
holding Class A Common Stock F3 -- -- --
holding Class A Common Stock F1 -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 87,233 shares (Indirect, By Revocable Trust); Class A Common Stock — 1,361,684 shares (Direct); Class A Common Stock — 3,134,235 shares (Indirect, By 2020 Trust); Class A Common Stock — 229,204 shares (Indirect, By 2025 Trust)
Footnotes (3)
  1. F1. On September 22, 2026, the reporting person contributed 705,000 shares of Petco common stock from the Revocable Trust into the 2020 Trust. In exchange for the shares, the Revocable Trust withdrew an amount equal to $2.37 per share from the 2020 Trust. The contribution of shares to the 2020 Trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the Revocable Trust and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through the 2020 Trust. The reporting person believes that this contribution of shares to the 2020 Trust constitutes a change in the form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
  2. F2. On August 4, 2026 and September 15, 2026, respectively, 246,269 and 285,061 shares of Class A common stock of the Issuer were transferred from the reporting person's direct holdings into the Revocable Trust.
  3. F3. Includes 1,347,723 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.
Shares contributed 705,000 shares From the Revocable Trust to the 2020 Trust on September 22, 2026
Trust withdrawal amount per transferred share $2.37 per share Exchange for the share contribution on September 22, 2026
Revocable Trust holdings 87,233 shares Reported after the transaction on September 22, 2026
2020 Trust holdings 3,134,235 shares Reported after the transaction on September 22, 2026
2025 Trust holdings 229,204 shares Reported on September 22, 2026
Direct holdings 1,361,684 shares Reported on September 22, 2026; includes outstanding RSUs
Outstanding restricted stock units 1,347,723 RSUs Included in reported direct holdings
change in the form of beneficial ownership regulatory
"constitutes a change in the form of beneficial ownership"
Rule 16a-13 regulatory
"exempted by Rule 16a-13 under the Securities Exchange Act of 1934"
restricted stock units (RSUs) financial
"Includes 1,347,723 outstanding restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WOOF shares did CEO Joel D. Anderson transfer?

The Revocable Trust contributed 705,000 shares of Petco common stock to the 2020 Trust on September 22, 2026. In exchange, the Revocable Trust withdrew an amount equal to $2.37 per share from the 2020 Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Anderson Joel D

(Last)(First)(Middle)
C/O PETCO HEALTH AND WELLNESS COMPANY,
INC., 10850 VIA FRONTERA

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Petco Health & Wellness Company, Inc. [ WOOF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/22/2026J(1)705,000D$2.3787,233(2)IBy Revocable Trust
Class A Common Stock1,361,684(3)D
Class A Common Stock3,134,235(1)IBy 2020 Trust
Class A Common Stock229,204IBy 2025 Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On September 22, 2026, the reporting person contributed 705,000 shares of Petco common stock from the Revocable Trust into the 2020 Trust. In exchange for the shares, the Revocable Trust withdrew an amount equal to $2.37 per share from the 2020 Trust. The contribution of shares to the 2020 Trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the Revocable Trust and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through the 2020 Trust. The reporting person believes that this contribution of shares to the 2020 Trust constitutes a change in the form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
2. On August 4, 2026 and September 15, 2026, respectively, 246,269 and 285,061 shares of Class A common stock of the Issuer were transferred from the reporting person's direct holdings into the Revocable Trust.
3. Includes 1,347,723 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.
/s/ Giovanni Insana, as Attorney-in-Fact09/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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