WS: Form 144 shows proposed sale of 4,929 and 6,176 shares (Morgan Stanley listed)
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 notice identifying proposed sales of Common stock by an issuer-related source. The filing lists transactions dated 05/22/2026 and earlier award dates; it records quantities including 4,929 and 6,176 shares tied to an exercise of stock options and restricted stock awards, respectively.
Positive
- None.
Negative
- None.
Key Figures
Proposed sale (option exercise): 4,929 shares
Proposed sale (restricted awards): 6,176 shares
Listed numeric field: 433,095.00
+1 more
4 metrics
Proposed sale (option exercise)
4,929 shares
dated 05/22/2026, listed under Exercise of Stock Options
Proposed sale (restricted awards)
6,176 shares
dated 06/27/2025, listed under Restricted Stock Awards
Listed numeric field
433,095.00
numeric value appearing in the excerpt (label not provided)
Listed numeric field
50,806,338
numeric value appearing in the excerpt (label not provided)
Key Terms
Rule 144, Restricted Stock Awards, Exercise of Stock Options
3 terms
Rule 144 regulatory
"144: Securities To Be Sold"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock Awards financial
"06/27/2025 | Restricted Stock Awards"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
Exercise of Stock Options financial
"05/22/2026 | Exercise of Stock Options"
FAQ
What does WS's Form 144 disclose?
It discloses proposed sales of Common stock under Rule 144. The notice lists transactions dated 05/22/2026 with 4,929 shares from an option exercise and 6,176 shares from restricted stock awards.
Who is the intermediary listed on the filing for WS?
The filing names Morgan Stanley Smith Barney LLC at One New York Plaza, 8th Floor, New York, NY. That firm is shown as the broker or intermediary handling the proposed sales.
Are the sales already completed according to the Form 144 excerpt?
The excerpt lists securities "To Be Sold" with a trade date of 05/22/2026, indicating proposed sales under Rule 144. It does not state that the sales have been completed.
What types of securities and grant dates are shown?
The excerpt shows Common stock, an exercise of stock options dated 05/22/2026, and Restricted Stock Awards dated 06/27/2025, each with the listed share counts.
Does the filing state who receives proceeds from the sales?
The provided excerpt does not state the cash‑flow recipient or how proceeds will be used; it only lists the broker, security types, dates, and share counts.