Waterstone holder plans $1.32M Rule 144 stock sale

Waterstone Financial shareholder plans to sell restricted stock under Rule 144.

Accepted by SEC EDGAR 02/04/2026 - 01:49 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Waterstone Financial shareholder plans to sell restricted stock under Rule 144. A holder has filed to sell 71,555 shares of Waterstone Financial common stock through Fidelity Brokerage Services, with an aggregate market value of $1,319,474.00, on or around 02/04/2026 on the NASDAQ exchange.

The shares were originally acquired as stock-based compensation from the issuer through stock awards on 11/21/2016 (3,337 shares), 03/06/2017 (33,360 shares), and 03/06/2018 (34,858 shares). The filing notes that 18,456,918 shares of Waterstone Financial common stock were outstanding at the time referenced.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the WSBF Form 144 filing disclose?

The filing discloses that a Waterstone Financial shareholder plans to sell 71,555 common shares under Rule 144. The proposed sale, through Fidelity Brokerage Services, has an aggregate market value of $1,319,474.00 and is planned for around February 4, 2026 on NASDAQ.

How many Waterstone Financial (WSBF) shares are planned for sale?

The shareholder plans to sell 71,555 shares of Waterstone Financial common stock. These shares were previously received as stock awards from the issuer and are being registered for resale under Rule 144 through a broker on the NASDAQ exchange.

What is the aggregate market value of the WSBF shares to be sold?

The aggregate market value of the 71,555 Waterstone Financial shares to be sold is $1,319,474.00. This figure reflects the total market value of the planned sale, as reported in the Form 144, based on the prevailing market price at the time of the notice.

When were the WSBF shares being sold originally acquired?

The shares were acquired through stock awards on 11/21/2016, 03/06/2017, and 03/06/2018. The respective amounts were 3,337, 33,360, and 34,858 shares, all granted by the issuer as compensation and fully paid on the same dates.

How many Waterstone Financial (WSBF) shares were outstanding when this Form 144 was prepared?

The Form 144 states that 18,456,918 shares of Waterstone Financial common stock were outstanding. This outstanding share count provides context for the size of the planned 71,555-share sale relative to the company’s total common equity base.

Which broker will handle the planned WSBF share sale under Rule 144?

The filing lists Fidelity Brokerage Services LLC, located at 245 Summer Street, Boston, MA 02110, as the broker. The shares are expected to be sold on the NASDAQ exchange in accordance with Rule 144 resale conditions and volume limitations.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001343499
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Waterstone Financial, Inc.
SEC File Number	001-36271
Address of Issuer	11200 WEST PLANK COURT WAUWATOSA WISCONSIN 53226
Phone	(414) 761-1000
Name of Person for Whose Account the Securities are To Be Sold	Gordon Douglas S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	71555	1319474.00	18456918	02/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/21/2016	Stock Award	Issuer			3337	11/21/2016	Compensation
Common	03/06/2017	Stock Award	Issuer			33360	03/06/2017	Compensation
Common	03/06/2018	Stock Award	Issuer			34858	03/06/2018	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Gardea as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gordon Douglas S.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)