Wells Fargo Clearing (WSC) files Form 144 for 75,043 common shares

Rhea-AI Filing Summary

Wells Fargo Clearing Services submitted a Form 144 notice reporting proposed sales of common stock under Rule 144, listing multiple compensation-related lots dated 03/05/2023, 03/03/2024, and 12/31/2025. The filing shows proposed amounts of 10,000, 24,043, and 41,000 shares and includes a Nasdaq listing reference with a 05/12/2026 date.

Insights

Securities Compliance Analyst

Form 144 lists proposed resale lots tied to compensation; timing and execution depend on Rule 144 conditions.

The entry shows three compensation-related lots: 10,000, 24,043, and 41,000 shares with respective dates of 03/05/2023, 03/03/2024, and 12/31/2025

Execution requires compliance with Rule 144 conditions; the filing itself is a notice of intent to sell and does not confirm completed sales.

Key Figures

Form type: Form 144 Broker/Dealer listed: Wells Fargo Clearing Services Proposed shares (12/31/2025): 41,000 shares +5 more

8 metrics

Form type Form 144 Rule 144 resale notice

Broker/Dealer listed Wells Fargo Clearing Services Dealer name on the notice

Proposed shares (12/31/2025) 41,000 shares Compensation lot dated 12/31/2025

Proposed shares (03/03/2024) 24,043 shares Compensation lot dated 03/03/2024

Proposed shares (03/05/2023) 10,000 shares Compensation lot dated 03/05/2023

Nasdaq reference date 05/12/2026 Listing reference date shown

Numeric entry 1760696.90 Numeric field present in header rows

Numeric entry 180,994,679 Numeric field present in header rows

Key Terms

Rule 144, Compensation lot, Broker/Dealer

3 terms

Rule 144 regulatory

"submitted a Form 144 notice reporting proposed sales"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Compensation lot financial

"Compensation | Issuer | 41,000 | 12/31/2025"

Broker/Dealer regulatory

"Wells Fargo Clearing Services 1 North Jefferson Avenue"

A broker/dealer is a firm or person that both carries out trades for clients (broker) and buys or sells securities from its own inventory (dealer). Think of it as a shop that can take customer orders and also sell items off its own shelves. Investors care because broker/dealers connect buyers and sellers, influence the price and speed of trades, hold securities or cash for short periods, and can create conflicts of interest that affect trade cost and reliability.

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Accepted by SEC EDGAR 05/12/2026 - 04:27 PM Learn about SEC filing dates

FAQ

What does the WSC Form 144 filing report?

It reports an intent to resell common stock under Rule 144, listing proposed lots of 10,000, 24,043, and 41,000 shares with their respective dates.

Does this Form 144 confirm shares were sold for WSC?

No. The filing is a notice of proposed sales under Rule 144 and does not confirm completed transactions or settlement of the listed amounts.

Who is listed as the broker or intermediary in the WSC notice?

The filing lists Wells Fargo Clearing Services at the address shown as the broker/dealer on the Form 144 notice.

What dates correspond to the compensation-related lots in the WSC filing?

The compensation-related lots are dated 03/05/2023 (10,000 shares), 03/03/2024 (24,043 shares), and 12/31/2025 (41,000 shares).

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	65043	1760696.90	180994679	05/12/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	12/31/2025	Compensation	Issuer			41000	12/31/2025	N/A
common	03/03/2024	Compensation	Issuer			24043	03/03/2024	N/A
common	03/05/2023	Compensation	Issuer			10000	03/05/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)