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Williams-Sonoma (NYSE: WSM) brand president reports stock and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Williams-Sonoma, Inc. executive Jennifer Kellor, President of the Pottery Barn brand, reported her initial ownership of company equity. As of a statement dated May 21, 2026, she holds 36,965 shares of common stock directly and 8 shares indirectly through a managed account invested in the Williams-Sonoma, Inc. Stock Fund under the company 401(k) Plan.

She also holds several grants of restricted stock units, each representing a contingent right to receive one share of Williams-Sonoma common stock. These RSUs vest on various dates between January 25, 2027 and May 17, 2030, and are cancelled upon vesting and delivery of the underlying common shares.

Positive

  • None.

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Insider Kellor Jennifer
Role PRESIDENT POTTERY BARN BRAND
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 8,300 shares (Direct, null); Common Stock — 36,965 shares (Direct, null); Common Stock — 8 shares (Indirect, By Managed Account)
Footnotes (1)
  1. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 21, 2026. These restricted stock units will vest on 1/25/2027. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Each restricted stock unit represents a contingent right to receive one share of WSM common stock. These restricted stock units will vest on 3/21/2027. These restricted stock units will vest in two equal installments on 3/22/2027 and 3/22/2028. These restricted stock units will vest in three equal installments on 4/4/2027, 4/4/2028 and 4/4/2029. These restricted stock units will vest in four equal installments on 3/25/2027, 3/25/2028, 3/25/2029 and 3/25/2030. These restricted stock units will vest in four equal installments on 5/17/2027, 5/17/2028, 5/17/2029 and 5/17/2030.
Direct common stock holdings 36,965 shares Total common stock held directly following holdings as of May 21, 2026
Indirect common stock holdings 8 shares Held via Williams-Sonoma, Inc. Stock Fund in 401(k) Plan as of May 21, 2026
RSU block underlying shares 14,824 shares Restricted Stock Units with each unit representing one share of common stock
RSU block underlying shares 11,044 shares Restricted Stock Units; units cancelled upon vesting and share delivery
RSU block underlying shares 9,452 shares Restricted Stock Units representing contingent rights to common shares
RSU block underlying shares 4,790 shares Restricted Stock Units with exercise price listed as $0.0000
RSU block underlying shares 6,298 shares Restricted Stock Units; vesting dates provided in accompanying footnotes
RSU block underlying shares 8,300 shares Restricted Stock Units vesting over scheduled dates through 2030 per footnotes
Restricted Stock Units financial
"These restricted stock units will vest in four equal installments on 5/17/2027, 5/17/2028, 5/17/2029 and 5/17/2030."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Williams-Sonoma, Inc. Stock Fund financial
"Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan"
401(k) Plan financial
"held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 21, 2026."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of WSM common stock."
Managed Account financial
"total_shares_following_transaction": "8.0000", "direct_or_indirect": "I", "nature_of_ownership": "By Managed Account""
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kellor Jennifer

(Last)(First)(Middle)
3250 VAN NESS AVENUE

(Street)
SAN FRANCISCO CALIFORNIA 94109

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2026
3. Issuer Name and Ticker or Trading Symbol
WILLIAMS SONOMA INC [ WSM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT POTTERY BARN BRAND
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock36,965D
Common Stock8IBy Managed Account(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (2) (3)Common Stock8,300(4)D
Restricted Stock Units (5) (3)Common Stock6,298(4)D
Restricted Stock Units (6) (3)Common Stock4,790(4)D
Restricted Stock Units (7) (3)Common Stock9,452(4)D
Restricted Stock Units (8) (3)Common Stock11,044(4)D
Restricted Stock Units (9) (3)Common Stock14,824(4)D
Explanation of Responses:
1. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 21, 2026.
2. These restricted stock units will vest on 1/25/2027.
3. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
4. Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
5. These restricted stock units will vest on 3/21/2027.
6. These restricted stock units will vest in two equal installments on 3/22/2027 and 3/22/2028.
7. These restricted stock units will vest in three equal installments on 4/4/2027, 4/4/2028 and 4/4/2029.
8. These restricted stock units will vest in four equal installments on 3/25/2027, 3/25/2028, 3/25/2029 and 3/25/2030.
9. These restricted stock units will vest in four equal installments on 5/17/2027, 5/17/2028, 5/17/2029 and 5/17/2030.
/s/ David R. King, Attorney-in-Fact for Jennifer Kellor05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Jennifer Kellor’s Form 3 for WSM report?

The Form 3 reports Jennifer Kellor’s initial ownership in Williams-Sonoma. It lists her direct and indirect common stock holdings and multiple restricted stock unit awards that convert into common shares as they vest over several future dates.

How many Williams-Sonoma (WSM) shares does Jennifer Kellor hold directly?

Jennifer Kellor holds 36,965 shares of Williams-Sonoma common stock directly. This figure comes from the ownership table summarizing her total common shares following the reported holdings as of May 21, 2026, excluding any shares underlying restricted stock units.

What indirect Williams-Sonoma (WSM) holdings does Jennifer Kellor report?

She reports 8 shares of Williams-Sonoma common stock held indirectly through a managed account. A footnote explains this amount reflects her interest in the Williams-Sonoma, Inc. Stock Fund under the company’s 401(k) Plan, based on a statement dated May 21, 2026.

What are the key features of Jennifer Kellor’s restricted stock units in WSM?

Each restricted stock unit represents a contingent right to receive one share of Williams-Sonoma common stock. The units are cancelled upon vesting and delivery of shares, and the various RSU awards vest on scheduled dates between January 25, 2027, and May 17, 2030.

When do Jennifer Kellor’s Williams-Sonoma (WSM) RSU awards vest?

The RSU awards vest on several future schedules. Footnotes state vesting occurs on dates including January 25, 2027, March 21, 2027, and in equal installments on March 22, April 4, March 25, and May 17 across years from 2027 through 2030.