Williams-Sonoma exec reports initial share holdings
Williams-Sonoma, Inc. executive Jennifer Kellor, President of the Pottery Barn brand, reported her initial ownership of company equity.
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Form Type
3
Rhea-AI Filing Summary
Williams-Sonoma, Inc. executive Jennifer Kellor, President of the Pottery Barn brand, reported her initial ownership of company equity. As of a statement dated May 21, 2026, she holds 36,965 shares of common stock directly and 8 shares indirectly through a managed account invested in the Williams-Sonoma, Inc. Stock Fund under the company 401(k) Plan.
She also holds several grants of restricted stock units, each representing a contingent right to receive one share of Williams-Sonoma common stock. These RSUs vest on various dates between January 25, 2027 and May 17, 2030, and are cancelled upon vesting and delivery of the underlying common shares.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Kellor Jennifer
Role
PRESIDENT POTTERY BARN BRAND
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 54,708 contracts (Direct);
Common Stock — 36,965 shares (Direct);
Common Stock — 8 shares (Indirect, By Managed Account)
Footnotes (9)
- F1. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 21, 2026.
- F2. These restricted stock units will vest on 1/25/2027.
- F3. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
- F4. Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F5. These restricted stock units will vest on 3/21/2027.
- F6. These restricted stock units will vest in two equal installments on 3/22/2027 and 3/22/2028.
- F7. These restricted stock units will vest in three equal installments on 4/4/2027, 4/4/2028 and 4/4/2029.
- F8. These restricted stock units will vest in four equal installments on 3/25/2027, 3/25/2028, 3/25/2029 and 3/25/2030.
- F9. These restricted stock units will vest in four equal installments on 5/17/2027, 5/17/2028, 5/17/2029 and 5/17/2030.
Key Figures
Direct common stock holdings: 36,965 shares
Indirect common stock holdings: 8 shares
RSU block underlying shares: 14,824 shares
+5 more
8 metrics
Direct common stock holdings
36,965 shares
Total common stock held directly following holdings as of May 21, 2026
Indirect common stock holdings
8 shares
Held via Williams-Sonoma, Inc. Stock Fund in 401(k) Plan as of May 21, 2026
RSU block underlying shares
14,824 shares
Restricted Stock Units with each unit representing one share of common stock
RSU block underlying shares
11,044 shares
Restricted Stock Units; units cancelled upon vesting and share delivery
RSU block underlying shares
9,452 shares
Restricted Stock Units representing contingent rights to common shares
RSU block underlying shares
4,790 shares
Restricted Stock Units with exercise price listed as $0.0000
RSU block underlying shares
6,298 shares
Restricted Stock Units; vesting dates provided in accompanying footnotes
RSU block underlying shares
8,300 shares
Restricted Stock Units vesting over scheduled dates through 2030 per footnotes
Key Terms
Restricted Stock Units, Williams-Sonoma, Inc. Stock Fund, 401(k) Plan, contingent right, +1 more
5 terms
Restricted Stock Units financial
"These restricted stock units will vest in four equal installments on 5/17/2027, 5/17/2028, 5/17/2029 and 5/17/2030."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Williams-Sonoma, Inc. Stock Fund financial
"Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan"
401(k) Plan financial
"held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 21, 2026."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of WSM common stock."
Managed Account financial
"total_shares_following_transaction": "8.0000", "direct_or_indirect": "I", "nature_of_ownership": "By Managed Account""
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Jennifer Kellor’s Form 3 for WSM report?
The Form 3 reports Jennifer Kellor’s initial ownership in Williams-Sonoma. It lists her direct and indirect common stock holdings and multiple restricted stock unit awards that convert into common shares as they vest over several future dates.
What indirect Williams-Sonoma (WSM) holdings does Jennifer Kellor report?
She reports 8 shares of Williams-Sonoma common stock held indirectly through a managed account. A footnote explains this amount reflects her interest in the Williams-Sonoma, Inc. Stock Fund under the company’s 401(k) Plan, based on a statement dated May 21, 2026.
What are the key features of Jennifer Kellor’s restricted stock units in WSM?
Each restricted stock unit represents a contingent right to receive one share of Williams-Sonoma common stock. The units are cancelled upon vesting and delivery of shares, and the various RSU awards vest on scheduled dates between January 25, 2027, and May 17, 2030.
When do Jennifer Kellor’s Williams-Sonoma (WSM) RSU awards vest?
The RSU awards vest on several future schedules. Footnotes state vesting occurs on dates including January 25, 2027, March 21, 2027, and in equal installments on March 22, April 4, March 25, and May 17 across years from 2027 through 2030.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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