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Williams-Sonoma (NYSE: WSM) CEO exercises RSUs and uses shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Williams-Sonoma, Inc. President & CEO Laura Alber reported a series of equity compensation transactions. On March 20, 2026, she received a grant of 311,719 restricted stock units (RSUs), each representing one share of common stock. On March 21–22, 2026, RSUs vested and were exercised into a combined 366,363 shares of common stock, reflecting satisfaction of performance and service conditions.

To cover tax withholding obligations upon vesting, the company withheld 185,566 shares at $178.42 per share. After these transactions, Alber directly held 967,334 shares of common stock and also had 33,810 shares indirectly through the Williams-Sonoma, Inc. 401(k) Plan. The dispositions were solely for tax payments, not open-market sales.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ALBER LAURA

(Last)(First)(Middle)
3250 VAN NESS AVENUE

(Street)
SAN FRANCISCO CALIFORNIA 94109

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WILLIAMS SONOMA INC [ WSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/21/2026M311,719A$01,098,256D
Common Stock03/21/2026F157,762(1)D$178.42940,494D
Common Stock03/21/2026M18,274A$0958,768D
Common Stock03/21/2026F9,298(1)D$178.42949,470D
Common Stock03/21/2026M25,192A$0974,662D
Common Stock03/21/2026F12,818(1)D$178.42961,844D
Common Stock03/22/2026M11,178A$0973,022D
Common Stock03/22/2026F5,688(1)D$178.42967,334D
Common Stock33,810IBy Managed Account(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)03/20/2026A311,719 (4) (5)Common Stock311,719$0311,719D
Restricted Stock Units(3)03/21/2026M311,719 (4) (5)Common Stock311,719$00D
Restricted Stock Units(3)03/21/2026M18,274 (6) (5)Common Stock18,274$00D
Restricted Stock Units(3)03/21/2026M25,192 (7) (5)Common Stock25,192$025,194D
Restricted Stock Units(3)03/22/2026M11,178 (8) (5)Common Stock11,178$022,354D
Explanation of Responses:
1. Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
2. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 22, 2026.
3. Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
4. Represents restricted stock units granted on March 21, 2023, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on March 21, 2026.
5. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
6. The restricted stock units vest in four equal installments on each anniversary of the grant date in 2023, 2024, 2025 and 2026.
7. The restricted stock units vest in four equal installments on each anniversary of the grant date in 2024, 2025, 2026, and 2027.
8. The restricted stock units vest in four equal installments on each anniversary of the grant date in 2025, 2026, 2027 and 2028.
/s/ David R. King, Attorney-in-Fact for Laura Alber03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did WSM CEO Laura Alber report in this Form 4 filing?

Laura Alber reported routine equity compensation activity. She received a grant of 311,719 restricted stock units, had multiple RSU awards vest and convert into common shares, and used a portion of those shares to satisfy tax withholding obligations rather than executing open-market trades.

How many restricted stock units were granted to WSM CEO Laura Alber?

Laura Alber was granted 311,719 restricted stock units. The grant on March 20, 2026 represents a compensation award, with each unit providing a contingent right to receive one share of Williams-Sonoma (WSM) common stock, subject to the vesting schedule described in the filing footnotes.

How many Williams-Sonoma (WSM) shares were acquired through RSU vesting?

RSU vesting resulted in 366,363 shares of common stock. These shares came from the exercise or conversion of restricted stock units that had met performance and continued service conditions, turning previously granted equity awards into actual WSM common shares held by the CEO.

How were taxes handled on WSM CEO Laura Alber’s vested RSUs?

Taxes were paid via share withholding, not open-market sales. The company withheld 185,566 Williams-Sonoma shares, valued at $178.42 each, to cover tax liabilities triggered by RSU vesting, a common administrative mechanism that reduces net shares delivered without signaling discretionary selling.

What are Laura Alber’s Williams-Sonoma (WSM) holdings after these transactions?

After the transactions, Laura Alber directly held 967,334 WSM shares. In addition, she had 33,810 shares held indirectly through the Williams-Sonoma, Inc. Stock Fund in the company’s 401(k) Plan, based on a plan statement dated March 22, 2026.

Did the WSM CEO execute any open-market stock sales in this Form 4?

No open-market buys or sells were reported. All dispositions used transaction code F, indicating shares were withheld or delivered solely to satisfy tax withholding obligations associated with RSU vesting, rather than discretionary sales on the open market.
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