STOCK TITAN

West Bancorporation (WTBA) director awarded 1,430 restricted shares as equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Parson Rosemary reported acquisition or exercise transactions in this Form 4 filing.

WEST BANCORPORATION INC director Rosemary Parson received an equity grant of company stock. She was awarded 1,430 shares of common stock at no cash cost as a grant or award, increasing her direct holdings to 8,148 shares after the transaction.

The grant was delivered as restricted stock units that will vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual stockholder meeting at which directors stand for re-election. This reflects routine director compensation rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
Insider Parson Rosemary
Role null
Type Security Shares Price Value
Grant/Award COMMON STOCK 1,430 $0.00 --
Holdings After Transaction: COMMON STOCK — 8,148 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 1,430 shares Restricted stock unit grant to director
Grant price $0.00 per share Equity awarded as compensation, not purchased
Shares owned after grant 8,148 shares Director’s direct holdings following transaction
restricted stock units financial
"Shares were acquired pursuant to a grant of restricted stock units which vest"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant date financial
"vest as of the earlier to occur of 1) the one-year anniversary of the grant date"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.
annual meeting of the Company's stockholders financial
"or 2) the next regularly scheduled annual meeting of the Company's stockholders"
direct ownership financial
"total_shares_following_transaction": "8148.0000" ... "ownership_type": "direct""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parson Rosemary

(Last)(First)(Middle)
3608 129TH STREET

(Street)
URBANDALE IOWA 50322

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WEST BANCORPORATION INC [ WTBA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK04/23/2026A1,430(1)A$08,148D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's stockholders where directors stand for re-election.
Remarks:
/s/ Melissa L. Gillespie, By Power of Attorney04/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did WEST BANCORPORATION INC (WTBA) director Rosemary Parson report on this Form 4?

She reported an award of 1,430 shares of WEST BANCORPORATION INC common stock. The shares were granted as restricted stock units, increasing her direct holdings to 8,148 shares after the transaction, and represent routine director equity compensation rather than an open-market trade.

How many WEST BANCORPORATION INC (WTBA) shares did Rosemary Parson acquire?

She acquired 1,430 shares of common stock through a grant. These shares were awarded at a stated price of $0.00 per share as restricted stock units and brought her total direct ownership to 8,148 shares following the reported transaction.

What are the vesting terms of Rosemary Parson’s restricted stock units in WTBA?

The restricted stock units vest on the earlier of two events. They vest either on the one-year anniversary of the grant date or at the next regularly scheduled annual meeting of WEST BANCORPORATION INC stockholders where directors stand for re-election, whichever occurs first.

Was Rosemary Parson’s WTBA transaction an open-market buy or a compensation grant?

It was a compensation grant, not an open-market buy. The Form 4 labels the code as an acquisition by grant or award, and the shares were received at $0.00 per share as restricted stock units granted for director service.

How many WEST BANCORPORATION INC (WTBA) shares does Rosemary Parson own after this grant?

After the grant, she directly owns 8,148 shares of WEST BANCORPORATION INC common stock. This total reflects her existing holdings plus the 1,430 shares acquired through the reported restricted stock unit award on the transaction date.