Waton Financial director files initial Form 3

Waton Financial Ltd director FUNG Chi Kin has filed an initial Form 3, which is a statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 04/01/2026 - 02:44 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Waton Financial Ltd director FUNG Chi Kin has filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing lists FUNG Chi Kin as a director and shows no reported common stock or derivative transactions at this time.

Key Terms

Form 3, reporting person, derivativeTransactionCount

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3) for Waton Financial Ltd"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [{ "name": "FUNG Chi Kin" }]"

derivativeTransactionCount financial

""derivativeTransactionCount": 0 in the transactionSummary block"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Waton Financial (WTF) disclose in this Form 3 filing?

The Form 3 identifies FUNG Chi Kin as a director of Waton Financial Ltd and serves as an initial statement of beneficial ownership. It reports no insider purchases, sales, derivative exercises, gifts, or restructurings in this filing.

Who is the reporting person in Waton Financial (WTF) Form 3?

The reporting person is FUNG Chi Kin, listed as a director of Waton Financial Ltd. This role makes them a company insider required to file ownership reports with the SEC, including this initial Form 3 statement of beneficial ownership.

Does the Waton Financial (WTF) Form 3 show any insider share transactions?

No, the summarized data show no reported buy, sell, acquire, dispose, exercise, gift, tax withholding, or restructuring transactions. Transaction counts and share amounts in the filing’s transaction summary are all zero for this reporting event.

Are there any derivative securities reported in the Waton Financial (WTF) Form 3?

The filing’s derivativeSummary is empty, meaning the Form 3 does not list any options, warrants, or other derivative securities for the reporting person. It also indicates no derivative transactions or remaining derivative positions in this particular filing snapshot.

What does the transaction summary indicate in the Waton Financial (WTF) Form 3?

The transaction summary reports zero buy, sell, acquire, dispose, exercise, gift, tax withholding, and restructuring events, with net buy-sell direction shown as neutral. It also shows no holding entries or derivative transactions associated with this initial ownership report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

FUNG Chi Kin

(Last) (First) (Middle)

STES 3605-06, 36F, TOWER 6, THE GATEWAY

HARBOUR CITY, TSIM SHA TSUI, KOWLOON

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Waton Financial Ltd [ WTF ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Fung Chi Kin	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)