STOCK TITAN

[Form 4] WINTRUST FINANCIAL CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Wintrust Financial Corp (WTFC) director Deborah L. Lefevre received 473 shares of common stock as director compensation for Q3 2025 under the Director's Deferred Fee and Stock Plan. The transaction, executed on 09/30/2025 at a reported price of $123.98 per share, increased her direct beneficial ownership to 15,333 shares. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person. The filing states the shares were earned for services as a director and were issued in accordance with the shareholder-approved deferred fee plan.

Deborah L. Lefevre, consigliera della Wintrust Financial Corp (WTFC), ha ricevuto 473 azioni ordinarie come compenso da direttore per il terzo trimestre 2025 nell'ambito del Director's Deferred Fee and Stock Plan. La transazione, eseguita il 30/09/2025 a un prezzo riportato di 123,98 $ per azione, ha aumentato la sua proprietà diretta e beneficiaria a 15.333 azioni. Il Form 4 è stato presentato individualmente e firmato da un procuratore in fact per conto della persona che riferisce. La dichiarazione indica che le azioni sono state acquisite per servizi come direttore e sono state emesse in conformità al piano di compensi differiti approvato dagli azionisti.

Deborah L. Lefevre, directora de Wintrust Financial Corp (WTFC), recibió 473 acciones ordinarias como compensación por su función de directora para el tercer trimestre de 2025 bajo el Plan de Honorarios Diferidos y Acciones para Directores. La transacción, realizada el 30/09/2025 a un precio reportado de 123,98 dólares por acción, incrementó su propiedad directa beneficiaria a 15.333 acciones. El Form 4 se presentó de forma individual y fue firmado por un apoderado en nombre de la persona reportante. La presentación indica que las acciones se obtuvieron por servicios como directora y se emitieron de acuerdo con el plan de honorarios diferidos aprobado por los accionistas.

WTFC의 이사회 멤버인 Deborah L. Lefevre는 2025년 3분기 이사회 보상으로 Director's Deferred Fee and Stock Plan에 따라 보통주 473주를 수령했습니다. 거래는 2025-09-30에 실행되었고 주당 보고가 123.98달러로 나타나 그녀의 직접적인 유익한 소유권이 15,333주로 증가했습니다. Form 4는 개인적으로 제출되었고 보고 당사자를 대신하여 대리인이 서명했습니다. 서류에는 주주가 승인한 지연 보수 계획에 따라 이사회 직무를 수행한 대가로 주식이 수여되었다고 기재되어 있습니다.

Deborah L. Lefevre, administratrice de Wintrust Financial Corp (WTFC), a reçu 473 actions ordinaires en tant que rémunération d'administratrice pour le troisième trimestre 2025 dans le cadre du Directors' Deferred Fee and Stock Plan. La transaction, exécutée le 30/09/2025 à un prix déclaré de 123,98 dollars par action, a porté la propriété bénéficiaire directe à 15 333 actions. Le Form 4 a été déposé individuellement et signé par un mandataire au nom de la personne déclarant. Le dépôt indique que les actions ont été gagnées pour des services en tant qu'administratrice et ont été émises conformément au plan de frais différés approuvé par les actionnaires.

Deborah L. Lefevre, Direktorin der Wintrust Financial Corp (WTFC), erhielt 473 Stammaktien als Direktorvergütung für das dritte Quartal 2025 im Rahmen des Directors' Deferred Fee and Stock Plan. Die Transaktion, am 30.09.2025 ausgeführt, bei einem gemeldeten Preis von 123,98 USD pro Aktie, erhöhte ihre direkte begünstigte Eigentümerschaft auf 15.333 Aktien. Das Form 4 wurde einzeln eingereicht und von einem Bevollmächtigten im Namen der meldenden Person unterzeichnet. Die Einreichung besagt, dass die Aktien für Dienstleistungen als Direktor erworben wurden und gemäß dem von den Aktionären genehmigten Deferred-Fee-Plan ausgegeben wurden.

تلقت Deborah L. Lefevre، عضوة مجلس إدارة Wintrust Financial Corp (WTFC)، 473 سهماً عادياً كتعويض لعضوية المجلس عن الربع الثالث من 2025 بموجب خطة Directors' Deferred Fee and Stock Plan. تمت الصفقة في 30/09/2025 بسعر مُبلغ عنه قدره 123.98 دولاراً للسهم، مما رفع ملكيتها المباشرة المفيدة إلى 15,333 سهماً. تم تقديم Form 4 بشكل فردي وتوقيعه من قِبَل وكيل نيابة عن الشخص المبلغ. تنص الإيداع على أن الأسهم كُسبت مقابل خدمات كعضو مجلس الإدارة وأنها صدرت وفقاً لخطة الأتعاب المؤجلة المعتمدة من قبل المساهمين.

Wintrust Financial Corp (WTFC) 董事 Deborah L. Lefevre 因董事报酬在第三季度2025年根据董事延迟费用及股票计划获得473股普通股。 该笔交易于2025年9月30日执行,披露的每股价格为123.98美元,使她的直接受益所有权增至15,333股。Form 4 以个人名义提交,并由代理人代表申报人签名。申报指出,这些股票是因担任董事的服务而获得,并按股东批准的延迟报酬计划发行。

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Insights

TL;DR: Routine director compensation issuance; modest change in insider holdings, no material market-moving impact indicated.

The filing documents a standard issuance of 473 common shares to a director under an established deferred fee and stock plan. The transaction price of $123.98 is provided as the reported price, and the director's post-transaction direct ownership is 15,333 shares. This appears to be non-discretionary compensation for board service rather than an open-market purchase or sale. Based solely on the form's contents, the item is a routine governance disclosure without indications of significant strategic change or material financial impact for investors.

TL;DR: Compensation issuance aligns director pay with shareholder-approved plan; disclosure meets Section 16 reporting requirements.

The Form 4 explicitly states shares were earned for Q3 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders, indicating adherence to an existing compensation framework. The report is filed as an individual Form 4 and signed via attorney-in-fact per the filing. There is no indication in the document of accelerated vesting, special awards, or departures from plan terms. From a governance perspective, this is consistent, routine disclosure of director equity compensation.

Deborah L. Lefevre, consigliera della Wintrust Financial Corp (WTFC), ha ricevuto 473 azioni ordinarie come compenso da direttore per il terzo trimestre 2025 nell'ambito del Director's Deferred Fee and Stock Plan. La transazione, eseguita il 30/09/2025 a un prezzo riportato di 123,98 $ per azione, ha aumentato la sua proprietà diretta e beneficiaria a 15.333 azioni. Il Form 4 è stato presentato individualmente e firmato da un procuratore in fact per conto della persona che riferisce. La dichiarazione indica che le azioni sono state acquisite per servizi come direttore e sono state emesse in conformità al piano di compensi differiti approvato dagli azionisti.

Deborah L. Lefevre, directora de Wintrust Financial Corp (WTFC), recibió 473 acciones ordinarias como compensación por su función de directora para el tercer trimestre de 2025 bajo el Plan de Honorarios Diferidos y Acciones para Directores. La transacción, realizada el 30/09/2025 a un precio reportado de 123,98 dólares por acción, incrementó su propiedad directa beneficiaria a 15.333 acciones. El Form 4 se presentó de forma individual y fue firmado por un apoderado en nombre de la persona reportante. La presentación indica que las acciones se obtuvieron por servicios como directora y se emitieron de acuerdo con el plan de honorarios diferidos aprobado por los accionistas.

WTFC의 이사회 멤버인 Deborah L. Lefevre는 2025년 3분기 이사회 보상으로 Director's Deferred Fee and Stock Plan에 따라 보통주 473주를 수령했습니다. 거래는 2025-09-30에 실행되었고 주당 보고가 123.98달러로 나타나 그녀의 직접적인 유익한 소유권이 15,333주로 증가했습니다. Form 4는 개인적으로 제출되었고 보고 당사자를 대신하여 대리인이 서명했습니다. 서류에는 주주가 승인한 지연 보수 계획에 따라 이사회 직무를 수행한 대가로 주식이 수여되었다고 기재되어 있습니다.

Deborah L. Lefevre, administratrice de Wintrust Financial Corp (WTFC), a reçu 473 actions ordinaires en tant que rémunération d'administratrice pour le troisième trimestre 2025 dans le cadre du Directors' Deferred Fee and Stock Plan. La transaction, exécutée le 30/09/2025 à un prix déclaré de 123,98 dollars par action, a porté la propriété bénéficiaire directe à 15 333 actions. Le Form 4 a été déposé individuellement et signé par un mandataire au nom de la personne déclarant. Le dépôt indique que les actions ont été gagnées pour des services en tant qu'administratrice et ont été émises conformément au plan de frais différés approuvé par les actionnaires.

Deborah L. Lefevre, Direktorin der Wintrust Financial Corp (WTFC), erhielt 473 Stammaktien als Direktorvergütung für das dritte Quartal 2025 im Rahmen des Directors' Deferred Fee and Stock Plan. Die Transaktion, am 30.09.2025 ausgeführt, bei einem gemeldeten Preis von 123,98 USD pro Aktie, erhöhte ihre direkte begünstigte Eigentümerschaft auf 15.333 Aktien. Das Form 4 wurde einzeln eingereicht und von einem Bevollmächtigten im Namen der meldenden Person unterzeichnet. Die Einreichung besagt, dass die Aktien für Dienstleistungen als Direktor erworben wurden und gemäß dem von den Aktionären genehmigten Deferred-Fee-Plan ausgegeben wurden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LEFEVRE DEBORAH L. HALL

(Last) (First) (Middle)
9700 WEST HIGGINS ROAD, 8TH FLOOR

(Street)
ROSEMONT IL 60018

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WINTRUST FINANCIAL CORP [ WTFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/30/2025 A 473(1) A $123.98 15,333 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares earned for the third quarter of 2025 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.
Remarks:
/s/Kathleen M. Boege, Attorney-in-fact 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Deborah L. Lefevre report on WTFC Form 4?

The Form 4 reports receipt of 473 shares of Wintrust common stock on 09/30/2025 as director compensation.

At what price were the shares reported on the Form 4 for WTFC?

The reported price on the Form 4 is $123.98 per share.

How many Wintrust shares does Deborah L. Lefevre beneficially own after the transaction?

Following the reported transaction, she beneficially owns 15,333 shares (direct ownership).

Under what plan were the shares issued to the director?

The shares were earned under the Director's Deferred Fee and Stock Plan approved by the company's shareholders.

Was the Form 4 filed individually or jointly for this WTFC reporting?

The Form 4 was filed by one reporting person (individual filing).
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