Welcome to our dedicated page for MicroSectors™ Energy 3X Leveraged ETN SEC filings (Ticker: WTIU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for MicroSectors Energy 3x Leveraged ETNs (WTIU) brings together U.S. regulatory documents filed by the issuer, Bank of Montreal. As a foreign private issuer, Bank of Montreal reports to the SEC using Form 40-F for its annual disclosure and Form 6-K for current reports. These filings are central for understanding the legal and financial framework that supports WTIU.
Recent Form 6-K filings show that Bank of Montreal incorporates several key documents by reference into its Form F-3 and Form S-8 registration statements. Among these are the BMO annual report to shareholders, the consolidated capitalization of Bank of Montreal, and the bank’s earnings coverage ratio. The filings also include a press release describing an increase in the common share dividend. All of these items help define the issuer’s financial profile, which is relevant for holders of exchange-traded notes such as WTIU.
On Stock Titan, this filings page connects WTIU to the underlying Bank of Montreal disclosure record. Users can review how specific Form 6-K reports are tied to registration statements that authorize the issuance of MicroSectors Energy 3x Leveraged ETNs. The platform provides real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain the purpose of each filing in clear language.
Key filing types for WTIU research include the Form 40-F annual report, Form 6-K current reports that incorporate the annual report to shareholders, capitalization, and earnings coverage ratio, and the Form F-3 registration statements listed in recent 6-Ks. By reading these documents with AI-generated highlights, investors can more easily understand how Bank of Montreal discloses information that affects its structured products, including WTIU.
Bank of Montreal provides detailed disclosures on risk management, pensions, taxes and funding. Global minimum tax rules became effective this fiscal year and increased the effective tax rate by approximately 55 basis points for the year ended October 31, 2025. The bank is required to maintain reserves and minimum balances with central banks and counterparties totalling $108 million as at October 31, 2025, up from $80 million a year earlier. It reports $6,690 million of NHA mortgage-backed securities included in loans, compared with $5,492 million in 2024, and interest income on FVOCI and amortized cost securities of $7,136 million versus $7,826 million.
Other commitments include $1,664 million of underwriting commitments extended but not yet accepted, down from $4,511 million. Assets pledged to support Federal Home Loan Bank activity total $16,734 million, down from $21,235 million. The bank completed a buyout of its UK pension plan in the fourth quarter of 2024, transferring defined benefit obligations and an equal amount of assets to a third-party insurer with no pre-tax impact and reducing related deferred tax balances to nil. Extensive derivative and hedge accounting details explain how fair value and cash flow hedges, collateral usage and accumulated other comprehensive income and tax balances are managed.
Bank of Montreal has filed a report to make a press release about its common share dividend increase part of its U.S. registration statements by incorporation by reference. The press release states that BMO Financial Group is increasing its common share dividend by 4 cents from the prior quarter, which is up 5 per cent from the prior year.
Bank of Montreal filed a Form 6-K as a foreign private issuer to provide U.S. investors with access to its latest disclosure. The filing primarily serves as a cover document to incorporate information by reference into the bank’s existing SEC registration statements. It identifies a press release titled “Fourth Quarter 2025 Earnings Release” as Exhibit 99.1, indicating that detailed quarterly results are provided in that separate document. The report is signed on behalf of Bank of Montreal by its Chief Financial Officer, Tayfun Tuzun, and Corporate Secretary, Pascale Elharrar.
Bank of Montreal (BMO) filed a Form 13F Holdings Report listing institutional equity positions. The report lists 13,045 information table entries with an aggregate reported value of $260,693,510,338. The filing also identifies 11 other included managers. It was signed by Kathryn Cenac, Managing Director, on behalf of the firm.
Bank of Montreal furnished a Form 6-K current report that primarily provides an exhibit index and incorporation-by-reference statement for a registration statement. The filing designates that Forms 40-F and 6-K and any exhibits will be deemed filed with the SEC solely for incorporation by reference into the registrant's F-3 registration statement, File No. 333-285508. The document lists legal opinion exhibits from U.S. counsel Sullivan & Cromwell LLP and Canadian counsel Osler, Hoskin & Harcourt LLP, plus their consents, and is signed by Paras Jhaveri, Global Head, Capital and Funding, dated September 22, 2025.
Bank of Montreal submitted a Form 6-K as a foreign private issuer, signed by its Chief Financial Officer and Corporate Secretary. The report incorporates its contents by reference into certain effective registration statements with the SEC. The filing lists one exhibit, a press release titled “BMO Financial Group Announces Executive Appointment,” indicating a leadership change communicated through that press release.
The offering describes principal-at-risk, 200.00% upside-leveraged notes linked to the NASDAQ-100 Index with a capped payoff and a defined downside buffer. For each $1,000 principal, the Maximum Redemption Amount is $1,115.00 (an 11.50% capped return). If the Reference Asset falls more than 15.00% from its Initial Level to its Final Level, investors lose 1% of principal for each 1% decline beyond the 15.00% buffer, exposing holders to up to an 85.00% loss of principal at maturity. The notes pay no interest, are unsecured obligations of Bank of Montreal and depend on BMO creditworthiness. They will not be listed and may have limited liquidity; secondary prices may be lower than the public offering price. The initial estimated value is lower than the offering price and is model-based, and tax treatment is uncertain.
Bank of Montreal submitted a Form 6-K as a foreign private issuer, making the enclosed information available to U.S. investors. The filing states that the information in this Form 6-K and its exhibits is incorporated by reference into certain effective registration statements on file with the SEC. The exhibit index identifies a press release titled “Bank of Montreal Receives Regulatory Approvals for Normal Course Issuer Bid,” indicating that regulatory approvals related to this repurchase program are described in that press release.