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Willis Towers Watson (WTW) COO reports new share and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Willis Towers Watson plc Chief Operating Officer Alexis Faber reported small equity awards tied to dividend equivalents and deferred compensation plans. On January 15, 2026, she acquired 4.7 Ordinary Shares at $0, bringing her directly held Ordinary Shares to 8,106.549, and there is also 1 Ordinary Share indirectly held by an immediate family member. She also acquired 6.5051 restricted share units under the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees and 2.899 restricted share units under the Non-Qualified Stable Value Excess Plan, both at $0 per unit. After these transactions, she held 2,427.5131 restricted share units under the deferred savings plan and 1,046.7896 restricted share units under the excess plan, each generally settling into Ordinary Shares on a 1:1 basis under the plans’ terms.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Faber Alexis

(Last) (First) (Middle)
C/O WILLIS GROUP LIMITED
51 LIME STREET

(Street)
LONDON X0 EC3M 7DQ

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WILLIS TOWERS WATSON PLC [ WTW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares, nominal value $0.000304635 per share 01/15/2026 A 4.7(1) A $0 8,106.549 D
Ordinary Shares, nominal value $0.000304635 per share 1 I Directly held by immediate family member.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit (2) 01/15/2026 A 6.5051(3) (2) (2) Ordinary Shares, nominal value $0.000304635 per share 6.5051 $0 2,427.5131 D
Restricted Share Unit (4) 01/15/2026 A 2.899(5) (4) (4) Ordinary Shares, nominal value $0.000304635 per share 2.899 $0 1,046.7896 D
Explanation of Responses:
1. The dividend equivalent rights accrued on the reporting person's restricted share unit award and vest based on the same vesting schedule applicable to the underlying restricted share unit award. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share.
2. Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.
3. Represents dividends acquired pursuant to the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees (the "Plan"), including the participant's deferral election under the Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Plan.
4. Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.
5. Represents dividends acquired pursuant to the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees (the "Excess Plan"), including the participant's deferral election under the Excess Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Excess Plan.
/s/ Alexis Faber by Lina Vanessa Jaramillo, Attorney-in-Fact (power of attorney previously filed) 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Willis Towers Watson (WTW) report for Alexis Faber?

The filing shows Chief Operating Officer Alexis Faber acquired additional Ordinary Shares and restricted share units on January 15, 2026, mainly from dividend equivalents in company deferred compensation plans.

How many Willis Towers Watson Ordinary Shares does Alexis Faber own after this Form 4?

After the reported transaction, Alexis Faber directly beneficially owned 8,106.549 Ordinary Shares, and there is an additional 1 Ordinary Share indirectly held by an immediate family member.

What restricted share unit awards did Alexis Faber receive in this WTW Form 4?

She acquired 6.5051 restricted share units under the Non-Qualified Deferred Savings Plan and 2.899 restricted share units under the Non-Qualified Stable Value Excess Plan, both at $0 per unit as dividend equivalents.

What are the total restricted share unit holdings reported for Alexis Faber at WTW?

Following the transactions, she held 2,427.5131 restricted share units under the Non-Qualified Deferred Savings Plan and 1,046.7896 restricted share units under the Non-Qualified Stable Value Excess Plan.

How do the Willis Towers Watson restricted share units for Alexis Faber settle?

The filing states that restricted share units settle into Ordinary Shares on a 1:1 basis, generally after the reporting person's termination or separation from service, subject to the specific timing rules in each plan.

Were these Willis Towers Watson transactions purchases in the open market?

No. The filing explains they represent dividend equivalent rights and plan-related credits under Willis Towers Watson’s U.S. non-qualified deferred compensation and stable value excess plans at $0 per share or unit.
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