ETRACS Whitney US Critical Techs ETN SEC Filings

Eos Energy Enterprises, Inc. (EOSE) – Form 144 filing discloses a proposed insider sale of common stock.

• Seller & broker: 47,254 common shares are to be sold for the account of Nathan Kroeker through UBS Financial Services Inc., Eleven Madison Ave., New York.
• Transaction size: Aggregate market value is $243,358.10, representing roughly 0.02 % of the 227,589,833 shares outstanding.
• Planned timing & venue: Sale is targeted for 07 / 08 / 2025 on the Nasdaq.
• Source of shares: Shares derive from RSU vesting on 07 / 05 / 2025; 47,254 units vested on that date.
• Recent selling activity: Over the last three months Kroeker sold 152,856 shares on 05 / 16 / 2025 for $1,048,853 and 24,124 shares on 07 / 07 / 2025 for $125,801.84.

The filing is a notice only; execution depends on market conditions, and Rule 144 limits apply. The volume is immaterial versus total shares, but the continued disposition may be monitored by investors assessing insider sentiment.

UBS AG is offering $375,000 of unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. (MRVL) common stock. The notes are issued at $10 each, settle on 10-Jul-2025, and mature on 10-Jan-2028 unless called earlier. Investors receive a contingent monthly coupon of 23.84% p.a. ($0.1987 per note) only when MRVL’s closing price on the relevant observation date is at or above the Coupon Barrier of $52.52 (73 % of the initial level).

• Automatic call: If MRVL closes at or above the Initial Level of $71.95 on any monthly observation date (other than the final valuation date), UBS redeems the notes at par plus the coupon, ending further payments.
• Principal at risk: If not called, full principal is repaid only when the Final Level on 6-Jan-2028 is at or above the Downside Threshold of $46.77 (65 % of the initial level). Otherwise, repayment equals $10 × (1 + Underlying Return), exposing investors to the full downside of MRVL below the threshold.
• Estimated initial value: $9.79, below the $10 issue price, reflecting dealer discount (1.75 %), hedging and issuance costs.
• Liquidity & credit: Notes are not exchange-listed; secondary market making is discretionary. All payments depend on UBS AG’s credit; FINMA resolution powers could impose write-downs or conversion to equity.

UBS AG is offering $375,000 of unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. (MRVL) common stock. The notes are issued at $10 each, settle on 10-Jul-2025, and mature on 10-Jan-2028 unless called earlier. Investors receive a contingent monthly coupon of 23.84% p.a. ($0.1987 per note) only when MRVL’s closing price on the relevant observation date is at or above the Coupon Barrier of $52.52 (73 % of the initial level).

• Automatic call: If MRVL closes at or above the Initial Level of $71.95 on any monthly observation date (other than the final valuation date), UBS redeems the notes at par plus the coupon, ending further payments.
• Principal at risk: If not called, full principal is repaid only when the Final Level on 6-Jan-2028 is at or above the Downside Threshold of $46.77 (65 % of the initial level). Otherwise, repayment equals $10 × (1 + Underlying Return), exposing investors to the full downside of MRVL below the threshold.
• Estimated initial value: $9.79, below the $10 issue price, reflecting dealer discount (1.75 %), hedging and issuance costs.
• Liquidity & credit: Notes are not exchange-listed; secondary market making is discretionary. All payments depend on UBS AG’s credit; FINMA resolution powers could impose write-downs or conversion to equity.

UBS AG is offering $375,000 of unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. (MRVL) common stock. The notes are issued at $10 each, settle on 10-Jul-2025, and mature on 10-Jan-2028 unless called earlier. Investors receive a contingent monthly coupon of 23.84% p.a. ($0.1987 per note) only when MRVL’s closing price on the relevant observation date is at or above the Coupon Barrier of $52.52 (73 % of the initial level).

• Automatic call: If MRVL closes at or above the Initial Level of $71.95 on any monthly observation date (other than the final valuation date), UBS redeems the notes at par plus the coupon, ending further payments.
• Principal at risk: If not called, full principal is repaid only when the Final Level on 6-Jan-2028 is at or above the Downside Threshold of $46.77 (65 % of the initial level). Otherwise, repayment equals $10 × (1 + Underlying Return), exposing investors to the full downside of MRVL below the threshold.
• Estimated initial value: $9.79, below the $10 issue price, reflecting dealer discount (1.75 %), hedging and issuance costs.
• Liquidity & credit: Notes are not exchange-listed; secondary market making is discretionary. All payments depend on UBS AG’s credit; FINMA resolution powers could impose write-downs or conversion to equity.

On July 2, 2025, Educational Development Corporation (NASDAQ: EDUC) convened its annual meeting of stockholders. Shareholders elected Dr. Amy N. Emerson as a Class III director for a three-year term, receiving 5,074,815 votes for, 0 against, 89,861 withheld, and 1,360,847 broker non-votes. In a second proposal, investors ratified HoganTaylor LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2026, with 6,257,164 votes for, 18,822 against, 249,537 abstain/withheld, and 0 broker non-votes. No additional matters were submitted for shareholder action.

On July 2, 2025, Educational Development Corporation (NASDAQ: EDUC) convened its annual meeting of stockholders. Shareholders elected Dr. Amy N. Emerson as a Class III director for a three-year term, receiving 5,074,815 votes for, 0 against, 89,861 withheld, and 1,360,847 broker non-votes. In a second proposal, investors ratified HoganTaylor LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2026, with 6,257,164 votes for, 18,822 against, 249,537 abstain/withheld, and 0 broker non-votes. No additional matters were submitted for shareholder action.

On July 2, 2025, Educational Development Corporation (NASDAQ: EDUC) convened its annual meeting of stockholders. Shareholders elected Dr. Amy N. Emerson as a Class III director for a three-year term, receiving 5,074,815 votes for, 0 against, 89,861 withheld, and 1,360,847 broker non-votes. In a second proposal, investors ratified HoganTaylor LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2026, with 6,257,164 votes for, 18,822 against, 249,537 abstain/withheld, and 0 broker non-votes. No additional matters were submitted for shareholder action.

On July 2, 2025, Educational Development Corporation (NASDAQ: EDUC) convened its annual meeting of stockholders. Shareholders elected Dr. Amy N. Emerson as a Class III director for a three-year term, receiving 5,074,815 votes for, 0 against, 89,861 withheld, and 1,360,847 broker non-votes. In a second proposal, investors ratified HoganTaylor LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2026, with 6,257,164 votes for, 18,822 against, 249,537 abstain/withheld, and 0 broker non-votes. No additional matters were submitted for shareholder action.

On July 2, 2025, Educational Development Corporation (NASDAQ: EDUC) convened its annual meeting of stockholders. Shareholders elected Dr. Amy N. Emerson as a Class III director for a three-year term, receiving 5,074,815 votes for, 0 against, 89,861 withheld, and 1,360,847 broker non-votes. In a second proposal, investors ratified HoganTaylor LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2026, with 6,257,164 votes for, 18,822 against, 249,537 abstain/withheld, and 0 broker non-votes. No additional matters were submitted for shareholder action.