Welcome to our dedicated page for XBP Global Holdings SEC filings (Ticker: XBP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
XBP Global Holdings, Inc. filings document the company’s public-company governance, capital structure and material events as a Nasdaq-listed workflow automation and technology services issuer. Proxy materials cover board elections, auditor ratification, advisory executive-compensation votes and say-on-pay frequency matters, while event filings address operating and financial results.
Form 8-K disclosures record material agreements and amendments involving XBP Americas credit arrangements, charter-related corporate actions, Nasdaq listing compliance notices and registered securities. The filing record also identifies XBP common stock and redeemable warrants, related exchange listings, governance matters, risk disclosures and security-structure information.
XBP Global Holdings, Inc. Schedule 13D Amendment No. 4B states that Howard W. Lutnick has completed the divestiture of his interests in Cantor Fitzgerald entities and no longer holds or controls any shares of the issuer. The sale was completed on 10/06/2025, and the amendment confirms Mr. Lutnick now has zero voting and dispositive power and does not beneficially own more than 5% of the outstanding common stock.
The filing removes Mr. Lutnick as a reporting person and updates Item 5 to show 0 shares for sole and shared voting and dispositive power. The amendment references prior Schedule 13D filings and states this is a final amendment to reflect his divestiture tied to his appointment as U.S. Secretary of Commerce.
XBP Global Holdings, Inc. Schedule 13D/A discloses that CFAC Holdings VIII, LLC and affiliated reporting persons collectively beneficially own 6,449,404 shares, representing approximately 5.5% of the outstanding common stock based on 117,515,972 shares outstanding as of August 14, 2025. CFAC directly holds 6,064,404 shares plus 385,000 shares underlying warrants exercisable within 60 days. The filing reports a completed internal transfer of CFGM voting shares: Howard W. Lutnick sold CFGM voting shares to trusts controlled by Brandon G. Lutnick for an aggregate purchase price of $200,000 with closing on October 6, 2025, and Howard W. Lutnick no longer holds voting or dispositive power. The filing also discloses a prior SEC settlement in which Cantor agreed to pay a $6.75M penalty.
Chadha Par, a director of XBP Global Holdings, Inc. (XBP), reported acquisitions and existing indirect holdings in a Form 4 filing. The filing shows 53,763 restricted stock units (RSUs) granted on 09/24/2025 that vest in full on 09/24/2026 and are convertible one-for-one into common shares on vesting. The report also discloses prior RSUs and sizeable indirect holdings: 1,328,288, 1,128,972, and 27,037,562 shares reported as held indirectly through entities controlled by the reporting person. Additionally, the reporting person has warrants exercisable into 6,632,418 shares at a $4.98 exercise price expiring 07/29/2030.
XBP Global Holdings, Inc. reported that it received a Nasdaq deficiency notice because the closing bid price of its common stock stayed below $1.00 for 30 consecutive business days from August 4 to September 15, 2025, violating Nasdaq’s minimum bid price rule. The company has a 180-day grace period, until March 16, 2026, to regain compliance by having its closing bid price at or above $1.00 for at least ten consecutive business days, a period Nasdaq may extend in certain cases. XBP notes that recent closing bid prices have been above $1.00 but cautions there is no assurance it will regain or maintain compliance. If it fails to do so, its stock could be delisted, though the company would have appeal rights. For now, the common stock and publicly traded warrants continue trading on the Nasdaq Capital Market under the symbols XBP and XBPW.
Avenue-affiliated funds disclosed significant ownership in XBP Global Holdings (XBP). Multiple Avenue entities report beneficial ownership of common stock: 6,564,883 shares, 4,082,116 shares and 1,460,908 shares across three funds. The filings state registered advisers have sole voting and dispositive power for those funds, while certain entities and Marc Lasry disclaim beneficial ownership except for any pecuniary interest.