STOCK TITAN

Xcel Energy (NASDAQ: XEL) director files Form 3 with zero shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Xcel Energy Inc director Peter W. Carter submitted an initial statement of beneficial ownership of securities indicating that he holds no securities beneficially owned in the company. The report lists a holding entry showing 0.0000 shares owned following the reported position as of 2026-07-29.

Positive

  • None.

Negative

  • None.
Insider Carter Peter W
Role Director
Type Security Shares Price Value
holding No Securities Beneficially Owned -- -- --
Holdings After Transaction: No Securities Beneficially Owned — 0 shares (Direct)
Shares beneficially owned 0.0000 shares Total shares following the reported holding entry on 2026-07-29
Holding entries reported 1 Number of holding rows indicating ownership status
Insider buy transactions 0 Buy transactions count in transactionSummary
Insider sell transactions 0 Sell transactions count in transactionSummary
beneficially owned regulatory
"Security title shows "No Securities Beneficially Owned" for the position"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
reporting person regulatory
"The reportingPersons section lists Peter W. Carter as reporting person"
Power of Attorney regulatory
"Remarks reference an Exhibit 24.0 listed as a Power of Attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the XEL Form 3 for Peter W. Carter report?

The Form 3 shows that director Peter W. Carter reported no securities beneficially owned in Xcel Energy Inc. A single holding entry lists 0.0000 shares owned following the reported position as of 2026-07-29.

Does Peter W. Carter own Xcel Energy (XEL) shares according to this Form 3?

According to this Form 3, Peter W. Carter reports 0.0000 shares of Xcel Energy stock beneficially owned. The security title field explicitly states "No Securities Beneficially Owned" and the total shares following the holding entry are listed as zero.

What is Peter W. Carter’s role at Xcel Energy (XEL) in this ownership report?

In this ownership report, Peter W. Carter is identified as a director of Xcel Energy Inc. He is not reported as an officer or 10% owner, and his Form 3 focuses on his initial beneficial ownership status as a board member.

Are there any insider buy or sell transactions in this XEL Form 3?

No insider buy or sell transactions are shown. The transaction summary reports 0 buy and 0 sell transactions, and there is only one holding entry indicating no securities beneficially owned rather than any purchase or sale activity.

What ownership details are disclosed for XEL in Peter W. Carter’s Form 3?

The Form 3 discloses that Peter W. Carter has direct ownership type with 0.0000 shares beneficially owned after the reported holding entry. No derivative securities, option positions, or other forms of beneficial ownership are listed in this report.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Carter Peter W

(Last)(First)(Middle)
414 NICOLLET MALL

(Street)
MINNEAPOLIS MINNESOTA 55401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/29/2026
3. Issuer Name and Ticker or Trading Symbol
XCEL ENERGY INC [ XEL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
No Securities Beneficially Owned0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24.0 Power of Attorney
Kristin L. Westlund, Attorney in Fact for Peter W. Carter07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)