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Inheritance transfer adds shares to Xcel Energy (XEL) EVP holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Xcel Energy executive Amanda J. Rome reported a small inheritance-related change in her shareholdings. On the reported date, an estate or will transfer involving 6 shares of common stock was recorded under a non-market code. After this adjustment, she directly holds 55,819.097 Xcel Energy common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rome Amanda J

(Last)(First)(Middle)
414 NICOLLET MALL

(Street)
MINNEAPOLIS MINNESOTA 55401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
XCEL ENERGY INC [ XEL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Group President, Utilitie
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026WV6A$055,819.097D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Kristin L. Westlund, Attorney in Fact for Amanda J. Rome03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Xcel Energy (XEL) report for Amanda J. Rome?

Xcel Energy reported an inheritance-related transfer involving 6 shares of common stock for EVP Amanda J. Rome. The event used a non-market Form 4 code tied to estate or will transfers, indicating no open-market buying or selling activity.

How many Xcel Energy (XEL) shares does Amanda J. Rome hold after this filing?

After the reported transfer, Amanda J. Rome directly holds 55,819.097 shares of Xcel Energy common stock. This figure reflects her position immediately following the estate or will transfer recorded in the Form 4 insider transaction filing.

Was the Xcel Energy (XEL) Form 4 transaction a market buy or sell?

No, the transaction was not a market buy or sell. It was coded as an acquisition or disposition by will or laws of descent and distribution, meaning it relates to inheritance or estate settlement rather than trading on the open market.

What does the Form 4 code used in Amanda J. Rome’s Xcel Energy (XEL) filing mean?

The Form 4 uses code W, described as acquisition or disposition by will or laws of descent and distribution. This indicates the 6-share change stems from an inheritance or estate process, not from a discretionary stock purchase or sale.

Does Amanda J. Rome’s Xcel Energy (XEL) filing show any derivative securities?

No derivative securities are shown in this filing. The Form 4 only reports a non-derivative transaction involving common stock and lists no remaining derivative positions in the accompanying derivative summary section of the data.
Xcel Energy Inc

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