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[Form 4] XAI Octagon Floating Rate & Alternative Income Trust Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): a reporting person purchased 20,000 common shares on 10/24/2025 at a price of $5.007 per share, as shown by transaction code P.

Following this transaction, the reporting person beneficially owned 20,000 shares, held directly. The filing indicates the role as Other — Sub-Adviser Inv Comm Member and was filed by one reporting person.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): una persona reportante ha acquistato 20.000 azioni ordinarie il 24/10/2025 al prezzo di $5,007 per azione, come indicato dal codice di transazione P.

A seguito di questa operazione, la persona reportante deteneva beneficiamente 20.000 azioni, detenute in modo diretto. La presentazione indica il ruolo come Altro — Membro Consiglio degli Investimenti Sub-Advisor ed è stata presentata da una sola persona reportante.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): una persona reportante compró 20.000 acciones ordinarias el 24/10/2025 a un precio de $5.007 por acción, como se indica con el código de transacción P.

Tras esta operación, la persona reportante poseía beneficiosamente 20.000 acciones, mantenidas directamente. El formulario indica el rol como Otros — Miembro del Comité de Inversión Subasesor y fue presentado por una sola persona reportante.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): 보고자(또는 보고인)가 20,000주를 2025-10-24에 매입했고 주당 $5.007의 가격으로 거래 코드 P로 표시됩니다.

이 거래 이후 보고인은 직접 보유한 20,000주를 유익하게 소유했습니다. 제출서에는 역할로 Other — Sub-Adviser Inv Comm Member가 명시되어 있으며 한 명의 보고인에 의해 제출되었습니다.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) : une personne de notification a acheté 20 000 actions ordinaires le 24/10/2025 au prix de $5,007 par action, comme indiqué par le code de transaction P.

Suite à cette transaction, la personne de notification détenait bénéfiquement 20 000 actions, détenues directement. Le dépôt indique le rôle comme Autre — Membre du comité d’investissement Sub-Adviser et a été déposé par une seule personne de notification.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): eine meldende Person kaufte 20.000 Stammaktien am 24.10.2025 zu einem Preis von $5,007 pro Aktie, wie durch den Transaktionscode P angegeben.

Nach dieser Transaktion besaß die meldende Person 20.000 Aktien, die direkt gehalten wurden. Die Einreichung gibt die Rolle als Other — Sub-Adviser Inv Comm Member an und wurde von einer meldenden Person eingereicht.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): اشترت جهة الإبلاغ 20,000 أسهم عادية في 2025/10/24 بسعر $5.007 للسهم، كما يظهر من رمز المعاملة P.

بعد هذه المعاملة، أصبحت جهة الإبلاغ تمتلك بشكل منفعي 20,000 سهمًا، مملوكة مباشرة. تُشير الأوراق إلى الدور كـ Other — Sub-Adviser Inv Comm Member وتم تقديمها بواسطة جهة إبلاغ واحدة.

Positive
  • None.
Negative
  • None.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): una persona reportante ha acquistato 20.000 azioni ordinarie il 24/10/2025 al prezzo di $5,007 per azione, come indicato dal codice di transazione P.

A seguito di questa operazione, la persona reportante deteneva beneficiamente 20.000 azioni, detenute in modo diretto. La presentazione indica il ruolo come Altro — Membro Consiglio degli Investimenti Sub-Advisor ed è stata presentata da una sola persona reportante.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): una persona reportante compró 20.000 acciones ordinarias el 24/10/2025 a un precio de $5.007 por acción, como se indica con el código de transacción P.

Tras esta operación, la persona reportante poseía beneficiosamente 20.000 acciones, mantenidas directamente. El formulario indica el rol como Otros — Miembro del Comité de Inversión Subasesor y fue presentado por una sola persona reportante.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): 보고자(또는 보고인)가 20,000주를 2025-10-24에 매입했고 주당 $5.007의 가격으로 거래 코드 P로 표시됩니다.

이 거래 이후 보고인은 직접 보유한 20,000주를 유익하게 소유했습니다. 제출서에는 역할로 Other — Sub-Adviser Inv Comm Member가 명시되어 있으며 한 명의 보고인에 의해 제출되었습니다.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) : une personne de notification a acheté 20 000 actions ordinaires le 24/10/2025 au prix de $5,007 par action, comme indiqué par le code de transaction P.

Suite à cette transaction, la personne de notification détenait bénéfiquement 20 000 actions, détenues directement. Le dépôt indique le rôle comme Autre — Membre du comité d’investissement Sub-Adviser et a été déposé par une seule personne de notification.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): eine meldende Person kaufte 20.000 Stammaktien am 24.10.2025 zu einem Preis von $5,007 pro Aktie, wie durch den Transaktionscode P angegeben.

Nach dieser Transaktion besaß die meldende Person 20.000 Aktien, die direkt gehalten wurden. Die Einreichung gibt die Rolle als Other — Sub-Adviser Inv Comm Member an und wurde von einer meldenden Person eingereicht.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): اشترت جهة الإبلاغ 20,000 أسهم عادية في 2025/10/24 بسعر $5.007 للسهم، كما يظهر من رمز المعاملة P.

بعد هذه المعاملة، أصبحت جهة الإبلاغ تمتلك بشكل منفعي 20,000 سهمًا، مملوكة مباشرة. تُشير الأوراق إلى الدور كـ Other — Sub-Adviser Inv Comm Member وتم تقديمها بواسطة جهة إبلاغ واحدة.

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): 报告人于 2025/10/24 以每股 $5.007 购买了 20,000 股普通股,成交代码为 P

完成此交易后,报告人实际持有 20,000 股,直接持有。该申报显示的角色为 Other — Sub-Adviser Inv Comm Member,并由一名报告人提交。

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Law Lauren Kristen

(Last) (First) (Middle)
250 PARK AVENUE, 15TH FLOOR

(Street)
NEW YORK NY 10177

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
XAI Octagon Floating Rate & Alternative Income Trust [ XFLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Sub-Adviser Inv Comm Member
3. Date of Earliest Transaction (Month/Day/Year)
10/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common shares 10/24/2025 P 20,000 A $5.007 20,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Lauren Kristen Law 10/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did XFLT’s Form 4 report?

A reporting person acquired 20,000 XFLT common shares on 10/24/2025 at $5.007 per share.

How many XFLT shares does the reporting person own after the trade?

The reporting person beneficially owned 20,000 shares following the reported transaction.

Was the XFLT transaction a purchase or sale?

It was a purchase, indicated by transaction code P and shares marked as A (acquired).

What is the ownership form after the transaction?

Ownership is reported as Direct (D).

Who is the reporting person’s relationship to XFLT?

The relationship is listed as Other — Sub-Adviser Inv Comm Member.

Was this Form 4 filed by multiple people?

No. It was filed by one reporting person.
XAI Octagon FR & Alternative Inc Trust

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