XFLT insider purchase: 20,000 shares acquired at $5.007 (Form 4)

Rhea-AI Filing Summary

XAI Octagon Floating Rate & Alternative Income Trust (XFLT): a reporting person purchased 20,000 common shares on 10/24/2025 at a price of $5.007 per share, as shown by transaction code P.

Following this transaction, the reporting person beneficially owned 20,000 shares, held directly. The filing indicates the role as Other — Sub-Adviser Inv Comm Member and was filed by one reporting person.

Insider Trade Summary

Net Buyer: 20,000 shares

Net Buy 1 txn

Insider Law Lauren Kristen

Role Insider

Bought 20,000 shs ($100K)

Type	Security	Shares	Price	Value
Purchase	Common shares	20,000	$5.007	$100K

Holdings After Transaction: Common shares — 20,000 shares (Direct)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 10/27/2025 - 04:08 PM Learn about SEC filing dates

FAQ

What did XFLT’s Form 4 report?

A reporting person acquired 20,000 XFLT common shares on 10/24/2025 at $5.007 per share.

How many XFLT shares does the reporting person own after the trade?

The reporting person beneficially owned 20,000 shares following the reported transaction.

Was the XFLT transaction a purchase or sale?

It was a purchase, indicated by transaction code P and shares marked as A (acquired).

What is the ownership form after the transaction?

Ownership is reported as Direct (D).

Who is the reporting person’s relationship to XFLT?

The relationship is listed as Other — Sub-Adviser Inv Comm Member.

Was this Form 4 filed by multiple people?

No. It was filed by one reporting person.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Law Lauren Kristen

(Last) (First) (Middle)

250 PARK AVENUE, 15TH FLOOR

(Street)

NEW YORK NY 10177

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
XAI Octagon Floating Rate & Alternative Income Trust [ XFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Sub-Adviser Inv Comm Member

3. Date of Earliest Transaction (Month/Day/Year)
10/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common shares	10/24/2025		P		20,000	A	$5.007	20,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Lauren Kristen Law	10/27/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.