STOCK TITAN

[Form 4] XOMA Royalty Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Owen Hughes, who is listed as Chief Executive Officer and a Director of XOMA Royalty Corp, reported transactions dated 09/19/2025. The filing shows acquisition of 35,567 Performance Stock Units (PSUs) that each represent a contingent right to one share of common stock and vest upon the common stock reaching a specified price per share. After these derivative and related non‑derivative entries, Mr. Hughes is reported to beneficially own 132,714 shares on a direct basis. The filing also records a disposition of 2,000 Depository Shares of an 8.375% Series B Cumulative security. The form is signed by an attorney‑in‑fact and includes a Power of Attorney exhibit.

Owen Hughes, che ricopre il ruolo di Chief Executive Officer e di Direttore di XOMA Royalty Corp, ha comunicato operazioni datate 19 settembre 2025. La pratica mostra l'acquisizione di 35.567 Performance Stock Units (PSU), ciascuna rappresentante un diritto condizionato all’assegnazione di una azione ordinaria e che si vessa al raggiungimento di un prezzo specificato per l’azione. Dopo tali elementi derivati e altre voci non derivate, Mr. Hughes risulta detenere direttamente 132.714 azioni. La pratica registra inoltre una disposizione di 2.000 Depository Shares di una security cumulativa di Serie B a tasso 8,375%. Il modulo è firmato da un attorney‑in‑fact e include un allegato di Power of Attorney (procura).

Owen Hughes, quien figura como Director Ejecutivo y Director de XOMA Royalty Corp, reportó operaciones con fecha 19/09/2025. La presentación muestra la adquisición de 35.567 Performance Stock Units (PSUs), cada una representando un derecho contingente a una acción común y que se devenga cuando la acción alcance un precio específico. Tras estos derivados y entradas no derivadas relacionadas, se indica que el Sr. Hughes posee directamente un total de 132.714 acciones. El documento también registra la disposición de 2.000 Depository Shares de una security Serie B Cumulativa de 8,375%. El formulario está firmado por un attorney‑in‑fact e incluye un anexo de Power of Attorney.

Owen Hughes는 XOMA Royalty Corp의 최고경영자(CEO) 겸 이사로 등재되어 있으며, 2025-09-19에 거래 내역을 보고했습니다. 공시는 35,567 Performance Stock Units(PSU)를 취득했으며 각 PSU는 보통주의 1주에 대한 조건부 권리를 represent하며 특정 주가에 도달하면 가속 vesting됩니다. 파생상품 및 관련 비파생 항목을 포함한 후, Hughes 씨는 직접 보유 주식을 132,714주로 보고합니다. 또한 2,000 주의 8.375% 시리즈 B 누적 채권의 예치주도 처분로 기록되어 있습니다. 해당 양식은 변호사‑인‑팩트가 서명했고 Power of Attorney 부록이 포함되어 있습니다.

Owen Hughes, nommé Chief Executive Officer et Administrateur de XOMA Royalty Corp, a déclaré des transactions datées du 19/09/2025. Le dossier indique l<’acquisition de 35 567 Performance Stock Units (PSU), chacune représentant un droit conditionnel sur une action ordinaire et qui se vest lorsque le cours de l’action atteint un prix spécifique. Après ces éléments dérivés et les entrées non dérivées associées, M. Hughes est rapporté détenir directement 132 714 actions. Le dossier répertorie également une cession de 2 000 Depository Shares d’un titre cumulatif de la série B à 8,375%. Le formulaire est signé par un attorney‑in‑fact et comprend une annexe Power of Attorney.

Owen Hughes, der als Chief Executive Officer und Director von XOMA Royalty Corp. geführt wird, meldete Transaktionen mit dem Datum 19.09.2025. Die Einreichung zeigt den Erwerb von 35.567 Performance Stock Units (PSUs), von denen jede ein bedingtes Recht auf eine Aktie darstellt und vestet, sobald der Aktienkurs einen festgelegten Preis erreicht. Nach diesen derivativen und zugehörigen nicht‑derivativen Positionen soll Herr Hughes direkt 132.714 Aktien besitzen. Die Einreichung verzeichnet außerdem die Veräußerung von 2.000 Depository Shares einer 8,375% Series B Cumulative security. Das Formular ist von einem attorney‑in‑fact unterzeichnet und enthält eine Power of Attorney‑Beilage.

أوين هيوز، المدرج كـ الرئيس التنفيذي وعضو مجلس إدارة في XOMA Royalty Corp، أطلق معاملات بتاريخ 19/09/2025. يظهر الإبلاغ شراء 35,567 وحدة أسهم الأداء (PSU)، وكلٌ منها يمثل حقاً معلقاً في سهم عادي ويكتسب عند وصول السهم إلى سعر محدد. بعد هذه العناصر المشتقة والمدخلات غير المشتقة المرتبطة، يُذكر أن السيد هيوز يمتلك بشكل مباشر 132,714 سهمًا. كما يسجل الإبلاغ أيضاً بيع 2,000 من أسهم الإيداع في أمان من نوع Serie B تراكمي بمعدل 8.375%. النموذج موقع من قبل وكيل‑بصفته ويفترض وجود ملحق توكيل رسمي Power of Attorney.

Owen Hughes,列为 XOMA Royalty Corp 的首席执行官兼董事,报告的交易日期为 2025-09-19。该披露显示取得 35,567 个 Performance Stock Units (PSU),每个单位代表对普通股的一个或有权利,且在普通股达到指定价格时归属。经历这些衍生及相关非衍生项后,Hughes 先生被直接报导持有 132,714 股。披露还记载以 2,000 股证券存托凭证(8.375% 系列 B 累积证券)的处置。该表格由代理人签署,并包含一份授权书附件(Power of Attorney)。

Positive
  • Performance-based equity award of 35,567 PSUs aligns executive compensation with share price performance
  • Increased reported direct beneficial ownership to 132,714 shares, reflecting potential longer-term alignment with shareholders
Negative
  • Disposition of 2,000 Depository Shares in the 8.375% Series B Cumulative stock reduces holdings in that instrument
  • No price or market-value disclosure for the contingent PSUs beyond stating a $0 transaction price, leaving valuation unclear

Insights

TL;DR: CEO acquired 35,567 PSUs increasing reported direct beneficial ownership to 132,714 shares; also disposed of 2,000 depository shares.

The acquisition of 35,567 Performance Stock Units, which convert to one share each contingent on a specified share price, increases the reporting person’s potential equity stake. The filing shows the resulting direct beneficial ownership figure of 132,714 shares, which aggregates outstanding common stock holdings and the newly reported contingent units. The transaction price is reported as $0 for the PSUs, consistent with typical performance‑based grants rather than an open‑market purchase. The separate disposition of 2,000 Depository Shares in the 8.375% Series B Cumulative security reduces holdings in that preferred-style instrument. All information presented is explicit in the Form 4; no valuation or market capitalization details are provided in this filing.

TL;DR: Insider grant of performance units aligns executive compensation with share price targets; disclosure appears complete for Section 16 reporting.

The filing documents a performance-based equity award to the CEO and director, specifying vesting tied to a share price threshold and including exercisability information (noting a date of 05/18/2026 for the PSUs). The Form 4 includes both non-derivative and derivative lines and lists ownership forms as direct. The submission is executed by an attorney‑in‑fact and attaches a Power of Attorney. No amendments or additional contractual terms beyond the vesting condition and exercisable date are provided in this filing.

Owen Hughes, che ricopre il ruolo di Chief Executive Officer e di Direttore di XOMA Royalty Corp, ha comunicato operazioni datate 19 settembre 2025. La pratica mostra l'acquisizione di 35.567 Performance Stock Units (PSU), ciascuna rappresentante un diritto condizionato all’assegnazione di una azione ordinaria e che si vessa al raggiungimento di un prezzo specificato per l’azione. Dopo tali elementi derivati e altre voci non derivate, Mr. Hughes risulta detenere direttamente 132.714 azioni. La pratica registra inoltre una disposizione di 2.000 Depository Shares di una security cumulativa di Serie B a tasso 8,375%. Il modulo è firmato da un attorney‑in‑fact e include un allegato di Power of Attorney (procura).

Owen Hughes, quien figura como Director Ejecutivo y Director de XOMA Royalty Corp, reportó operaciones con fecha 19/09/2025. La presentación muestra la adquisición de 35.567 Performance Stock Units (PSUs), cada una representando un derecho contingente a una acción común y que se devenga cuando la acción alcance un precio específico. Tras estos derivados y entradas no derivadas relacionadas, se indica que el Sr. Hughes posee directamente un total de 132.714 acciones. El documento también registra la disposición de 2.000 Depository Shares de una security Serie B Cumulativa de 8,375%. El formulario está firmado por un attorney‑in‑fact e incluye un anexo de Power of Attorney.

Owen Hughes는 XOMA Royalty Corp의 최고경영자(CEO) 겸 이사로 등재되어 있으며, 2025-09-19에 거래 내역을 보고했습니다. 공시는 35,567 Performance Stock Units(PSU)를 취득했으며 각 PSU는 보통주의 1주에 대한 조건부 권리를 represent하며 특정 주가에 도달하면 가속 vesting됩니다. 파생상품 및 관련 비파생 항목을 포함한 후, Hughes 씨는 직접 보유 주식을 132,714주로 보고합니다. 또한 2,000 주의 8.375% 시리즈 B 누적 채권의 예치주도 처분로 기록되어 있습니다. 해당 양식은 변호사‑인‑팩트가 서명했고 Power of Attorney 부록이 포함되어 있습니다.

Owen Hughes, nommé Chief Executive Officer et Administrateur de XOMA Royalty Corp, a déclaré des transactions datées du 19/09/2025. Le dossier indique l<’acquisition de 35 567 Performance Stock Units (PSU), chacune représentant un droit conditionnel sur une action ordinaire et qui se vest lorsque le cours de l’action atteint un prix spécifique. Après ces éléments dérivés et les entrées non dérivées associées, M. Hughes est rapporté détenir directement 132 714 actions. Le dossier répertorie également une cession de 2 000 Depository Shares d’un titre cumulatif de la série B à 8,375%. Le formulaire est signé par un attorney‑in‑fact et comprend une annexe Power of Attorney.

Owen Hughes, der als Chief Executive Officer und Director von XOMA Royalty Corp. geführt wird, meldete Transaktionen mit dem Datum 19.09.2025. Die Einreichung zeigt den Erwerb von 35.567 Performance Stock Units (PSUs), von denen jede ein bedingtes Recht auf eine Aktie darstellt und vestet, sobald der Aktienkurs einen festgelegten Preis erreicht. Nach diesen derivativen und zugehörigen nicht‑derivativen Positionen soll Herr Hughes direkt 132.714 Aktien besitzen. Die Einreichung verzeichnet außerdem die Veräußerung von 2.000 Depository Shares einer 8,375% Series B Cumulative security. Das Formular ist von einem attorney‑in‑fact unterzeichnet und enthält eine Power of Attorney‑Beilage.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hughes Owen

(Last) (First) (Middle)
C/O XOMA ROYALTY CORPORATION
2200 POWELL STREET, SUITE 310

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
XOMA Royalty Corp [ XOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/19/2025 M 35,567 A $0 98,268 D
Common Stock 295 I By 401(k) Plan
Depository Shares - 8.375% Series B Cumulative Stock 2,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Units (1) 09/19/2025 M 35,567 (1) 05/18/2026 Common Stock 35,567 $0 132,714 D
Explanation of Responses:
1. Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Thomas Burns, Attorney-in-Fact for Owen Hughes 09/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did XOMAP insider Owen Hughes report on 09/19/2025?

The filing reports acquisition of 35,567 Performance Stock Units and a disposition of 2,000 Depository Shares of the 8.375% Series B Cumulative security.

How many shares does Owen Hughes beneficially own after the reported transactions?

The Form 4 reports 132,714 shares beneficially owned on a direct basis following the transactions.

What are the terms of the Performance Stock Units in the filing?

Each PSU represents a contingent right to one share of common stock and vests upon the common stock achieving a specified price per share; PSUs are shown exercisable with a date of 05/18/2026.

Was any cash consideration reported for the PSUs?

The transaction price for the PSUs is reported as $0 in the Form 4.

Who signed the Form 4 filing for Owen Hughes?

The filing was signed by Thomas Burns, Attorney-in-Fact for Owen Hughes on 09/23/2025, and includes Exhibit 24 (Power of Attorney).
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