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Xerox CLO’s 12,096 RSUs vest; shares withheld

Xerox’s chief legal officer reported RSU vesting into common shares, with a portion withheld to cover taxes.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Xerox Holdings Corp (XRX) reported that Chief Legal Officer and Corporate Secretary Colon Flor had 12,096 Restricted Stock Units vest on September 11, 2026, converting into an equal number of common shares. Of these, 4,361 shares were withheld and disposed of to cover tax liability, and Flor continues to hold 391,410 Restricted Stock Units. No transactions were reported under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Colon Flor
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Unit F1 12,096 $0.00 $0.00
Exercise Common Stock F1, F2 12,096 -- --
Tax Withholding Common Stock F3 4,361 $3.43 $15K
Holdings After Transaction: Restricted Stock Unit — 391,410 shares (Direct); Common Stock — 67,416 shares (Direct)
Footnotes (3)
  1. F1. On May 21, 2025 the reporting person was granted an award of 145,138 Restricted Stock Units, which vests in in nine installments with one-third (33.33%) vesting on March 11, 2026, and the remainder vesting equally over the following eight (8) quarters.
  2. F2. Restricted Stock Units convert into common stock on a one-for-one basis.
  3. F3. Of the 12,096 Restricted Stock Units that vested, 4,361 were withheld and disposed of for taxes.
RSUs Vested 12,096 units Restricted Stock Units vested on September 11, 2026
Shares Withheld for Taxes 4,361 shares Common shares withheld and disposed of to cover tax liability from vesting
Tax Withholding Price $3.43 per share Price used for the 4,361 common shares withheld for taxes
RSUs Remaining 391,410 units Restricted Stock Units held after the vesting transaction
Original RSU Grant 145,138 units RSUs granted to Colon Flor on May 21, 2025
Initial Vesting Tranche 33.33% Portion of the 145,138 RSUs scheduled to vest on March 11, 2026
Remaining Vesting Schedule 8 quarters Number of equal quarterly installments after the first vesting tranche
Restricted Stock Unit financial
"the reporting person was granted an award of 145,138 Restricted Stock Units"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vests financial
"which vests in in nine installments with one-third (33.33%) vesting"
one-for-one basis financial
"Restricted Stock Units convert into common stock on a one-for-one basis"
tax liability financial
"4,361 were withheld and disposed of for taxes"
Rule 10b5-1 regulatory
"Rule 10b5-1 trading plan checkbox for these transactions was not marked"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity transaction did Xerox (XRX) report for Colon Flor?

Xerox reported that Colon Flor had 12,096 Restricted Stock Units vest on September 11, 2026, which converted into 12,096 common shares. This arose from a previously granted RSU award that is vesting over time.

How many Xerox (XRX) shares were withheld for taxes in this Form 4?

Of the 12,096 vested shares, 4,361 shares of Xerox common stock were withheld and disposed of to satisfy tax liability, at a reported price of $3.43 per share.

How many Restricted Stock Units does Colon Flor still hold at Xerox (XRX)?

After this vesting event, Colon Flor continues to hold 391,410 Restricted Stock Units tied to Xerox stock, according to the reported post-transaction RSU balance.

What were the original terms of Colon Flor’s RSU grant at Xerox (XRX)?

On May 21, 2025, Colon Flor received an award of 145,138 Restricted Stock Units, with 33.33% vesting on March 11, 2026 and the remaining units vesting equally over the following eight quarters.

Were Xerox (XRX) insider transactions made under a Rule 10b5-1 plan?

The filing indicates no Rule 10b5-1 trading plan for these transactions; the document-level checkbox for such a plan was not marked as affirmative.

What is the conversion rate for Xerox (XRX) Restricted Stock Units in this filing?

The disclosure states that Restricted Stock Units convert into Xerox common stock on a one-for-one basis, meaning each vested RSU delivers one share of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Colon Flor

(Last)(First)(Middle)
XEROX HOLDINGS CORPORATION
P.O. BOX 4505 401 MERITT 7

(Street)
NORWALK CONNECTICUT 0651-10156

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Xerox Holdings Corp [ XRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Unit09/11/2026M12,096(1)D$0391,410D
Common Stock09/11/2026M12,096(1)A(2)71,777D
Common Stock09/11/2026F4,361D$3.4367,416(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On May 21, 2025 the reporting person was granted an award of 145,138 Restricted Stock Units, which vests in in nine installments with one-third (33.33%) vesting on March 11, 2026, and the remainder vesting equally over the following eight (8) quarters.
2. Restricted Stock Units convert into common stock on a one-for-one basis.
3. Of the 12,096 Restricted Stock Units that vested, 4,361 were withheld and disposed of for taxes.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Eric Risi, as attorney-in-fact09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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