XMax Inc. (NVFY) CEO and director Lu Xiaohua files initial Form 3

Rhea-AI Filing Summary

XMax Inc. filed an initial ownership report on Form 3 for Lu Xiaohua, who serves as both a director and the Chief Executive Officer. The filing reports no transactions in company securities and lists no derivative positions, establishing Lu Xiaohua’s status as a reporting insider.

Key Terms

Form 3, Chief Executive Officer, reporting insider

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Executive Officer financial

""officer_title": "Chief Executive Officer""

A chief executive officer (CEO) is the top leader of a company, responsible for making major decisions, setting goals, and guiding the organization’s overall direction. Think of the CEO as the captain of a ship, steering it toward success. Investors pay close attention to the CEO because their leadership and strategy can significantly influence the company's performance and future growth.

reporting insider regulatory

""reportingPersons": [{"name": "LU XIAOHUA""

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

LU XIAOHUA

(Last) (First) (Middle)

6565 E. WASHINGTON BLVD.

(Street)

COMMERCE CALIFORNIA 90040

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/21/2025

3. Issuer Name and Ticker or Trading Symbol
XMax Inc. [ XWIN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Xiaohua Lu	05/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing for NVFY’s XMax Inc. indicate about Lu Xiaohua?

The Form 3 shows that Lu Xiaohua is now a reporting insider as both director and Chief Executive Officer of XMax Inc. It establishes their insider status with the SEC but does not report any stock or option transactions.

Were any XMax Inc. (NVFY) shares bought or sold in this Form 3?

No, the Form 3 reports no share transactions. The transaction summary shows zero buys, zero sells, and no derivative exercises, meaning this filing only records insider status, not trading activity in XMax Inc. securities.

Does the XMax Inc. Form 3 for NVFY disclose any derivative positions?

No derivative positions are disclosed in the Form 3. The derivative summary is empty and exercise-related counts are zero, indicating no options, warrants, or other derivatives are reported for Lu Xiaohua in this initial ownership statement.

What is Lu Xiaohua’s role at XMax Inc. in the NVFY-related filing?

Lu Xiaohua is identified as Chief Executive Officer and director of XMax Inc. in the Form 3. This dual role makes Lu Xiaohua a key executive and board member subject to ongoing insider reporting obligations under SEC rules.

Does this NVFY/XMax Inc. Form 3 imply any change in ownership?

The Form 3 itself does not show a change in ownership, as it contains no reported transactions. It functions as an initial statement of beneficial ownership once Lu Xiaohua became an officer and director of XMax Inc.