STOCK TITAN

Twenty One Capital (XXI) awards 297,029 stock options to General Counsel

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Twenty One Capital, Inc. reported an equity award to an executive officer. The company’s General Counsel received a stock option grant covering 297,029 shares of Class A common stock on 01/02/2026, with an exercise price of $9.3 per share and an expiration date of 01/02/2036. According to the vesting terms, 25% of the options will vest on November 17, 2026, and the remaining 75% will vest in equal monthly installments over the following 36 months.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nguyen James Cong Hoan

(Last) (First) (Middle)
TWENTY ONE CAPITAL, INC.
111 CONGRESS AVENUE, SUITE 500

(Street)
AUSTIN TX 78701

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Twenty One Capital, Inc. [ XXI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $9.3 01/02/2026 A 297,029 (1) 01/02/2036 Class A common stock 297,029 $0 297,029 D
Explanation of Responses:
1. The stock options vest as follows: (a) 25% of the stock options will vest on November 17, 2026, and (b) the remaining 75% of the stock options will vest in equal monthly installments over the subsequent 36 months.
/s/ James Cong Hoan Nguyen 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Twenty One Capital, Inc. (XXI) disclose?

Twenty One Capital, Inc. disclosed a stock option grant to its General Counsel, covering 297,029 shares of Class A common stock.

What is the exercise price of the new Twenty One Capital (XXI) stock options?

The stock options granted to the General Counsel have an exercise price of $9.3 per share.

When do the Twenty One Capital (XXI) stock options granted on 01/02/2026 vest?

The options vest as follows: 25% vest on November 17, 2026, and the remaining 75% vest in equal monthly installments over the subsequent 36 months.

When do the newly granted Twenty One Capital (XXI) stock options expire?

The stock options granted on 01/02/2026 have an expiration date of 01/02/2036.

Who is the reporting person in this Twenty One Capital (XXI) insider filing?

The reporting person is the company’s General Counsel, identified in the signature block as James Cong Hoan Nguyen.

What type of security underlies the Twenty One Capital (XXI) stock options?

The derivative security is a stock option (right to buy) for Class A common stock, covering 297,029 underlying shares.

Twenty One Cap

NYSE:XXI

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3.27B
346.55M
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