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Twenty One Capital (XXI) awards director 23,237 Class A shares

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lalljie Paul S reported acquisition or exercise transactions in this Form 4 filing.

Twenty One Capital, Inc. reported that director Lalljie Paul S received an annual equity award of 23,237 shares of Class A common stock on August 6, 2026, valued at $5.50 per share, for an approximate grant value of $128,000.

The award covers the initial term ending at the next annual meeting and brings his directly held Class A common stock position to 23,237 shares. The filing indicates this grant was not made pursuant to a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Lalljie Paul S
Role Director
Type Security Shares Price Value
Grant/Award Class A common stock F1 23,237 $5.50 $128K
Holdings After Transaction: Class A common stock — 23,237 shares (Direct)
Footnotes (1)
  1. F1. Represents the annual equity award for the initial term ending at the next annual meeting of the Company, payable in the form of Class A common stock, representing approximately $128,000 at a value of $5.50 per share.
Shares granted 23,237 shares Annual equity award of Class A common stock
Grant price $5.50 per share Value used to calculate annual equity award
Approximate award value $128,000 Approximate value of equity award at $5.50 per share
Grant date 2026-08-06 Date of annual equity award grant
Shares owned after grant 23,237 shares Total directly held Class A common stock following the transaction
annual equity award financial
"Represents the annual equity award for the initial term ending at the next annual meeting"
Class A common stock financial
"payable in the form of Class A common stock, representing approximately $128,000"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
next annual meeting regulatory
"for the initial term ending at the next annual meeting of the Company"

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FAQ

What did Twenty One Capital (XXI) director Lalljie Paul S report in this Form 4?

Lalljie Paul S, a director of Twenty One Capital, Inc., received an annual equity award of 23,237 shares of Class A common stock on August 6, 2026. The grant represents approximately $128,000 in value at $5.50 per share for service through the next annual meeting.

How many XXI shares were granted and what is the award’s value?

The award consists of 23,237 shares of Twenty One Capital Class A common stock. According to the disclosure, it represents approximately $128,000 in value, based on an assumed price of $5.50 per share used to calculate the equity grant.

What is the purpose and term of this equity award at Twenty One Capital (XXI)?

The shares represent the director’s annual equity award for his initial term on the board, ending at the next annual meeting of the company. This structure compensates board service with stock rather than cash over that term.

Was the XXI Form 4 equity award made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked, indicating the reported grant was not made pursuant to a Rule 10b5-1 trading plan. It is disclosed as a compensation-related equity award, not as an open-market transaction under a preset trading program.

How many Twenty One Capital (XXI) shares does Lalljie Paul S hold after the grant?

Following the award, Lalljie Paul S is reported to directly own 23,237 shares of Twenty One Capital Class A common stock. This figure matches the number of shares in the annual equity grant, reflecting his post-transaction direct holding position disclosed in the Form 4.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lalljie Paul S

(Last)(First)(Middle)
TWENTY ONE CAPITAL, INC.
111 CONGRESS AVENUE, SUITE 500

(Street)
AUSTIN TEXAS 78701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Twenty One Capital, Inc. [ XXI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock08/06/2026A23,237(1)A$5.523,237D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the annual equity award for the initial term ending at the next annual meeting of the Company, payable in the form of Class A common stock, representing approximately $128,000 at a value of $5.50 per share.
/s/ James Cong Hoan Nguyen, as Attorney-in-Fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)