X Financial SEC Filings

X Financial (NYSE: XYF) announced that it will hold its Annual Shareholders Meeting on December 18, 2025. The meeting is scheduled to begin at 10:00 a.m. local time and will take place at the company’s offices at 7/F – 8/F, Block A, Aerospace Science and Technology Plaza, No. 168 Haide Third Avenue, Nanshan District, Shenzhen, China, 518067. The company has provided a press release and a formal notice of the 2025 annual general meeting as exhibits to give shareholders more detailed information about the meeting.

X Financial (NYSE: XYF) filed a Form 144 notice for a proposed sale under Rule 144 of 10,000 ADS, with an aggregate market value of $118,300. The filing lists Tiger Brokers (NZ) Limited as broker and the NYSE as the exchange, with an approximate sale date of 12/01/2025.

The securities were acquired as RSUs (Director RSU) on 12/01/2025 in the amount of 10,000 ADS from X Financial. Shares outstanding were 42,209,393. A Form 144 is a notice of proposed sale by an affiliate or holder under SEC Rule 144 and does not by itself execute a sale.

Nexus Special Situations Fund SPC and Fung Yu Wai David filed an amended Schedule 13G reporting beneficial ownership in X Financial (XYF). They report 11,599,998 Class A Ordinary Shares, representing 7.9% of the class. The holdings are recorded in the name of Nexus and are represented by 1,933,333 American Depositary Shares, with each ADS equal to six ordinary shares. The filing relates to the event date September 30, 2025.

The ownership percentages are based on 147,700,795 Class A Ordinary Shares outstanding as of June 30, 2025, as provided by the company. Voting and disposition rights are reported as shared for 11,599,998 shares and sole power for 0 shares for each reporting person.

X Financial (XYF) filing a Form 144 notifies the proposed sale of 83,333 ADS with an aggregate market value of $1,310,828.00. The sale is to be executed on 09/05/2025 on the NYSE through TIGER BROKERS (NZ) LIMITED. The securities were acquired on 09/05/2025 via an employee stock option exercise and paid for by option cost. The filer reports no securities sold in the past three months and includes the standard representation that they are not aware of undisclosed material adverse information about the issuer.

Schedule 13D/A discloses that Mr. Yue Tang and related entities beneficially own 112,219,666 ordinary shares, representing 45.75% of the company on a fully‑converted basis. This ownership includes 97,600,000 Class B shares held by Mangrove Coast Investment Limited, which are convertible one‑for‑one into Class A shares and carry 20 votes per share, while Class A shares carry one vote per share.

During the September 2025 window period, Mr. Tang acquired 2,100,000 Class A shares in a private transaction at approximately $2.53 per share (about $15.15 per ADS). The reporting persons state the shares were acquired for investment purposes and reserve the right to buy or sell additional securities in compliance with applicable laws.

XYF Rule 144 notice: The filer reports a proposed sale of 30,000 ADS on the NYSE through TIGER BROKERS (NZ) LIMITED with an aggregate market value of $491,700. The securities were originally acquired on 09/19/2018 via an employee stock option exercise, with 53,333 ADS acquired at that time. The filing lists 253,256,363 ADS outstanding and an approximate sale date of 09/03/2025. The acquisition payment is described as Option Cost with a payment date of 06/05/2025. The filer certifies they are not aware of undisclosed material adverse information about the issuer and provides the standard Rule 144 attestation.