Anthony M. Eisen sells shares; XYZ filing lists multiple dispositions (XYZ)

Rhea-AI Filing Summary

Anthony M. Eisen reported sales of Common shares under Rule 144. The filing lists a sale of 135,750 shares on 06/01/2026 for $10,426,411 and multiple smaller sales of 6,000 shares on 06/02/2026, 06/03/2026, 06/04/2026, 06/05/2026, and 06/08/2026 with the proceeds shown for each date. The sales are recorded as Common stock and described as Restricted Stock in the issuer section.

Insights

Securities Compliance Counsel

Routine resale disclosure under Rule 144; filing documents specific sale dates and proceeds.

The filing lists multiple dispositions of Common shares by Anthony M. Eisen, including 135,750 shares on 06/01/2026 for $10,426,411 and several 6,000-share transactions on subsequent dates with individual proceeds noted. The securities are identified as Restricted Stock.

These entries are typical Rule 144 resale notices; cash‑flow treatment and whether sales were brokered or private are not specified in the excerpt. Subsequent filings or broker statements would show transaction mechanics.

Key Figures

Sale on 06/01/2026: 135,750 shares Proceeds on 06/01/2026: $10,426,411 Sale on 06/02/2026: 6,000 shares +4 more

7 metrics

Sale on 06/01/2026 135,750 shares 06/01/2026

Proceeds on 06/01/2026 $10,426,411 06/01/2026 proceeds shown in filing

Sale on 06/02/2026 6,000 shares 06/02/2026; proceeds $458,100

Sale on 06/03/2026 6,000 shares 06/03/2026; proceeds $436,920

Sale on 06/04/2026 6,000 shares 06/04/2026; proceeds $425,040

Sale on 06/05/2026 6,000 shares 06/05/2026; proceeds $421,140

Sale on 06/08/2026 6,000 shares 06/08/2026; proceeds $409,320

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 01/31/2022 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Restricted Stock | ISSUER | | | 6000"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/09/2026 - 05:13 PM Accepted by SEC EDGAR 06/09/2026 - 05:12 PM Learn about SEC filing dates

FAQ

What does Anthony M. Eisen's Form 144 for XYZ disclose?

It discloses multiple Common share dispositions by Anthony M. Eisen. The filing lists 135,750 shares sold on 06/01/2026 for $10,426,411 and several 6,000-share sales on 06/02–06/08/2026 with proceeds shown for each date.

Are the shares in the XYZ filing restricted or unrestricted?

The filing identifies the securities as Restricted Stock. The entry under securities information labels the holdings as restricted, indicating they were originally issued subject to transfer restrictions.

How much cash did Anthony M. Eisen receive for the 06/01/2026 sale?

The 06/01/2026 disposition shows $10,426,411 in proceeds for 135,750 shares. That figure is listed directly beside the 06/01/2026 line in the filing excerpt.

Do the Form 144 entries state how the sales were executed for XYZ?

No; the excerpt lists dates, share counts, and proceeds but does not state execution methods. Details on brokerage, block trades, or private placements are not provided in the excerpt.

Does this Form 144 report an aggregate total of shares sold by Eisen?

The filing lists individual transactions with share counts and proceeds by date. It does not present a single aggregated total for all listed dispositions in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	412920.00	535195000	06/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2022	Restricted Stock	ISSUER			6000	01/31/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/08/2026	6000	409320.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/05/2026	6000	421140.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/04/2026	6000	425040.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/03/2026	6000	436920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/02/2026	6000	458100.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/01/2026	135750	10426411.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)