[144] Block, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice filed for issuer associated with symbol XYZ discloses a proposed sale of 750 common shares through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $60,000 and an approximate sale date of 08/25/2025. The shares were originally received as restricted stock on 07/01/2022. The filer also reported four prior sales in the past three months totaling 4,024 shares with gross proceeds shown for each transaction. The filing includes the standard attestation that the seller is not aware of undisclosed material adverse information and appears to be a routine insider sale notice.

Positive

• Filed as LIVE Form 144 disclosing the proposed sale
• Broker identified (Morgan Stanley Smith Barney LLC) and exchange specified (NYSE)
• Acquisition details provided showing securities were restricted stock acquired 07/01/2022
• Seller attestation included regarding absence of undisclosed material adverse information

Negative

• None.

Insights

Securities Analyst

TL;DR Routine insider sale disclosure; quantities are small relative to total outstanding shares.

The Form 144 reports a proposed sale of 750 shares valued at $60,000 and prior reported sales totaling 4,024 shares over the last three months. The securities were acquired as restricted stock on 07/01/2022 and the proposed sale is to be executed through Morgan Stanley Smith Barney LLC on the NYSE. Given the issuer's reported outstanding share count of 609,584,000, these transactions represent an immaterial fraction of shares outstanding and do not, by themselves, indicate a material shift in ownership or control.

Compliance / Corporate Governance Expert

TL;DR Filing appears procedurally complete and includes required certifications; no red flags in disclosure form itself.

The filing contains the required broker identification, acquisition history showing restricted stock dated 07/01/2022, and a seller attestation regarding material nonpublic information. The presence of multiple recent small sales is documented with gross proceeds for each trade. From a governance and compliance perspective, the document meets Rule 144 notice requirements and includes the standard seller signature attestation language, reducing procedural compliance risk.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	750	60000.00	609584000	08/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2022	Restricted Stock	ISSUER			750	07/01/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
AJMERE DALE 1955 Broadway, Suite 600 Oakland CA 94612	Common	08/21/2025	750	55290.00
AJMERE DALE 1955 Broadway, Suite 600 Oakland CA 94612	COMMON	08/21/2025	2408	176271.04
AJMERE DALE 1955 Broadway, Suite 600 Oakland CA 94612	Common	07/23/2025	500	40000.00
AJMERE DALE 1955 Broadway, Suite 600 Oakland CA 94612	common	07/02/2025	366	25349.27

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for XYZ disclose?

The filing discloses a proposed sale of 750 common shares via Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $60,000 and prior sales totaling 4,024 shares in the last three months.

When were the shares to be sold acquired according to the filing for XYZ?

The shares to be sold were acquired as restricted stock on 07/01/2022, and payment is recorded as Not Applicable for purchase consideration.

Who is the broker handling the proposed sale in the XYZ Form 144?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, New York.

How many shares outstanding does the filing report for the issuer (XYZ)?

The filing shows 609,584,000 shares outstanding for the issuer.

Does the Form 144 include an attestation about material nonpublic information?

Yes, the filer includes the standard attestation that they do not know of any material adverse information about the issuer that has not been publicly disclosed.