Affiliate of Anthony M. Eisen lists proposed sales, including 135,750 shares (XYZ)

Rhea-AI Filing Summary

The filing reports proposed sales of Common stock by an affiliate associated with Anthony M. Eisen under a Form 144 notice. The excerpt lists multiple daily share lots of 6,000 shares on dates in June 2026 and a larger lot of 135,750 shares on 06/01/2026 with an aggregate dollar entry of $10,426,411.00.

Insights

Securities Compliance Counsel

Form 144 shows scheduled dispositions by an affiliate of Anthony M. Eisen.

The excerpt lists multiple proposed sales of 6,000 shares on consecutive trading dates in June 2026 and a larger proposed sale of 135,750 shares on 06/01/2026. These entries are presented as proposed resale notices under Form 144.

Timing and execution depend on broker handling and rule compliance; subsequent filings (e.g., Form 4) or brokerage confirmations would show completed transactions or changes.

Key Figures

Repeated sale lots: 6,000 shares Largest lot: 135,750 shares Dollar amount listed for 06/01/2026: $10,426,411.00 +1 more

4 metrics

Repeated sale lots 6,000 shares multiple dates in <date>June 2026</date>

Largest lot 135,750 shares <date>06/01/2026</date>

Dollar amount listed for 06/01/2026 $10,426,411.00 associated with the 135,750-share entry on <date>06/01/2026</date>

Form type Form 144 notice of proposed sale by affiliate

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"The excerpt lists multiple proposed sales and dollar entries under Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"A securities row shows "Restricted Stock" with date 01/31/2022"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"The securities row labels the securities as issued by "ISSUER""

FAQ

What does the Form 144 for XYZ disclose about the seller?

The Form 144 lists proposed sales by an affiliate associated with Anthony M. Eisen. It shows repeated lots of 6,000 shares on various June 2026 dates and a larger entry of 135,750 shares on 06/01/2026 totaling a listed $10,426,411.00.

How many shares are shown in the largest lot on the Form 144?

The largest single lot shown is 135,750 shares on 06/01/2026. The filing also lists multiple smaller lots of 6,000 shares on consecutive dates in June 2026, per the provided excerpt.

Does the Form 144 confirm the sales were completed for XYZ?

The Form 144 shows proposed resale notices and dollar entries but does not itself confirm settlement. Completion and exact execution details require subsequent confirmations or filings that are not present in the provided excerpt.

What dollar value is associated with the 06/01/2026 entry on the filing?

The filing lists an aggregate dollar figure of $10,426,411.00 tied to the 135,750-share entry on 06/01/2026 within the provided excerpt. No additional proceeds allocation is stated in the excerpt.

Are the reported securities described as restricted or free trading?

The excerpt includes a row labeled Restricted Stock with an original grant or issue date of 01/31/2022. The filing identifies the securities type but does not elaborate further on resale conditions in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/22/2026 - 04:06 PM Accepted by SEC EDGAR 06/22/2026 - 04:05 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	445680.00	535195000	06/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2022	Restricted Stock	ISSUER			6000	01/31/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/18/2026	6000	443940.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/17/2026	6000	444600.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/16/2026	6000	449700.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/15/2026	6000	433560.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/12/2026	6000	418680.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/11/2026	6000	396420.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/10/2026	6000	399840.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/09/2026	6000	412920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/08/2026	6000	409320.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/05/2026	6000	421140.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/04/2026	6000	425040.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/03/2026	6000	436920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/02/2026	6000	458100.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/01/2026	135750	10426411.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)