Anthony M. Eisen sells shares (XYZ) under Rule 144 — multiple lots

Rhea-AI Filing Summary

Anthony M. Eisen reported proposed sales of Common Stock under Rule 144. The notice lists multiple 6,000-share transactions dated through June 2026, and a 135,750-share transaction dated 06/01/2026, with dollar amounts shown per lot. The sales are described as Restricted Stock originating from 01/31/2022.

Insights

Securities Counsel

Rule 144 notice for multiple restricted-stock sales by a single holder.

The filing lists numerous proposed dispositions of Common Stock by Anthony M. Eisen, identified as Restricted Stock with an original grant date of 01/31/2022. Each line shows a share count and corresponding dollar amount per lot.

The cash‑flow treatment is the selling holder's proceeds; the notice does not state any issuer proceeds or conditioning language. Subsequent SEC or broker filings may disclose actual settlement details.

Key Figures

Largest lot: 135,750 shares Repeated lot size: 6,000 shares Example proceeds: $4,72800.00 +1 more

4 metrics

Largest lot 135,750 shares transaction dated 06/01/2026

Repeated lot size 6,000 shares multiple transaction lines dated June 2026

Example proceeds $4,72800.00 6,000-share line dated 06/30/2026 (dollar amount as shown)

Example proceeds $10,426,411.00 line for 135,750 shares dated 06/01/2026 (dollar amount as shown)

Key Terms

Rule 144, Restricted Stock, Form 144, Issuer

4 terms

Rule 144 regulatory

"reported sales of Common Stock under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 01/31/2022 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"CONTENT TO ANALYZE: ... form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Noted under the securities origin as ISSUER"

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Available on EDGAR 07/01/2026 - 04:29 PM Accepted by SEC EDGAR 07/01/2026 - 04:29 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	458400.00	535195000	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2022	Restricted Stock	ISSUER			6000	01/31/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/30/2026	6000	472800.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/29/2026	6000	473580.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/26/2026	6000	448800.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/25/2026	6000	454200.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/24/2026	6000	444060.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/23/2026	6000	433740.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/22/2026	6000	445680.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/18/2026	6000	443940.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/17/2026	6000	444600.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/16/2026	6000	449700.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/15/2026	6000	433560.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/12/2026	6000	418680.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/11/2026	6000	396420.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/10/2026	6000	399840.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/09/2026	6000	412920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/08/2026	6000	409320.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/05/2026	6000	421140.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/04/2026	6000	425040.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/03/2026	6000	436920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/02/2026	6000	458100.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/01/2026	135750	10426411.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Anthony M. Eisen (XYZ) report?

Direct answer: It reports proposed sales of Common Stock under Rule 144 by Anthony M. Eisen. Context: The notice lists multiple 6,000-share transactions dated in June 2026 and a 135,750-share transaction dated 06/01/2026, labeled as Restricted Stock.

How many shares are shown in the largest lot on the notice for XYZ?

Direct answer: The largest single lot shown is 135,750 shares dated 06/01/2026. Context: The filing also lists many repeated 6,000-share entries with per‑lot dollar amounts; individual totals are presented per transaction line.

What is the grant/origin date for the restricted shares in the XYZ filing?

Direct answer: The restricted shares are labeled with an origin/grant date of 01/31/2022. Context: The filing categorizes the securities as Restricted Stock, and lists the issuer and sale dates alongside each lot.

Does the Form 144 state who receives proceeds from these sales?

Direct answer: The notice attributes the sales to Anthony M. Eisen as the selling holder. Context: The lines show dollar amounts per lot; the filing does not state any issuer receipt of proceeds or alternate payee in the provided excerpt.