Affiliate files Rule 144 to sell 8,166 shares (XYZ)

Rhea-AI Filing Summary

The filing reports a Rule 144 notice for the sale of 8,166 shares of Common Stock, classified as Restricted Stock, with an effective date of 05/20/2026. The filing lists prior sales by Brian Grassadonia: 1,769 shares on 04/06/2026 for $106,582.25 and 10,349 shares on 02/24/2026 for $517,486.22. The issuer information names Morgan Stanley Smith Barney LLC Executive Financial Services with an NYSE listing.

Insights

Securities Law Analyst

Rule 144 notice records an affiliate resale of restricted shares and recent insider disposals.

The filing documents the intended resale of 8,166 restricted shares dated 05/20/2026 under Rule 144 notice procedures. It also lists two prior dispositions by Brian Grassadonia on 04/06/2026 and 02/24/2026.

Timing and cash‑flow treatment are those shown in the excerpt; subsequent filings may state settlement details or confirm sale completion.

Key Figures

Shares to be sold: 8,166 shares Prior sale: 1,769 shares Prior sale: 10,349 shares +1 more

4 metrics

Shares to be sold 8,166 shares effective 05/20/2026

Prior sale 1,769 shares sold 04/06/2026 for $106,582.25

Prior sale 10,349 shares sold 02/24/2026 for $517,486.22

Broker/Issuer contact Morgan Stanley Smith Barney LLC 1 New York Plaza, 8th Floor, New York

Key Terms

Restricted Stock, Issuer, Form 144, NYSE

4 terms

Restricted Stock regulatory

"Common | 05/20/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Common | 05/20/2026 | Restricted Stock | ISSUER"

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

NYSE market

"05/22/2026 | NYSE 144: Securities To Be Sold"

A large, regulated marketplace where stocks and other securities are listed and traded, acting like a global auction house that matches buyers and sellers and helps determine share prices. It matters to investors because listing and trading there provide liquidity, price discovery, and regulatory oversight—making it easier to buy or sell holdings and giving companies a visible platform that can affect credibility and access to capital.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8166	555369.66	535195000	05/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/20/2026	Restricted Stock	ISSUER			8166	05/20/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612	Common	04/06/2026	1769	106582.25
BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612	Common	02/24/2026	10349	517486.22

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for XYZ show about the planned sale?

The Form 144 shows a notice to sell 8,166 shares of Common Stock classified as Restricted Stock with an effective date of 05/20/2026. It lists the issuer as Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE.

Who reported prior sales in this filing for XYZ?

The filing lists prior sales by Brian Grassadonia: 1,769 shares sold on 04/06/2026 for $106,582.25 and 10,349 shares sold on 02/24/2026 for $517,486.22. These are shown as transactions within the past three months.

What class of securities is being sold under the notice?

The notice specifies the securities as Common stock identified as Restricted Stock. The sale is reported as an issuer/affiliate transaction with the effective date 05/20/2026 in the provided excerpt.

Which entity is listed as the issuer or broker in the filing?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, as the issuer/broker contact. The excerpt also references an NYSE listing for the security.