Anthony M. Eisen (XYZ) reports June 2026 sales including 135,750 shares

Rhea-AI Filing Summary

Anthony M. Eisen reported multiple sales of Common stock under Rule 144 through Morgan Stanley Smith Barney LLC. The excerpt lists discrete transactions on 06/01/2026, 06/02/2026, 06/03/2026, 06/04/2026, 06/05/2026, 06/08/2026, and 06/09/2026 with the largest single line showing 135,750 shares on 06/01/2026 and multiple 6,000-share entries on other dates. Each line includes the shares sold and the corresponding proceeds in dollars as presented on the form.

Insights

Corporate Governance Expert

Rule 144 notice shows a sequence of reported dispositions by a single holder.

The filing lists multiple dispositions by Anthony M. Eisen through Morgan Stanley Smith Barney LLC, including a 135,750-share line on 06/01/2026 and several 6,000-share transactions on subsequent dates. The form records share counts and gross proceeds for each line item.

These are reported sales under Rule 144; cash‑flow treatment and whether transactions were brokered or block trades are not further detailed in the excerpt. Subsequent filings or confirmations would show settlement details and net proceeds.

Key Figures

Sale on 06/01/2026: 135,750 shares Proceeds on 06/01/2026: $10,426,411.00 Sale on 06/09/2026: 6,000 shares +2 more

5 metrics

Sale on 06/01/2026 135,750 shares reported sale line dated 06/01/2026

Proceeds on 06/01/2026 $10,426,411.00 gross proceeds listed for 135,750 shares on 06/01/2026

Sale on 06/09/2026 6,000 shares reported sale dated 06/09/2026 with proceeds $412,920.00

Proceeds on 06/02/2026 $458,100.00 gross proceeds listed for 6,000 shares on 06/02/2026

Original issuance date 01/31/2022 restricted stock original issue date shown in the excerpt

Key Terms

Rule 144, Restricted Stock, Proceeds

3 terms

Rule 144 regulatory

"Securities Sold During The Past 3 Months section lists dispositions under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Restricted Stock appears with original issuance date 01/31/2022"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Proceeds financial

"Each sale line includes a dollar amount labeled as proceeds (e.g., 412920.00)"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/10/2026 - 04:07 PM Accepted by SEC EDGAR 06/10/2026 - 04:06 PM Learn about SEC filing dates

FAQ

What transactions does the Form 144 for XYZ show?

The Form 144 lists multiple dispositions by Anthony M. Eisen on specified June 2026 dates. It shows several 6,000-share sales and a 135,750-share line on 06/01/2026, each with gross dollar proceeds beside the share counts.

Who handled the reported sales on the Form 144?

The sales are reported through Morgan Stanley Smith Barney LLC at 1 New York Plaza. The excerpt names the broker-dealer and lists NYSE as the market identifier for the common stock transactions.

What proceeds are shown for the largest reported sale?

The largest line in the excerpt shows 135,750 shares sold on 06/01/2026 with gross proceeds of $10,426,411.00 as printed on the form for that transaction.

Do the entries indicate the securities' status or type?

The excerpt identifies the securities as Common and notes an original issuance date of 01/31/2022 described as Restricted Stock with issuer designation, consistent with Rule 144 resale reporting.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	399840.00	535195000	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2022	Restricted Stock	ISSUER			6000	01/31/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/09/2026	6000	412920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/08/2026	6000	409320.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/05/2026	6000	421140.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/04/2026	6000	425040.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/03/2026	6000	436920.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/02/2026	6000	458100.00
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/01/2026	135750	10426411.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)