STOCK TITAN

[Form 4] Block, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing overview: On 07/01/2025, Director Amy Brooks acquired 220 restricted stock units (RSUs) of Block, Inc. (ticker: XYZ) under the company’s Outside Director Compensation Policy. The RSUs vested immediately and carry a grant price of $0, reflecting a compensation award rather than an open-market purchase. Following the transaction, Brooks now owns 25,963 Class A common shares directly.

No derivative securities were reported, and there were no dispositions. Because the award represents a modest increase (+0.85%) to the director’s existing holdings and does not involve cash consideration, the transaction is routine and unlikely to influence the company’s capital structure, liquidity, or market valuation.

Panoramica della presentazione del Modulo 4: Il 01/07/2025, la Direttrice Amy Brooks ha acquisito 220 unità di azioni vincolate (RSU) di Block, Inc. (ticker: XYZ) secondo la Politica di Compensazione per Direttori Esterni dell’azienda. Le RSU sono state assegnate immediatamente e hanno un prezzo di concessione pari a $0, riflettendo un premio di compensazione e non un acquisto sul mercato aperto. Dopo questa operazione, Brooks possiede ora direttamente 25.963 azioni ordinarie di Classe A.

Non sono stati segnalati titoli derivati né disposizioni. Poiché il premio rappresenta un aumento modesto (+0,85%) delle partecipazioni esistenti della direttrice e non prevede alcun corrispettivo in denaro, la transazione è di routine e improbabile che influenzi la struttura del capitale, la liquidità o la valutazione di mercato della società.

Resumen de la presentación del Formulario 4: El 01/07/2025, la Directora Amy Brooks adquirió 220 unidades restringidas de acciones (RSU) de Block, Inc. (símbolo: XYZ) bajo la Política de Compensación para Directores Externos de la empresa. Las RSU se otorgaron de inmediato y tienen un precio de concesión de $0, reflejando un premio de compensación y no una compra en el mercado abierto. Tras la transacción, Brooks posee ahora directamente 25,963 acciones ordinarias Clase A.

No se reportaron valores derivados ni disposiciones. Dado que el premio representa un aumento modesto (+0,85%) en las participaciones existentes de la directora y no implica consideración en efectivo, la transacción es rutinaria y es poco probable que afecte la estructura de capital, liquidez o valoración de mercado de la empresa.

Form 4 제출 개요: 2025년 7월 1일, 이사 Amy Brooks는 회사의 외부 이사 보상 정책에 따라 Block, Inc. (티커: XYZ)의 220개의 제한 주식 단위(RSU)를 취득했습니다. RSU는 즉시 권리가 부여되었으며, 부여 가격은 $0로 보상 수여를 반영하며 공개 시장 구매가 아닙니다. 거래 후 Brooks는 직접 25,963주 클래스 A 보통주를 보유하게 되었습니다.

파생 증권은 보고되지 않았으며 처분도 없었습니다. 이 수여는 이사의 기존 보유량에 대한 소폭 증가(+0.85%)를 의미하고 현금 대가가 수반되지 않아, 거래는 일상적이며 회사의 자본 구조, 유동성 또는 시장 가치에 영향을 미칠 가능성이 낮습니다.

Résumé du dépôt du formulaire 4 : Le 01/07/2025, la directrice Amy Brooks a acquis 220 unités d’actions restreintes (RSU) de Block, Inc. (symbole : XYZ) dans le cadre de la politique de rémunération des administrateurs externes de la société. Les RSU ont été acquises immédiatement avec un prix d’attribution de 0 $, reflétant une attribution de rémunération plutôt qu’un achat sur le marché libre. Suite à cette opération, Brooks détient désormais directement 25 963 actions ordinaires de classe A.

Aucun titre dérivé n’a été déclaré et aucune cession n’a eu lieu. Étant donné que cette attribution représente une augmentation modeste (+0,85%) des participations existantes de la directrice et n’implique pas de contrepartie en espèces, la transaction est routinière et peu susceptible d’influencer la structure du capital, la liquidité ou la valorisation boursière de la société.

Übersicht zur Form 4 Einreichung: Am 01.07.2025 erwarb Direktorin Amy Brooks 220 eingeschränkte Aktieneinheiten (RSUs) von Block, Inc. (Ticker: XYZ) gemäß der Vergütungspolitik für externe Direktoren des Unternehmens. Die RSUs wurden sofort übertragen und haben einen Ausgabepreis von 0 $, was eine Vergütungszuwendung und keinen Kauf am freien Markt darstellt. Nach der Transaktion besitzt Brooks nun direkt 25.963 Stammaktien der Klasse A.

Es wurden keine derivativen Wertpapiere gemeldet und keine Veräußerungen getätigt. Da die Zuwendung eine geringe Erhöhung (+0,85%) des bestehenden Direktorenbestands darstellt und keine Barzahlung beinhaltet, ist die Transaktion routinemäßig und wird voraussichtlich weder die Kapitalstruktur, Liquidität noch die Marktbewertung des Unternehmens beeinflussen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small director RSU grant; routine, non-cash, neutral for investors.

The filing records a standard equity grant of 220 RSUs to Director Amy Brooks. Grants made under an outside-director plan are typically pre-scheduled and do not signal insider conviction about the share price. With post-grant ownership at 25,963 shares, the incremental value is negligible relative to Block’s public float. No sales occurred, so there is no negative supply pressure. Overall, the disclosure is neutral for valuation and liquidity.

TL;DR: Filing confirms compliance with director compensation plan; no governance red flags.

The RSU award aligns with Block’s published Outside Director Compensation Policy, indicating adherence to governance best practices. Immediate vesting is common for director grants and does not raise concern. The electronic signature by an attorney-in-fact is also routine. There are no amendments or corrections, implying accurate prior reporting.

Panoramica della presentazione del Modulo 4: Il 01/07/2025, la Direttrice Amy Brooks ha acquisito 220 unità di azioni vincolate (RSU) di Block, Inc. (ticker: XYZ) secondo la Politica di Compensazione per Direttori Esterni dell’azienda. Le RSU sono state assegnate immediatamente e hanno un prezzo di concessione pari a $0, riflettendo un premio di compensazione e non un acquisto sul mercato aperto. Dopo questa operazione, Brooks possiede ora direttamente 25.963 azioni ordinarie di Classe A.

Non sono stati segnalati titoli derivati né disposizioni. Poiché il premio rappresenta un aumento modesto (+0,85%) delle partecipazioni esistenti della direttrice e non prevede alcun corrispettivo in denaro, la transazione è di routine e improbabile che influenzi la struttura del capitale, la liquidità o la valutazione di mercato della società.

Resumen de la presentación del Formulario 4: El 01/07/2025, la Directora Amy Brooks adquirió 220 unidades restringidas de acciones (RSU) de Block, Inc. (símbolo: XYZ) bajo la Política de Compensación para Directores Externos de la empresa. Las RSU se otorgaron de inmediato y tienen un precio de concesión de $0, reflejando un premio de compensación y no una compra en el mercado abierto. Tras la transacción, Brooks posee ahora directamente 25,963 acciones ordinarias Clase A.

No se reportaron valores derivados ni disposiciones. Dado que el premio representa un aumento modesto (+0,85%) en las participaciones existentes de la directora y no implica consideración en efectivo, la transacción es rutinaria y es poco probable que afecte la estructura de capital, liquidez o valoración de mercado de la empresa.

Form 4 제출 개요: 2025년 7월 1일, 이사 Amy Brooks는 회사의 외부 이사 보상 정책에 따라 Block, Inc. (티커: XYZ)의 220개의 제한 주식 단위(RSU)를 취득했습니다. RSU는 즉시 권리가 부여되었으며, 부여 가격은 $0로 보상 수여를 반영하며 공개 시장 구매가 아닙니다. 거래 후 Brooks는 직접 25,963주 클래스 A 보통주를 보유하게 되었습니다.

파생 증권은 보고되지 않았으며 처분도 없었습니다. 이 수여는 이사의 기존 보유량에 대한 소폭 증가(+0.85%)를 의미하고 현금 대가가 수반되지 않아, 거래는 일상적이며 회사의 자본 구조, 유동성 또는 시장 가치에 영향을 미칠 가능성이 낮습니다.

Résumé du dépôt du formulaire 4 : Le 01/07/2025, la directrice Amy Brooks a acquis 220 unités d’actions restreintes (RSU) de Block, Inc. (symbole : XYZ) dans le cadre de la politique de rémunération des administrateurs externes de la société. Les RSU ont été acquises immédiatement avec un prix d’attribution de 0 $, reflétant une attribution de rémunération plutôt qu’un achat sur le marché libre. Suite à cette opération, Brooks détient désormais directement 25 963 actions ordinaires de classe A.

Aucun titre dérivé n’a été déclaré et aucune cession n’a eu lieu. Étant donné que cette attribution représente une augmentation modeste (+0,85%) des participations existantes de la directrice et n’implique pas de contrepartie en espèces, la transaction est routinière et peu susceptible d’influencer la structure du capital, la liquidité ou la valorisation boursière de la société.

Übersicht zur Form 4 Einreichung: Am 01.07.2025 erwarb Direktorin Amy Brooks 220 eingeschränkte Aktieneinheiten (RSUs) von Block, Inc. (Ticker: XYZ) gemäß der Vergütungspolitik für externe Direktoren des Unternehmens. Die RSUs wurden sofort übertragen und haben einen Ausgabepreis von 0 $, was eine Vergütungszuwendung und keinen Kauf am freien Markt darstellt. Nach der Transaktion besitzt Brooks nun direkt 25.963 Stammaktien der Klasse A.

Es wurden keine derivativen Wertpapiere gemeldet und keine Veräußerungen getätigt. Da die Zuwendung eine geringe Erhöhung (+0,85%) des bestehenden Direktorenbestands darstellt und keine Barzahlung beinhaltet, ist die Transaktion routinemäßig und wird voraussichtlich weder die Kapitalstruktur, Liquidität noch die Marktbewertung des Unternehmens beeinflussen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brooks Amy

(Last) (First) (Middle)
1955 BROADWAY
SUITE 600

(Street)
OAKLAND CA 94612

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/01/2025 A 220(1) A $0 25,963 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.
Remarks:
/s/ Susan Szotek, Attorney-in-Fact 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Block, Inc. (XYZ) shares did Amy Brooks acquire?

The Form 4 shows the acquisition of 220 RSUs, each convertible into one Class A common share.

What is Amy Brooks’ total ownership after the transaction?

Following the grant, Brooks directly owns 25,963 Class A shares of Block, Inc.

Was the transaction a purchase on the open market?

No. The RSUs were granted at $0 under the Outside Director Compensation Policy, not bought on the market.

Does this Form 4 filing indicate insider buying confidence?

Because the RSUs were part of a routine director compensation plan, the filing does not necessarily signal price conviction.

Were any derivative securities or options reported?

No derivative securities were listed; only the 220 RSUs were disclosed.
Block Inc

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42.29B
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Software - Infrastructure
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United States
OAKLAND