STOCK TITAN

Block, Inc. officer Form 4: ESPP buy and 10,417-share sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Block, Inc. officer (Business Lead) filed a Form 4 reporting recent changes in personal holdings of Class A common stock. On 11/14/2025, the reporting person acquired 1 share at $48.46 under the company’s Employee Stock Purchase Plan, a transaction described as exempt under Rule 16b-3(d) and Rule 16b-3(c). On 11/21/2025, 10,417 shares were sold at $61.40 to cover the company’s income tax withholding and remittance obligations related to vesting restricted stock units. After these transactions, the reporting person beneficially owns 243,540 shares of Block, Inc. Class A common stock, held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jennings Owen Britton

(Last) (First) (Middle)
1955 BROADWAY
SUITE 600

(Street)
OAKLAND CA 94612

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Business Lead
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/14/2025 A V 1(1) A $48.46 253,957 D
Class A Common Stock 11/21/2025 S 10,417(2) D $61.4 243,540 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. Represents the number of shares automatically sold to satisfy the Issuer's income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
Remarks:
/s/ Susan Szotek, Attorney-in-Fact 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Block, Inc. (XYZ) report on this Form 4?

The filing reports that a Block, Inc. officer acquired 1 share of Class A common stock on 11/14/2025 and that 10,417 shares were sold on 11/21/2025 to satisfy income tax withholding related to vesting restricted stock units.

How many Block, Inc. (XYZ) shares does the insider own after these transactions?

Following the reported transactions, the insider beneficially owns 243,540 shares of Block, Inc. Class A common stock, held directly.

What was the purpose of the 10,417 Block, Inc. (XYZ) shares sold?

The 10,417 shares were automatically sold to satisfy Block, Inc.’s income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

At what prices were the Block, Inc. (XYZ) transactions reported on this Form 4?

The insider acquired 1 share at a price of $48.46 on 11/14/2025 and the 10,417 shares were sold at a price of $61.40 on 11/21/2025.

Under what plan was the Block, Inc. (XYZ) share acquisition made?

The acquired share was obtained under Block, Inc.’s Employee Stock Purchase Plan in a transaction described as exempt under both Rule 16b-3(d) and Rule 16b-3(c).

What is the insider’s role at Block, Inc. (XYZ) according to this Form 4?

The reporting person is identified as an officer of Block, Inc., with the title Business Lead.

Block Inc

NYSE:XYZ

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40.61B
534.25M
1.2%
76.87%
3.36%
Software - Infrastructure
Services-prepackaged Software
Link
United States
OAKLAND