STOCK TITAN

Block, Inc. (XYZ) director discloses RSU grant and indirect share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Block, Inc. director reported an equity compensation grant and updated share ownership. On 01/02/2026, the director acquired 192 shares of Class A Common Stock, in the form of restricted stock units, at a price of $0 under the company’s Outside Director Compensation Policy, with all units fully vested on the grant date.

After this transaction, the director beneficially owns 28,652 Class A shares directly. Additional indirect holdings include 1,779 shares held by an immediate family member, 20,812 shares held by SC Panther, LLC, and 296 shares held by SC Vessel 5, LLC, entities for which the director is the sole member.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carter Shawn Corey

(Last) (First) (Middle)
1955 BROADWAY
SUITE 600

(Street)
OAKLAND CA 94612

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 A 192(1) A $0 28,652 D
Class A Common Stock 1,779 I By immediate family member(2)
Class A Common Stock 20,812 I See Footnote(3)
Class A Common Stock 296 I See Footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.
2. The shares are held of record by an immediate family member of the Reporting Person.
3. The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member.
4. The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.
Remarks:
/s/ Susan Szotek, Attorney-in-Fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Block, Inc. (XYZ) disclose in this Form 4 filing?

The filing shows a Block, Inc. director acquired 192 Class A shares through restricted stock units on 01/02/2026 and reports updated direct and indirect share ownership.

How many Block, Inc. shares did the director receive in this transaction?

The director acquired 192 shares of Block, Inc. Class A Common Stock through restricted stock units at a price of $0 per share.

What is the director’s direct share ownership in Block, Inc. after the reported transaction?

Following the transaction, the director directly owns 28,652 shares of Block, Inc. Class A Common Stock.

Were the restricted stock units for the Block, Inc. director vested immediately?

Yes. The filing states that 100% of the restricted stock units were vested as of the date of grant under the Outside Director Compensation Policy.

What indirect holdings of Block, Inc. shares does the director report?

The director reports indirect ownership of 1,779 shares held by an immediate family member, 20,812 shares held by SC Panther, LLC, and 296 shares held by SC Vessel 5, LLC.

What type of security is involved in this Block, Inc. Form 4 filing?

The filing involves Class A Common Stock of Block, Inc., delivered through restricted stock units that each represent the right to receive one share upon settlement.

Block Inc

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42.69B
534.24M
1.2%
76.87%
3.36%
Software - Infrastructure
Services-prepackaged Software
Link
United States
OAKLAND