Block director awarded 263 RSUs in share grant

BOTHA ROELOF reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

BOTHA ROELOF reported acquisition or exercise transactions in this Form 4 filing.

Block, Inc. director Roelof Botha received a fully vested equity award. On July 1, 2026, he was granted 263 restricted stock units (RSUs), each representing one share of Block’s Class A Common Stock, at a price of $0.00 per share under the company’s Outside Director Compensation Policy.

The filing shows this is a compensation-related grant, not an open-market purchase or sale. After this award, Botha holds 36,473 Class A shares directly and 690,189 Class A shares indirectly through an estate planning vehicle.

Insider Trade Summary

Grant/Award: 263 shares

Grant/Award 2 txns

Insider BOTHA ROELOF

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	263	$0.00	$0.00
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 36,473 shares (Direct); Class A Common Stock — 690,189 shares (Indirect, By estate planning vehicle)

Footnotes (1)

1. F1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Key Figures

RSU grant size: 263 RSUs / shares Grant price: $0.00 per share Direct holdings after grant: 36,473 shares +1 more

4 metrics

RSU grant size 263 RSUs / shares Grant of Class A Common Stock RSUs on July 1, 2026

Grant price $0.00 per share Price per share for the RSU award

Direct holdings after grant 36,473 shares Class A Common Stock held directly after transactions

Indirect holdings after grant 690,189 shares Class A Common Stock held indirectly by estate planning vehicle

Key Terms

restricted stock unit (RSU), Outside Director Compensation Policy, Class A Common Stock, estate planning vehicle

4 terms

restricted stock unit (RSU) financial

"Each share is represented by a restricted stock unit (RSU)."

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

Outside Director Compensation Policy financial

"The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy"

Class A Common Stock financial

"Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

estate planning vehicle financial

"nature_of_ownership": "By estate planning vehicle""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Block, Inc. (XYZ) director Roelof Botha report?

Roelof Botha reported receiving an equity award of 263 restricted stock units, each representing one share of Block Class A Common Stock. The RSUs were granted as director compensation and were fully vested on the grant date.

How many Block, Inc. (XYZ) shares does Roelof Botha hold after this Form 4?

After the reported transactions, Roelof Botha holds 36,473 Class A Common shares directly. He also has 690,189 Class A Common shares held indirectly through an estate planning vehicle, according to the Form 4 disclosure.

Was Roelof Botha’s Block, Inc. (XYZ) transaction an open-market buy or sell?

The Form 4 shows a grant of 263 restricted stock units at $0.00 per share, categorized as a grant or award acquisition. It is compensation-related, not an open-market purchase or sale of Block, Inc. shares.

What are the terms of the RSUs granted to Roelof Botha by Block, Inc. (XYZ)?

Each RSU represents a contingent right to receive one share of Block’s Class A Common Stock upon settlement. The footnote states 100% of the RSUs were vested as of the grant date under the Outside Director Compensation Policy.

How is Roelof Botha’s indirect ownership in Block, Inc. (XYZ) structured?

The Form 4 reports 690,189 Class A Common shares held with indirect ownership described as “by estate planning vehicle.” This indicates the shares are held through an entity used for estate planning rather than directly in his own name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 05:09 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BOTHA ROELOF

(Last) (First) (Middle)

1955 BROADWAY

SUITE 600

(Street)

OAKLAND CALIFORNIA 94612

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/01/2026		A		263(1)	A	$0	36,473	D
Class A Common Stock								690,189	I	By estate planning vehicle

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Remarks:

The reporting person is no longer deemed to beneficially own the securities previously reported solely by virtue of his affiliation with investment funds managed or advised by affiliates of Sequoia Capital Operations, LLC.

	/s/ Susan Szotek, Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)