STOCK TITAN

Block, Inc. (XYZ) director reports RSU grant and 26,400 share stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Block, Inc. director reported receiving additional equity compensation in the form of restricted stock units. On 01/02/2026, the director acquired 230 shares of Block's Class A common stock at a reported price of $0 per share, reflecting a grant rather than an open-market purchase or sale. After this transaction, the director beneficially owned 26,400 shares directly.

The filing explains that each share in the transaction is represented by a restricted stock unit, with each RSU giving the right to receive one share of Class A common stock upon settlement. These RSUs were issued under Block's Outside Director Compensation Policy, and 100% of the RSUs were vested on the grant date, meaning the director's right to the shares was fully earned immediately.

Positive

  • None.

Negative

  • None.
Insider Brooks Amy
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 230 $0.00 --
Holdings After Transaction: Class A Common Stock — 26,400 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brooks Amy

(Last) (First) (Middle)
1955 BROADWAY
SUITE 600

(Street)
OAKLAND CA 94612

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 A 230(1) A $0 26,400 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.
Remarks:
/s/ Susan Szotek, Attorney-in-Fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Block, Inc. (XYZ) report in this Form 4?

A director of Block, Inc. reported acquiring 230 shares of Class A common stock on 01/02/2026 through a restricted stock unit grant at a reported price of $0 per share.

How many Block, Inc. (XYZ) shares does the director own after this transaction?

Following the reported transaction, the director beneficially owns 26,400 shares of Block, Inc. Class A common stock in direct ownership.

What type of equity award did the Block, Inc. director receive?

The director received restricted stock units (RSUs), each representing a contingent right to receive one share of Block, Inc.'s Class A common stock upon settlement.

Were the Block, Inc. RSUs subject to vesting conditions?

According to the filing, 100% of the RSUs were vested as of the date of grant, so the director's right to the underlying shares was fully earned immediately.

Under what plan were the Block, Inc. RSUs granted to the director?

The RSUs were issued to the director pursuant to Block, Inc.'s Outside Director Compensation Policy.

Does this Form 4 for Block, Inc. involve derivative securities like options or warrants?

The provided Table II for derivative securities does not list any specific options, warrants, or other derivative transactions for this director in this filing excerpt.