Direxion Daily FTSE China Bull 3X ETF SEC Filings

Key Takeaway: On 27 June 2025, Siebert Financial Corp. (Nasdaq: SIEB) disclosed that it has entered into a Sales Agreement with its wholly-owned subsidiary Muriel Siebert & Co., LLC and Ladenburg Thalmann & Co. Inc. allowing the company to sell, from time to time, up to $50 million of its common stock through an "at-the-market" (ATM) equity offering.

The shares are registered under an effective shelf registration statement on Form S-3 (File No. 333-287680) declared effective by the SEC on 9 June 2025 and will be offered via a prospectus supplement dated 27 June 2025. Sales may be executed by the Agents as principal or agent using any method permitted for ATM programs, and the company can set minimum acceptable prices, suspend, or terminate the offering at its discretion; it is not obligated to sell any shares.

Compensation terms include a 3.0 % commission on gross proceeds payable to the Agents, plus reimbursement of specified expenses. Ladenburg will act as the "qualified independent underwriter" under FINRA Rule 5121 and is entitled to an additional fee for that role. Customary indemnification and contribution provisions are included. Key supporting documents were filed as exhibits: 5.1 (legal opinion), 10.50 (Sales Agreement), 23.1 (consent), and 104 (cover page interactive data).

No financial results, intended use of proceeds, or other operational updates were provided; the filing solely reports entry into a material definitive agreement that gives Siebert Financial incremental flexibility to raise equity capital when market conditions are favorable.

Direxion Daily FTSE China Bull 3X Shares (symbol: YINN) filed a monthly Form NPORT-P report, but the submission largely consists of the standard SEC template with data fields left blank. Key sections—such as total assets, liabilities, net assets, portfolio-level risk metrics, securities-lending details, monthly performance, and share-flow information—contain no numerical disclosures. The filing also omits registrant identification (CIK, LEI), series details, and contact information. As a result, investors receive no insight into the fund’s current portfolio composition, leverage, performance, or liquidity. The document therefore carries minimal analytical value beyond confirming that the fund met its regulatory obligation to submit Form NPORT-P for the period indicated.

Direxion Daily FTSE China Bull 3X Shares (YINN) has submitted a LIVE Form NPORT-P — the SEC’s monthly portfolio investments report — but virtually every quantitative field is blank. Missing disclosures include total assets, liabilities, net assets, credit-spread risk metrics, securities-lending detail, monthly returns, derivatives results and share-flow information. Registrant identifiers (CIK, LEI), address data and series details are also unfilled.

Because the filing contains no financial figures or portfolio composition data, investors receive no insight into the fund’s size, leverage, recent performance or risk profile for the period. The document therefore offers no basis for evaluating current exposure to Chinese equities or the effectiveness of the fund’s 3× leverage strategy.

Direxion Daily FTSE China Bull 3X Shares (YINN) submitted a Form NPORT-P monthly portfolio investments report. The document is essentially a framework: virtually every quantitative field—total assets, liabilities, net assets, derivative exposures, credit-spread risk metrics, securities-lending data, monthly returns, and share-flow information—is blank. The filing is tagged as a LIVE electronic submission, confirming it is an official SEC filing rather than a test transmission. Because the required financial tables and schedules are not populated, the report provides no visibility into the fund’s portfolio composition, risk profile, or recent performance for the covered period, limiting its usefulness to investors and analysts.

The filing provided is a Form NPORT-P for Direxion Daily FTSE China Bull 3X Shares (ticker YINN). NPORT-P is the SEC’s monthly portfolio report required of registered investment companies. The excerpt shows the standard form layout—Filer Information, Part A (registrant details), and Part B (fund-level assets, liabilities, risk metrics, returns, securities lending and flows)—but virtually every data cell is blank. No portfolio positions, asset values, liability figures, risk metrics or performance numbers are disclosed in the text supplied. The filing is marked as a LIVE submission, yet there is no indication that it is a final filing (Item A.4 lists both “Yes” and “No” without a selected answer). Because material numeric information is missing, investors cannot assess net assets, leverage, derivatives exposure or recent fund flows from the excerpt presented.

The filing provided is a Form NPORT-P for Direxion Daily FTSE China Bull 3X Shares (ticker YINN). NPORT-P is the SEC’s monthly portfolio report required of registered investment companies. The excerpt shows the standard form layout—Filer Information, Part A (registrant details), and Part B (fund-level assets, liabilities, risk metrics, returns, securities lending and flows)—but virtually every data cell is blank. No portfolio positions, asset values, liability figures, risk metrics or performance numbers are disclosed in the text supplied. The filing is marked as a LIVE submission, yet there is no indication that it is a final filing (Item A.4 lists both “Yes” and “No” without a selected answer). Because material numeric information is missing, investors cannot assess net assets, leverage, derivatives exposure or recent fund flows from the excerpt presented.