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[144] Yum! Brands, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Insider sale notice: A Form 144 was filed reporting a proposed sale of 270 shares of Yum! Brands, Inc. common stock through Merrill Lynch (Columbus, OH) with an aggregate market value of $39,222, and an approximate sale date of 09/02/2025. The shares were acquired on 02/05/2016 via a SAR exercise and sale from Yum! Brands Inc., and payment type is listed as Stock. The filing also lists prior sales by Scott Mezvinsky of 268, 272, and 263 shares on 06/04/2025, 07/01/2025, and 08/06/2025 respectively, with gross proceeds shown for each transaction.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider sale filing for a small block of shares; activity consistent with ongoing limited disposals.

The Form 144 documents a proposed sale of 270 Yum! Brands common shares via Merrill with a stated market value of $39,222, following multiple similar small sales in prior months. This filing is procedural under Rule 144 and discloses acquisition via a SAR exercise in 2016. The reported amounts are modest relative to a large-cap issuer and typically do not indicate a material change to company fundamentals.

TL;DR: Disclosure meets Rule 144 requirements; prior periodic sales are documented and signer certifies lack of undisclosed material nonpublic information.

The notice identifies the seller (Scott Mezvinsky) through recent sales history and includes the required representation about lacking material nonpublic information. It notes the broker and dates of acquisition and planned sale. From a governance perspective, the filing appears to be standard compliance documentation rather than a governance concern.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

Who is selling Yum! Brands (YUM) shares in this Form 144?

The filing identifies the seller as Scott Mezvinsky in the "Securities Sold During The Past 3 Months" section.

How many Yum! Brands shares are proposed to be sold according to the Form 144?

The notice reports a proposed sale of 270 common shares with an aggregate market value of $39,222.

When were the shares to be sold acquired and by what method?

The shares were acquired on 02/05/2016 via a SAR exercise and sale from Yum! Brands Inc.

What recent insider sales are disclosed in the filing for Scott Mezvinsky?

The filing lists three prior sales: 268 shares on 06/04/2025 (gross $39,120), 272 shares on 07/01/2025 (gross $40,332), and 263 shares on 08/06/2025 (gross $36,799).

Through which broker is the proposed sale being executed?

The proposed sale is listed with Merrill (address shown as 8890 Lyra Dr 5th Floor, Columbus, OH 43240).
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