Yum Brands director Bratspies files initial ownership

YUM BRANDS INC (YUM) filed an initial Statement of Beneficial Ownership (Form 3) for Stephen B. Bratspies, who is identified as a director of the company and not as an officer or ten percent owner.

Rhea-AI Filing Summary

YUM BRANDS INC (YUM) filed an initial Statement of Beneficial Ownership (Form 3) for Stephen B. Bratspies, who is identified as a director of the company and not as an officer or ten percent owner. The filing does not report any insider transactions or derivative positions.

Key Terms

Statement of Beneficial Ownership, ten percent owner, derivative securities

3 terms

Statement of Beneficial Ownership regulatory

"filed an initial Statement of Beneficial Ownership (Form 3)"

ten percent owner regulatory

"is_ten_percent_owner": 0"

derivative securities financial

"derivativeSummary": []"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for YUM indicate about Stephen B. Bratspies?

The Form 3 shows that Stephen B. Bratspies is a director of YUM BRANDS INC and is not listed as an officer or ten percent owner. The filing is his initial Statement of Beneficial Ownership and reports no insider transactions in YUM securities.

Are there any buy or sell transactions reported for YUM in this Form 3?

No. The Form 3 for YUM BRANDS INC reports no buy, sell, gift, or derivative exercise transactions for Stephen B. Bratspies. All transaction counts and share amounts in the transaction summary are zero.

What is the role of Stephen B. Bratspies at YUM (YUM)?

Stephen B. Bratspies is identified in the Form 3 as a director of YUM BRANDS INC. He is not identified as an officer and is not reported as a ten percent owner in this filing.

Does the YUM Form 3 mention any Rule 10b5-1 trading plan?

No. The document-level Rule 10b5-1 indicator is null, meaning the filing does not specify that reported activity, if any, was under a Rule 10b5-1 trading plan. The transaction summary itself shows no transactions.

Are any derivative securities positions reported in this YUM Form 3?

No. The derivativeSummary is empty and the transaction summary shows zero derivative transactions, indicating no derivative securities positions are reported for Stephen B. Bratspies in this Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/27/2026 - 10:23 AM EDT Accepted by SEC EDGAR 08/27/2026 - 10:22 AM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Bratspies Stephen B

(Last) (First) (Middle)

1441 GARDINER LANE

(Street)

LOUISVILLE KENTUCKY 40213

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
YUM BRANDS INC [ YUM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ M. Gayle Hobson, POA	08/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)