At what prices did Scott Mezvinsky’s YUM (YUM) share transactions occur?

The Stock Appreciation Rights had an exercise price of $68.00 per share. On 2026-09-01, he disposed of 214 shares to the issuer at $153.31 per share and sold 268 shares at $153.64 per share, according to the Form 4.

What are Scott Mezvinsky’s reported YUM (YUM) share holdings after these transactions?

After the derivative exercise, Scott Mezvinsky directly held 1,928 shares of YUM common stock. In addition, a Form 4 holding entry reports 1,487 shares held indirectly in a 401(k) plan.

Yum Brands exec exercises 482 rights, sells shares

Q: What insider transactions did YUM (YUM BRANDS INC) report for Scott Mezvinsky?

YUM reported that Scott Mezvinsky exercised 482 Stock Appreciation Rights into common stock, then disposed of 214 shares to the issuer and sold 268 shares of common stock on 2026-09-01, all under a Rule 10b5-1 plan.

Q: How many YUM (YUM) shares did Scott Mezvinsky acquire from exercising derivatives?

Scott Mezvinsky exercised 482 Stock Appreciation Rights, resulting in the acquisition of 482 shares of YUM common stock at an exercise price of $68.00 per share, with an original exercise date of 2021-02-17 and expiration date of 2027-02-10.

Q: How many YUM (YUM) shares did Scott Mezvinsky dispose of or sell on 2026-09-01?

On 2026-09-01, Scott Mezvinsky disposed of 214 shares to the issuer and separately sold 268 shares of YUM common stock, for a total of 482 shares in disposition and sale transactions that day.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

YUM BRANDS INC (YUM) reported insider transactions by KFC Division CEO Scott Mezvinsky. On 2026-09-01, he exercised 482 Stock Appreciation Rights at an exercise price of $68.00 per share, receiving 482 shares of common stock. That same day, he disposed of 214 shares to the issuer at $153.31 per share and sold 268 shares at $153.64 per share, all pursuant to a Rule 10b5-1 trading plan. Following the derivative exercise, he directly held 1,928 shares, and separately held 1,487 shares indirectly in a 401(k) plan.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 5 txns

Insider Mezvinsky Scott

Role KFC Division CEO

Sold 268 shs ($41K)

Approx. gross sale proceeds $41K

Approx. exercise cost $33K

Type	Security	Shares	Price	Value
Exercise	Stock Appreciation Right ^F1	482	$0.00	$0.00
Exercise	Common Stock ^F1	482	$68.00	$33K
Disposition	Common Stock ^F1	214	$153.31	$33K
Sale	Common Stock ^F1	268	$153.64	$41K
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Appreciation Right — 1,928 shares (Direct); Common Stock — 0 shares (Direct); Common Stock — 1,487 shares (Indirect, Held in 401(k) plan)

Footnotes (1)

F1. Pursuant to 10b5-1 Plan

Key Figures

Stock Appreciation Rights exercised: 482 shares Exercise price of Stock Appreciation Rights: $68.00 per share Shares disposed to issuer: 214 shares at $153.31 per share +4 more

7 metrics

Stock Appreciation Rights exercised 482 shares Exercised into YUM common stock on 2026-09-01

Exercise price of Stock Appreciation Rights $68.00 per share Exercise or conversion price for 482 Stock Appreciation Rights

Shares disposed to issuer 214 shares at $153.31 per share Common stock disposition to issuer on 2026-09-01

Shares sold 268 shares at $153.64 per share Sale of YUM common stock on 2026-09-01

Direct holdings after exercise 1,928 shares Total shares following derivative transaction for direct ownership

Indirect 401(k) holdings 1,487 shares Common stock held indirectly in 401(k) plan

Derivative expiration date 2027-02-10 Expiration date of the Stock Appreciation Rights

Key Terms

Stock Appreciation Right, Rule 10b5-1 Plan, disposition to issuer, indirect ownership

4 terms

Stock Appreciation Right financial

"Security title is listed as "Stock Appreciation Right" with 482.0000 shares"

A stock appreciation right (SAR) is a form of employee pay that gives the holder the right to receive the increase in a company's share price over a set reference price, paid in cash or shares, without having to buy stock first. It matters to investors because SARs can create future cash outflows or dilute existing shareholders if settled in stock, and they align employee incentives with share-price performance like a bonus tied to a home's price rise.

Rule 10b5-1 Plan regulatory

"Footnote states: "Pursuant to 10b5-1 Plan" for the transactions"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

disposition to issuer financial

"Transaction code D is described as "Disposition to issuer""

indirect ownership financial

"Ownership type "indirect" with nature "Held in 401(k) plan""

FAQ

What insider transactions did YUM (YUM BRANDS INC) report for Scott Mezvinsky?

YUM reported that Scott Mezvinsky exercised 482 Stock Appreciation Rights into common stock, then disposed of 214 shares to the issuer and sold 268 shares of common stock on 2026-09-01, all under a Rule 10b5-1 plan.

How many YUM (YUM) shares did Scott Mezvinsky acquire from exercising derivatives?

Scott Mezvinsky exercised 482 Stock Appreciation Rights, resulting in the acquisition of 482 shares of YUM common stock at an exercise price of $68.00 per share, with an original exercise date of 2021-02-17 and expiration date of 2027-02-10.

How many YUM (YUM) shares did Scott Mezvinsky dispose of or sell on 2026-09-01?

On 2026-09-01, Scott Mezvinsky disposed of 214 shares to the issuer and separately sold 268 shares of YUM common stock, for a total of 482 shares in disposition and sale transactions that day.

Were Scott Mezvinsky’s YUM (YUM) trades made under a Rule 10b5-1 plan?

Yes. The Form 4 indicates the Rule 10b5-1 checkbox is affirmed, and the footnote states the transactions were made “Pursuant to 10b5-1 Plan”, signaling they occurred under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:22 PM Accepted by SEC EDGAR 09/01/2026 - 04:22 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mezvinsky Scott

(Last)

(First)

(Middle)

7100 CORPORATE DRIVE

(Street)

PLANO

TEXAS

45024

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
YUM BRANDS INC [ YUM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	KFC Division CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/01/2026		M		482⁽¹⁾	A	$68	482	D
Common Stock	09/01/2026		D		214⁽¹⁾	D	$153.31	268	D
Common Stock	09/01/2026		S		268	D	$153.64⁽¹⁾	0	D
Common Stock								1,487	I	Held in 401(k) plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Appreciation Right	$68	09/01/2026		M			482⁽¹⁾	02/17/2021	02/10/2027	Common Stock	482	$0	1,928	D

Explanation of Responses:

1. Pursuant to 10b5-1 Plan

	/s/ M. Gayle Hobson, POA	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR