[Form 4] YUM BRANDS INC Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Yum Brands director Tanya Domier exercised derivative awards to acquire common stock. On this date, she converted 2,787 Phantom Stock units into 2,787 shares of Common Stock on a one-for-one basis. Following the transactions, she holds 7,744 common shares indirectly through a trust and 0.9048 Phantom Stock units directly.
Positive
- None.
Negative
- None.
Insights
Director exercised 2,787 phantom units into shares, a routine equity move.
Tanya Domier, a director of Yum Brands, exercised 2,787 Phantom Stock units, converting them one-for-one into 2,787 shares of Common Stock. The exercise price on the derivative was reported as $0.0000, consistent with cash-settled or deferred-style awards.
The newly acquired shares are held indirectly in a trust, with 7,744 common shares shown after the transaction. No open-market buys or sells were reported, and no remaining derivative positions are listed beyond 0.9048 Phantom Stock units. Overall, this looks like scheduled compensation activity rather than a directional market trade.
Insider Trade Summary
2,787 shares exercised/converted
Mixed
2 txns
Insider
Domier Tanya
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Phantom Stock | 2,787 | $0.00 | -- |
| Exercise | Common Stock | 2,787 | $155.48 | $433K |
Holdings After Transaction:
Phantom Stock — 0.905 shares (Direct);
Common Stock — 7,744 shares (Indirect, Trust)
Footnotes (1)
- Conversion occurs on a one-for-one basis. Payments are made in accordance with elections on file. The Program does not have specified expiration dates.
Key Figures
Phantom units exercised: 2,787 units
Shares acquired via conversion: 2,787 shares
Reported share price: $155.48/share
+3 more
6 metrics
Phantom units exercised
2,787 units
Converted into Common Stock on a one-for-one basis
Shares acquired via conversion
2,787 shares
Common Stock received from Phantom Stock exercise
Reported share price
$155.48/share
Price per share on Common Stock transaction entry
Common shares after transaction
7,744 shares
Indirectly held through a trust
Phantom Stock remaining
0.9048 units
Direct holdings after the exercise
Exercise transactions
1 derivative, 1 non-derivative
Both coded as M for exercise/conversion
Key Terms
Phantom Stock, derivative security, Trust, one-for-one basis, +1 more
5 terms
Phantom Stock financial
"security_title: "Phantom Stock""
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Trust financial
"nature_of_ownership: "Trust""
one-for-one basis financial
"Conversion occurs on a one-for-one basis."
payments are made in accordance with elections on file financial
"Payments are made in accordance with elections on file."
FAQ
What did Tanya Domier do in this Yum Brands (YUM) Form 4 filing?
Tanya Domier exercised 2,787 Phantom Stock units, converting them into 2,787 shares of Yum Brands Common Stock. The filing shows this as a derivative exercise, not an open-market purchase or sale, and treats it as part of her equity compensation.
Were there any open-market buys or sells by Tanya Domier in Yum Brands (YUM)?
The Form 4 does not report any open-market buys or sells by Tanya Domier. Instead, it shows a derivative exercise, converting Phantom Stock into Common Stock, which is typically considered routine compensation activity rather than a discretionary market trade.
What is Phantom Stock in the context of Yum Brands (YUM) director compensation?
In this context, Phantom Stock represents a derivative award that tracks Yum Brands Common Stock value. The filing states it converts on a one-for-one basis into common shares, with payments made according to elections on file, and the program does not have specified expiration dates.
How many Phantom Stock units did Tanya Domier convert in this Yum Brands (YUM) filing?
Tanya Domier converted 2,787 Phantom Stock units into 2,787 shares of Yum Brands Common Stock. The conversion occurs on a one-for-one basis, as noted in the footnotes, and is reported as an exercise or conversion of a derivative security.