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Yum Brands SEC Filings

YUM NYSE

Welcome to our dedicated page for Yum Brands SEC filings (Ticker: YUM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Yum! Brands, Inc. filings document the public-company record for a franchised restaurant operator with KFC, Pizza Hut, Taco Bell and Habit Burger brands. Form 8-K reports cover quarterly and annual results, earnings releases, board changes, bylaw amendments and material agreements tied to the company's restaurant-system financing structure.

Proxy materials describe director elections, executive compensation, shareholder-meeting procedures and governance practices. Other disclosures address Yum!'s NYSE-listed common stock, subsidiary financing arrangements, senior secured notes, restricted-group debt information and capital-structure matters associated with a large global quick-service restaurant franchisor.

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Yum! Brands Inc reported that Vanguard Portfolio Management beneficially owned 13,983,064 shares of common stock, equal to 5.05% of the class as of 03/31/2026. The filing states Vanguard exercises sole dispositive power over these shares and that holdings include securities held for Vanguard funds and managed accounts. The Schedule 13G is signed on 04/29/2026 and attributes voting and dispositive powers to Vanguard and certain affiliates.

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Yum! Brands reported strong first-quarter 2026 results, with broad-based growth led by Taco Bell and KFC. GAAP diluted EPS was $1.55, up 72% from $0.90, while EPS excluding Special Items rose 15% to $1.50 from $1.30. Net income increased 71% to $432 million.

Total revenues grew 15% to $2.06 billion, driven by 6% worldwide system sales growth excluding foreign currency and a 5% increase in unit count, including 1,030 gross new units. Digital system sales approached $11 billion with a record 63% of system sales coming through digital channels.

KFC system sales excluding currency rose 6% with 7% unit growth and 16% operating profit growth. Taco Bell delivered 10% system sales growth, 8% same-store sales growth and 16% operating profit growth. Pizza Hut system sales were flat excluding currency and operating profit declined 14%, as U.S. system sales fell 6% while international grew 4%.

Core Operating Profit, which removes Special Items and currency, increased 6% to $612 million. The company reiterated long-term targets of 5% unit growth, 7% system sales growth excluding currency and at least 8% Core Operating Profit growth over time.

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Filing
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YUM! Brands is asking shareholders to vote at its virtual 2026 Annual Meeting on May 14, 2026. Investors will elect eleven directors to serve until the 2027 meeting, ratify KPMG LLP as independent auditors for 2026, and cast an advisory “say‑on‑pay” vote on executive compensation.

Shareholders will also consider a shareholder proposal to lower the ownership threshold required to call a special meeting from 25% of outstanding shares to 10%. The Board cites existing shareholder rights and alignment with common market practice and unanimously recommends voting against this proposal while supporting all three management proposals.

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Yum Brands director Tanya Domier exercised derivative awards to acquire common stock. On this date, she converted 2,787 Phantom Stock units into 2,787 shares of Common Stock on a one-for-one basis. Following the transactions, she holds 7,744 common shares indirectly through a trust and 0.9048 Phantom Stock units directly.

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Oberg Kathleen K. reported acquisition or exercise transactions in this Form 4 filing.

YUM Brands director Kathleen K. Oberg reported compensation-related equity grants. She was awarded 162.6545 units of Phantom Stock, each convertible into one share of Common Stock on a one-for-one basis. She also received 910 shares of Common Stock, both held as direct ownership.

Phantom units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan, which has no expiration dates for these phantom units, and payments are made in accordance with elections on file.

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YUM Brands Inc. filed an initial insider ownership report (Form 3) for Kathleen K. Oberg, identifying her as a director of the company. The filing data shows no reported transactions, share holdings, or derivative positions for her in this submission.

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Yum Brands KFC Division CEO Scott Mezvinsky exercised stock appreciation rights covering 483 shares of common stock at an exercise price of $68.00 per share. He then returned 212 shares to the issuer at $155.48 and sold 271 shares in open-market transactions at $154.18 per share.

These transactions were effected pursuant to a Rule 10b5-1 trading plan. Following the reported sale, his direct common stock holdings shown in this filing were 0 shares, while 4,342 stock appreciation rights were reported as outstanding after the derivative exercise.

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Yum Brands CEO Christopher Lee Turner reported a small open-market sale of company stock. He sold 257 shares of Yum Brands common stock at a price of $154.18 per share in a transaction dated April 1, 2026. The sale was executed pursuant to a Rule 10b5-1 trading plan, indicating it was pre-arranged rather than a discretionary trade. After this transaction, Turner directly holds 64,801.66 shares of Yum Brands common stock, so the sale represents a minor portion of his overall stake.

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Yum! Brands, Inc. appointed Kathleen K. Oberg to its Board of Directors, effective April 1, 2026. She will stand for election by shareholders at the next Annual Meeting, meaning investors will have the opportunity to formally confirm her board role.

As a non-employee director, Ms. Oberg will receive a one-time stock grant with a fair market value of $25,000 on April 1, 2026 and a prorated portion of her annual stock retainer under the company’s standard director compensation program. The company states there is no arrangement or understanding with any other person under which she was selected.

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FAQ

How many Yum Brands (YUM) SEC filings are available on StockTitan?

StockTitan tracks 142 SEC filings for Yum Brands (YUM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Yum Brands (YUM)?

The most recent SEC filing for Yum Brands (YUM) was filed on April 29, 2026.