Yum China officer proposes $149K share sale

The notice identifies restricted-stock vesting as the source of Ding’s reported acquisitions.

Available on EDGAR 11/09/2026 - 04:12 PM EST Accepted by SEC EDGAR 11/09/2026 - 04:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Shiyan Ding, an officer of Yum China Holdings, Inc., reported a proposed sale of 3,000 common shares, with an aggregate market value of $149,328.56 and an approximate sale date of November 9, 2026. The notice names Merrill as the broker. Ding’s reported acquisitions were through restricted-stock vesting: 169 shares on February 10, 2025; 746 on September 1, 2025; 1,189 on February 8, 2026; 266 on February 9, 2026; and 630 on February 10, 2026.

Key Figures

Proposed sale: 3,000 common shares Aggregate market value: $149,328.56 Restricted-stock vesting: 169 shares +4 more

7 metrics

Proposed sale 3,000 common shares Approximate sale date: November 9, 2026

Aggregate market value $149,328.56 Proposed sale

Restricted-stock vesting 169 shares Acquired February 10, 2025

Restricted-stock vesting 746 shares Acquired September 1, 2025

Restricted-stock vesting 1,189 shares Acquired February 8, 2026

Restricted-stock vesting 266 shares Acquired February 9, 2026

Restricted-stock vesting 630 shares Acquired February 10, 2026

Key Terms

Restricted Stock Vesting, Aggregate Market Value, Approximate Date of Sale

3 terms

Restricted Stock Vesting financial

"Nature of Acquisition Transaction: Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Approximate Date of Sale financial

"Approximate Date of Sale"

FAQ

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What sale did Shiyan Ding report for YUMC?

Shiyan Ding reported a proposed sale of 3,000 common shares of Yum China Holdings, Inc., with an aggregate market value of $149,328.56 and an approximate sale date of November 9, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002014042
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Yum! China Holding, Inc.
SEC File Number	001-37762
Address of Issuer	101 East Park Blvd Ste 805 Plano TEXAS 75074
Phone	4699802898
Name of Person for Whose Account the Securities are To Be Sold	Shiyan Ding
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Floor Columbus OH 43240	3000	149328.56	336860181	11/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/10/2025	Restricted Stock Vesting	YUM China Holdings			169	02/10/2025	NA
Common	09/01/2025	Restricted Stock Vesting	YUM China Holdings			746	09/01/2025	NA
Common	02/08/2026	Restricted Stock Vesting	YUM China Holdings			1189	02/08/2026	NA
Common	02/09/2026	Restricted Stock Vesting	YUM China Holdings			266	02/09/2026	NA
Common	02/10/2026	Restricted Stock Vesting	YUM China Holdings			630	02/10/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Shiyan Ding
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)