STOCK TITAN

[Form 4] Yum China Holdings, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Yum China (NYSE:YUMC) filed a routine Form 4 disclosing that Chief People Officer Jerry Ding acquired a total of 64 restricted stock units (RSUs) on 18 Jun 2025 through dividend-equivalency adjustments tied to prior equity awards. The transactions were reported as acquisitions (Code “A”) at a zero-dollar exercise price and do not involve any open-market purchases or sales.

Following the reported grants, the filing shows Mr. Ding’s holdings in the respective RSU award buckets at 353, 791, 2,538, 3,036 and 5,253 derivative units. All RSUs convert to common stock on a one-for-one basis and vest on the same schedule as the underlying awards—either in one-third or one-quarter annual installments beginning one year after each original grant date. No expiration dates are applicable.

The filing contains no sales, cash compensation, or material changes to ownership structure; therefore, it represents a standard administrative update rather than a market-moving event.

Yum China (NYSE:YUMC) ha presentato un Modulo 4 di routine, comunicando che il Chief People Officer Jerry Ding ha acquisito un totale di 64 unità azionarie vincolate (RSU) il 18 giugno 2025, attraverso aggiustamenti equivalenti ai dividendi legati a precedenti premi azionari. Le transazioni sono state riportate come acquisizioni (Codice “A”) a prezzo di esercizio zero e non coinvolgono acquisti o vendite sul mercato aperto.

Dopo le assegnazioni segnalate, il documento mostra che le partecipazioni del Sig. Ding nelle rispettive categorie di RSU sono di 353, 791, 2.538, 3.036 e 5.253 unità derivate. Tutte le RSU si convertono in azioni ordinarie con un rapporto uno a uno e maturano secondo lo stesso calendario dei premi originali, ovvero in rate annuali di un terzo o di un quarto a partire da un anno dopo la data di ciascun premio originario. Non sono previste date di scadenza.

Il documento non contiene vendite, compensi in denaro o cambiamenti significativi nella struttura proprietaria; pertanto, rappresenta un aggiornamento amministrativo standard e non un evento che influenzi il mercato.

Yum China (NYSE:YUMC) presentó un Formulario 4 rutinario revelando que el Director de Recursos Humanos, Jerry Ding, adquirió un total de 64 unidades restringidas de acciones (RSU) el 18 de junio de 2025 mediante ajustes equivalentes a dividendos vinculados a premios de acciones previos. Las transacciones se reportaron como adquisiciones (Código “A”) con un precio de ejercicio de cero dólares y no implican compras o ventas en el mercado abierto.

Tras las concesiones reportadas, el documento muestra que las tenencias del Sr. Ding en los respectivos grupos de RSU son de 353, 791, 2,538, 3,036 y 5,253 unidades derivadas. Todas las RSU se convierten en acciones ordinarias a razón de una por una y se consolidan según el mismo calendario que los premios originales, es decir, en cuotas anuales de un tercio o un cuarto comenzando un año después de la fecha de concesión original. No hay fechas de vencimiento aplicables.

El formulario no contiene ventas, compensación en efectivo ni cambios materiales en la estructura de propiedad; por lo tanto, representa una actualización administrativa estándar y no un evento que mueva el mercado.

Yum China (NYSE:YUMC)는 정기적인 Form 4를 제출하여 최고인사책임자 Jerry Ding이 2025년 6월 18일 이전 주식 보상과 연계된 배당금 조정으로 총 64개의 제한 주식 단위(RSU)를 취득했음을 공시했습니다. 이 거래는 취득(코드 “A”)로 보고되었으며, 행사 가격은 0달러이고, 공개 시장에서의 매매는 포함되지 않았습니다.

보고된 부여 이후, 제출서류에는 Ding 씨가 각각의 RSU 보상 그룹에서 보유한 수량이 353, 791, 2,538, 3,036, 5,253 단위임을 보여줍니다. 모든 RSU는 1:1 비율로 보통주로 전환되며, 원래 부여된 주식과 동일한 일정에 따라 1년 후부터 연간 3분의 1 또는 4분의 1씩 베스팅됩니다. 만료일은 적용되지 않습니다.

제출서류에는 매도, 현금 보상 또는 소유 구조의 중대한 변경 사항이 없으므로, 이는 시장에 영향을 주는 이벤트가 아닌 표준 행정 업데이트임을 의미합니다.

Yum China (NYSE:YUMC) a déposé un Formulaire 4 de routine révélant que le Chief People Officer Jerry Ding a acquis un total de 64 unités d'actions restreintes (RSU) le 18 juin 2025, grâce à des ajustements équivalents aux dividendes liés à des attributions d'actions antérieures. Les transactions ont été déclarées comme des acquisitions (Code « A ») à un prix d'exercice nul et n'impliquent aucun achat ou vente sur le marché ouvert.

Suite aux attributions rapportées, le dépôt montre que M. Ding détient dans les différentes catégories d'attributions RSU 353, 791, 2 538, 3 036 et 5 253 unités dérivées. Toutes les RSU se convertissent en actions ordinaires à raison d'une pour une et sont acquises selon le même calendrier que les attributions sous-jacentes, soit en trimestres ou tiers annuels commençant un an après chaque date d'attribution initiale. Aucune date d'expiration ne s'applique.

Le dépôt ne contient aucune vente, rémunération en espèces ou changement important dans la structure de propriété ; il s'agit donc d'une mise à jour administrative standard plutôt que d'un événement susceptible d'influencer le marché.

Yum China (NYSE:YUMC) reichte routinemäßig ein Formular 4 ein, das offenlegt, dass der Chief People Officer Jerry Ding am 18. Juni 2025 insgesamt 64 Restricted Stock Units (RSUs) durch Dividendenäquivalenzanpassungen im Zusammenhang mit früheren Aktienzuteilungen erworben hat. Die Transaktionen wurden als Erwerbungen (Code „A“) zu einem Ausübungspreis von null Dollar gemeldet und beinhalten keine Käufe oder Verkäufe am offenen Markt.

Nach den gemeldeten Zuweisungen zeigt die Einreichung, dass Herr Ding in den jeweiligen RSU-Zuteilungskategorien 353, 791, 2.538, 3.036 und 5.253 Derivateinheiten hält. Alle RSUs wandeln sich eins zu eins in Stammaktien um und werden nach dem gleichen Zeitplan wie die zugrundeliegenden Zuteilungen vestet – entweder in ein Drittel oder ein Viertel jährlich, beginnend ein Jahr nach dem ursprünglichen Zuteilungsdatum. Es gelten keine Ablaufdaten.

Die Einreichung enthält keine Verkäufe, Barvergütungen oder wesentliche Änderungen der Eigentümerstruktur; daher stellt sie ein standardmäßiges administratives Update dar und kein marktbewegendes Ereignis.

Positive
  • None.
Negative
  • None.

Yum China (NYSE:YUMC) ha presentato un Modulo 4 di routine, comunicando che il Chief People Officer Jerry Ding ha acquisito un totale di 64 unità azionarie vincolate (RSU) il 18 giugno 2025, attraverso aggiustamenti equivalenti ai dividendi legati a precedenti premi azionari. Le transazioni sono state riportate come acquisizioni (Codice “A”) a prezzo di esercizio zero e non coinvolgono acquisti o vendite sul mercato aperto.

Dopo le assegnazioni segnalate, il documento mostra che le partecipazioni del Sig. Ding nelle rispettive categorie di RSU sono di 353, 791, 2.538, 3.036 e 5.253 unità derivate. Tutte le RSU si convertono in azioni ordinarie con un rapporto uno a uno e maturano secondo lo stesso calendario dei premi originali, ovvero in rate annuali di un terzo o di un quarto a partire da un anno dopo la data di ciascun premio originario. Non sono previste date di scadenza.

Il documento non contiene vendite, compensi in denaro o cambiamenti significativi nella struttura proprietaria; pertanto, rappresenta un aggiornamento amministrativo standard e non un evento che influenzi il mercato.

Yum China (NYSE:YUMC) presentó un Formulario 4 rutinario revelando que el Director de Recursos Humanos, Jerry Ding, adquirió un total de 64 unidades restringidas de acciones (RSU) el 18 de junio de 2025 mediante ajustes equivalentes a dividendos vinculados a premios de acciones previos. Las transacciones se reportaron como adquisiciones (Código “A”) con un precio de ejercicio de cero dólares y no implican compras o ventas en el mercado abierto.

Tras las concesiones reportadas, el documento muestra que las tenencias del Sr. Ding en los respectivos grupos de RSU son de 353, 791, 2,538, 3,036 y 5,253 unidades derivadas. Todas las RSU se convierten en acciones ordinarias a razón de una por una y se consolidan según el mismo calendario que los premios originales, es decir, en cuotas anuales de un tercio o un cuarto comenzando un año después de la fecha de concesión original. No hay fechas de vencimiento aplicables.

El formulario no contiene ventas, compensación en efectivo ni cambios materiales en la estructura de propiedad; por lo tanto, representa una actualización administrativa estándar y no un evento que mueva el mercado.

Yum China (NYSE:YUMC)는 정기적인 Form 4를 제출하여 최고인사책임자 Jerry Ding이 2025년 6월 18일 이전 주식 보상과 연계된 배당금 조정으로 총 64개의 제한 주식 단위(RSU)를 취득했음을 공시했습니다. 이 거래는 취득(코드 “A”)로 보고되었으며, 행사 가격은 0달러이고, 공개 시장에서의 매매는 포함되지 않았습니다.

보고된 부여 이후, 제출서류에는 Ding 씨가 각각의 RSU 보상 그룹에서 보유한 수량이 353, 791, 2,538, 3,036, 5,253 단위임을 보여줍니다. 모든 RSU는 1:1 비율로 보통주로 전환되며, 원래 부여된 주식과 동일한 일정에 따라 1년 후부터 연간 3분의 1 또는 4분의 1씩 베스팅됩니다. 만료일은 적용되지 않습니다.

제출서류에는 매도, 현금 보상 또는 소유 구조의 중대한 변경 사항이 없으므로, 이는 시장에 영향을 주는 이벤트가 아닌 표준 행정 업데이트임을 의미합니다.

Yum China (NYSE:YUMC) a déposé un Formulaire 4 de routine révélant que le Chief People Officer Jerry Ding a acquis un total de 64 unités d'actions restreintes (RSU) le 18 juin 2025, grâce à des ajustements équivalents aux dividendes liés à des attributions d'actions antérieures. Les transactions ont été déclarées comme des acquisitions (Code « A ») à un prix d'exercice nul et n'impliquent aucun achat ou vente sur le marché ouvert.

Suite aux attributions rapportées, le dépôt montre que M. Ding détient dans les différentes catégories d'attributions RSU 353, 791, 2 538, 3 036 et 5 253 unités dérivées. Toutes les RSU se convertissent en actions ordinaires à raison d'une pour une et sont acquises selon le même calendrier que les attributions sous-jacentes, soit en trimestres ou tiers annuels commençant un an après chaque date d'attribution initiale. Aucune date d'expiration ne s'applique.

Le dépôt ne contient aucune vente, rémunération en espèces ou changement important dans la structure de propriété ; il s'agit donc d'une mise à jour administrative standard plutôt que d'un événement susceptible d'influencer le marché.

Yum China (NYSE:YUMC) reichte routinemäßig ein Formular 4 ein, das offenlegt, dass der Chief People Officer Jerry Ding am 18. Juni 2025 insgesamt 64 Restricted Stock Units (RSUs) durch Dividendenäquivalenzanpassungen im Zusammenhang mit früheren Aktienzuteilungen erworben hat. Die Transaktionen wurden als Erwerbungen (Code „A“) zu einem Ausübungspreis von null Dollar gemeldet und beinhalten keine Käufe oder Verkäufe am offenen Markt.

Nach den gemeldeten Zuweisungen zeigt die Einreichung, dass Herr Ding in den jeweiligen RSU-Zuteilungskategorien 353, 791, 2.538, 3.036 und 5.253 Derivateinheiten hält. Alle RSUs wandeln sich eins zu eins in Stammaktien um und werden nach dem gleichen Zeitplan wie die zugrundeliegenden Zuteilungen vestet – entweder in ein Drittel oder ein Viertel jährlich, beginnend ein Jahr nach dem ursprünglichen Zuteilungsdatum. Es gelten keine Ablaufdaten.

Die Einreichung enthält keine Verkäufe, Barvergütungen oder wesentliche Änderungen der Eigentümerstruktur; daher stellt sie ein standardmäßiges administratives Update dar und kein marktbewegendes Ereignis.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DING Jerry

(Last) (First) (Middle)
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD

(Street)
SHANGHAI F4 200030

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 06/18/2025 A 1 (2) (3) Common Stock 1 $0 353 D
Restricted Stock Unit (1) 06/18/2025 A 4 (2) (3) Common Stock 4 $0 791 D
Restricted Stock Unit (1) 06/18/2025 A 14 (4) (3) Common Stock 14 $0 2,538 D
Restricted Stock Unit (1) 06/18/2025 A 16 (4) (3) Common Stock 16 $0 3,036 D
Restricted Stock Unit (1) 06/18/2025 A 29 (4) (3) Common Stock 29 $0 5,253 D
Explanation of Responses:
1. Conversion occurs on a one-for-one basis.
2. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
3. This grant does not have an expiration date.
4. These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
/s/ Pingping Liu, Power of Attorney 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Yum China shares did insider Jerry Ding acquire on 18 Jun 2025?

The Form 4 states that Mr. Ding acquired 64 restricted stock units (RSUs) through dividend-equivalency adjustments, with no cash paid.

What are Jerry Ding’s reported derivative holdings after the transactions?

Per the filing, his largest RSU grant bucket now shows 5,253 RSUs; other buckets hold 353, 791, 2,538 and 3,036 units respectively.
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