STOCK TITAN

Yum China (YUMC) director receives 7,573-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Zhu Christina (Xiaojing) reported acquisition or exercise transactions in this Form 4 filing.

Yum China Holdings, Inc. director Christina (Xiaojing) Zhu received a stock award of 7,573 shares of common stock on June 1, 2026. The shares were granted at no cash cost, reflecting equity-based compensation rather than an open-market purchase. Following this award, her direct holdings increased to 25,215 common shares.

Positive

  • None.

Negative

  • None.
Insider Zhu Christina (Xiaojing)
Role null
Type Security Shares Price Value
Grant/Award Common Stock 7,573 $0.00 --
Holdings After Transaction: Common Stock — 25,215 shares (Direct, null)
Footnotes (1)
Shares granted 7,573 shares Common Stock award on June 1, 2026
Grant price $0.0000 per share Reported transaction price for stock award
Total shares after transaction 25,215 shares Direct holdings following the award
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
"transaction_type: non-derivative"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zhu Christina (Xiaojing)

(Last)(First)(Middle)
1F, TOWER 3, SZITIC SQUARE
69 NONGLIN ROAD, FUTIAN DISTRICT

(Street)
SHENZHENF4518040

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A7,573A$025,215D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Pingping Liu, Power of Attorney06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Yum China (YUMC) report for Christina Zhu?

Yum China reported that director Christina (Xiaojing) Zhu received a grant of 7,573 shares of common stock. The award was recorded as a non-derivative acquisition, increasing her direct ownership position in the company’s shares as part of equity-based compensation.

How many Yum China (YUMC) shares were granted to Christina Zhu and at what price?

Christina Zhu was granted 7,573 shares of Yum China common stock at a reported price of $0.0000 per share. This indicates a share award provided as compensation, not a cash purchase in the open market, consistent with typical director equity grants.

What is Christina Zhu’s total Yum China (YUMC) shareholding after this Form 4?

After the 7,573-share award, Christina Zhu directly holds 25,215 shares of Yum China common stock. This total reflects her position immediately following the reported transaction and helps show the scale of the grant relative to her overall share ownership.

Was the Yum China (YUMC) Form 4 transaction an open-market buy or a stock award?

The Form 4 classifies the transaction as a grant or award acquisition, not an open-market purchase. The transaction code “A” and zero cash price per share together show it is equity compensation rather than a discretionary buy on the stock market.

Does this Yum China (YUMC) Form 4 show any share sales by Christina Zhu?

The Form 4 only reports an acquisition of 7,573 common shares as a grant or award. The transaction summary shows no sales or dispositions, indicating the filing reflects increased ownership from compensation rather than any reduction in her share position.